The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 208 | 1,790 | SH | SOLE | 1,790 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 225 | 1,944 | SH | OTR | 1 | 1,944 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 1,101 | 56,611 | SH | OTR | 1 | 56,611 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 3,241 | 166,625 | SH | SOLE | 166,625 | 0 | 0 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 197 | 2,871 | SH | OTR | 1 | 2,871 | 0 | 0 | |
BIONTECH SE | SPONSORED ADS | 09075V102 | 27 | 403 | SH | SOLE | 403 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 21 | 94 | SH | SOLE | 94 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 197 | 920 | SH | OTR | 1 | 920 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 9,210 | 300,996 | SH | OTR | 1 | 300,996 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 2,753 | 90,020 | SH | SOLE | 90,020 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 235 | 1,061 | SH | OTR | 1 | 1,061 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 150 | 19,860 | SH | OTR | 1 | 19,860 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 21 | 2,821 | SH | SOLE | 2,821 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 64 | 15,070 | SH | OTR | 1 | 15,070 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 7 | 2,132 | SH | SOLE | 2,132 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 7,575 | 398,041 | SH | SOLE | 398,041 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 4,216 | 221,293 | SH | OTR | 1 | 221,293 | 0 | 0 | |
GERON CORP | COM | 374163103 | 14 | 7,955 | SH | SOLE | 7,955 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 97 | 55,975 | SH | OTR | 1 | 55,975 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 388 | 9,392 | SH | OTR | 1 | 9,392 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 31 | 747 | SH | SOLE | 747 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 491 | 22,607 | SH | OTR | 1 | 22,607 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 927 | 42,875 | SH | SOLE | 42,875 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 686 | 38,097 | SH | OTR | 1 | 38,097 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434G509 | 3,012 | 111,272 | SH | SOLE | 111,272 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 6,870 | 253,629 | SH | OTR | 1 | 253,629 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 255 | 7,154 | SH | OTR | 1 | 7,154 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 24 | 669 | SH | SOLE | 669 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 2,754 | 26,464 | SH | SOLE | 26,464 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 913 | 6,856 | SH | OTR | 1 | 6,856 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 3,078 | 23,064 | SH | SOLE | 23,064 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 2,219 | 18,202 | SH | OTR | 1 | 18,202 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 7,779 | 63,842 | SH | SOLE | 63,842 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 6,827 | 84,843 | SH | SOLE | 84,843 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 4,305 | 53,481 | SH | OTR | 1 | 53,481 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,009 | 20,864 | SH | SOLE | 20,864 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,504 | 7,444 | SH | OTR | 1 | 7,444 | 0 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,787 | 35,226 | SH | SOLE | 35,226 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,508 | 116,872 | SH | OTR | 1 | 116,872 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 3,168 | 82,232 | SH | SOLE | 82,232 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,705 | 20,443 | SH | SOLE | 20,443 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 518 | 6,187 | SH | OTR | 1 | 6,187 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,618 | 12,031 | SH | OTR | 1 | 12,031 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,763 | 13,128 | SH | SOLE | 13,128 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 4,019 | 36,225 | SH | OTR | 1 | 36,225 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 8,715 | 78,603 | SH | SOLE | 78,603 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 575 | 5,234 | SH | OTR | 1 | 5,234 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 3,682 | 33,371 | SH | SOLE | 33,371 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 261 | 4,112 | SH | OTR | 1 | 4,112 | 0 | 0 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 1,951 | 30,575 | SH | SOLE | 30,575 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 5,747 | 38,979 | SH | SOLE | 38,979 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 7,469 | 50,660 | SH | OTR | 1 | 50,660 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 3,121 | 24,670 | SH | SOLE | 24,670 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,424 | 11,259 | SH | OTR | 1 | 11,259 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 30 | 209 | SH | SOLE | 209 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 199 | 1,338 | SH | OTR | 1 | 1,338 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 306 | 3,176 | SH | OTR | 1 | 3,176 | 0 | 0 | |
LYFT INC | CL A COM | 55087P104 | 665 | 24,137 | SH | OTR | 24,137 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 26 | 10,000 | SH | OTR | 1 | 10,000 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 498 | 919 | SH | OTR | 1 | 919 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 4 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 109 | 26,575 | SH | OTR | 1 | 26,575 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 14 | 3,794 | SH | SOLE | 3,794 | 0 | 0 | ||
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 97 | 18,100 | SH | OTR | 1 | 18,100 | 0 | 0 | |
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 14 | 2,555 | SH | SOLE | 2,555 | 0 | 0 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 1,326 | 109,957 | SH | OTR | 1 | 109,957 | 0 | 0 | |
PENNSYLVANIA REAL ESTATE INV | SH BEN INT | 709102107 | 6 | 10,000 | SH | OTR | 1 | 10,000 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 4,756 | 54,374 | SH | SOLE | 54,374 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 7,122 | 81,394 | SH | OTR | 1 | 81,394 | 0 | 0 | |
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 412 | 5,602 | SH | SOLE | 5,602 | 0 | 0 | ||
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 760 | 14,393 | SH | SOLE | 14,393 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 199 | 3,956 | SH | OTR | 1 | 3,956 | 0 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 27 | 550 | SH | SOLE | 550 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,982 | 29,809 | SH | SOLE | 29,809 | 0 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 893 | 29,206 | SH | SOLE | 29,206 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 75 | 720 | SH | SOLE | 720 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 195 | 1,870 | SH | OTR | 1 | 1,870 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 3,314 | 61,138 | SH | OTR | 1 | 61,138 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 2,923 | 53,925 | SH | SOLE | 53,925 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 210 | 5,756 | SH | OTR | 1 | 5,756 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,055 | 35,397 | SH | OTR | 1 | 35,397 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 3,778 | 64,999 | SH | SOLE | 64,999 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,731 | 21,940 | SH | OTR | 1 | 21,940 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 5,466 | 69,245 | SH | SOLE | 69,245 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 719 | 4,679 | SH | SOLE | 4,679 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 271 | 2,587 | SH | OTR | 1 | 2,587 | 0 | 0 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,760 | 16,857 | SH | SOLE | 16,857 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,249 | 98,253 | SH | SOLE | 98,253 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 896 | 18,435 | SH | OTR | 1 | 18,435 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,944 | 40,065 | SH | SOLE | 40,065 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 9 | 81 | SH | OTR | 1 | 81 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 2,077 | 19,430 | SH | SOLE | 19,430 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 11 | 269 | SH | OTR | 1 | 269 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 8,274 | 202,289 | SH | SOLE | 202,289 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 3,055 | 18,451 | SH | OTR | 1 | 18,451 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 6,803 | 41,103 | SH | SOLE | 41,103 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 816 | 27,222 | SH | SOLE | 27,222 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 4,437 | 148,585 | SH | OTR | 1 | 148,585 | 0 | 0 |