The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 54,903 | 497 | SH | SOLE | 497 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 233,751 | 2,129 | SH | SOLE | 1 | 2,129 | 0 | 0 | |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 21,960 | 24,400 | SH | SOLE | 1 | 24,400 | 0 | 0 | |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 5,513 | 6,125 | SH | SOLE | 6,125 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 64,233 | 12,424 | SH | SOLE | 1 | 12,424 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | 15,675 | 3,032 | SH | SOLE | 3,032 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 13,870 | 4,375 | SH | SOLE | 4,375 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | 56,981 | 17,975 | SH | SOLE | 1 | 17,975 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 1,178,723 | 34,967 | SH | SOLE | 34,967 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 426,600 | 12,655 | SH | SOLE | 1 | 12,655 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 31,987 | 80,455 | SH | SOLE | 1 | 80,455 | 0 | 0 | |
CODIAK BIOSCIENCES INC | COM | 192010106 | 7,746 | 19,480 | SH | SOLE | 19,480 | 0 | 0 | ||
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 31,510 | 19,694 | SH | SOLE | 1 | 19,694 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 8,150 | 5,093 | SH | SOLE | 5,093 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 1,606,151 | 49,839 | SH | SOLE | 49,839 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 5,685,146 | 176,394 | SH | SOLE | 1 | 176,394 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 466,151 | 1,087 | SH | SOLE | 1 | 1,087 | 0 | 0 | |
DESKTOP METAL INC | COM CL A | 25058X105 | 28,979 | 21,308 | SH | SOLE | 1 | 21,308 | 0 | 0 | |
DYADIC INTL INC DEL | COM | 26745T101 | 14,005 | 11,385 | SH | SOLE | 11,385 | 0 | 0 | ||
DYADIC INTL INC DEL | COM | 26745T101 | 56,223 | 45,709 | SH | SOLE | 1 | 45,709 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 11,676 | 9,894 | SH | SOLE | 1 | 9,894 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,933 | 2,485 | SH | SOLE | 2,485 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,640,208 | 136,389 | SH | SOLE | 1 | 136,389 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 3,216,197 | 120,501 | SH | SOLE | 120,501 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 14,126 | 5,837 | SH | SOLE | 5,837 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 50,965 | 21,060 | SH | SOLE | 1 | 21,060 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 53,092 | 661 | SH | SOLE | 661 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 212,847 | 2,650 | SH | SOLE | 1 | 2,650 | 0 | 0 | |
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 328,911 | 13,343 | SH | SOLE | 1 | 13,343 | 0 | 0 | |
INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 46140H106 | 808,229 | 40,111 | SH | SOLE | 1 | 40,111 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 38,976 | 836 | SH | SOLE | 836 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 377,436 | 8,096 | SH | SOLE | 1 | 8,096 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 403,484 | 19,654 | SH | SOLE | 1 | 19,654 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 2,191,250 | 106,733 | SH | SOLE | 106,733 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | 782,990 | 49,041 | SH | SOLE | 1 | 49,041 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 2,582,791 | 36,352 | SH | SOLE | 1 | 36,352 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 1,616,840 | 46,743 | SH | SOLE | 1 | 46,743 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434G509 | 872,074 | 38,015 | SH | SOLE | 1 | 38,015 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434G509 | 1,621,928 | 70,704 | SH | SOLE | 70,704 | 0 | 0 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 224,473 | 7,465 | SH | SOLE | 1 | 7,465 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 23,892 | 794 | SH | SOLE | 794 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 275,842 | 2,845 | SH | SOLE | 1 | 2,845 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 1,466,907 | 15,129 | SH | SOLE | 15,129 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 710,654 | 7,138 | SH | SOLE | 1 | 7,138 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 4,451 | 44 | SH | SOLE | 44 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 731,824 | 6,368 | SH | SOLE | 6,368 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,491,515 | 12,982 | SH | SOLE | 1 | 12,982 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,565,399 | 16,341 | SH | SOLE | 1 | 16,341 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 942,032 | 9,833 | SH | SOLE | 9,833 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,524,478 | 24,222 | SH | SOLE | 1 | 24,222 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 5,395,245 | 51,755 | SH | SOLE | 51,755 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,589,968 | 9,345 | SH | SOLE | 9,345 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 888,267 | 2,310 | SH | SOLE | 1 | 2,310 | 0 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,006,660 | 20,001 | SH | SOLE | 20,001 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,941,981 | 107,810 | SH | SOLE | 107,810 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 3,338,901 | 72,836 | SH | SOLE | 1 | 72,836 | 0 | 0 | |
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 282,308 | 12,431 | SH | SOLE | 1 | 12,431 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 35,155 | 476 | SH | SOLE | 476 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 228,530 | 3,103 | SH | SOLE | 1 | 3,103 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 363,414 | 3,445 | SH | SOLE | 1 | 3,445 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,625,386 | 24,899 | SH | SOLE | 24,899 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 2,755,627 | 32,574 | SH | SOLE | 32,574 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 338,273 | 3,998 | SH | SOLE | 1 | 3,998 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 1,611,633 | 17,376 | SH | SOLE | 17,376 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 266,160 | 2,870 | SH | SOLE | 1 | 2,870 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 293,649 | 7,748 | SH | SOLE | 1 | 7,748 | 0 | 0 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 783,832 | 10,872 | SH | SOLE | 10,872 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 100,725 | 1,398 | SH | SOLE | 1 | 1,398 | 0 | 0 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 5,033,750 | 34,495 | SH | SOLE | 1 | 34,495 | 0 | 0 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 10,492,377 | 71,899 | SH | SOLE | 71,899 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 100,027 | 910 | SH | SOLE | 910 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 552,624 | 5,028 | SH | SOLE | 1 | 5,028 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 658,421 | 6,186 | SH | SOLE | 6,186 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,399,556 | 13,148 | SH | SOLE | 1 | 13,148 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | 10,986 | 22,750 | SH | SOLE | 22,750 | 0 | 0 | ||
JASPER THERAPEUTICS INC | COM | 471871103 | 44,065 | 91,250 | SH | SOLE | 1 | 91,250 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 454,578 | 3,390 | SH | SOLE | 1 | 3,390 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 56,524 | 729 | SH | SOLE | 729 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 222,302 | 2,860 | SH | SOLE | 1 | 2,860 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 43,425 | 57,900 | SH | SOLE | 1 | 57,900 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 11,701 | 15,600 | SH | SOLE | 15,600 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 25,600 | 10,000 | SH | SOLE | 1 | 10,000 | 0 | 0 | |
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 280,076 | 8,180 | SH | SOLE | 1 | 8,180 | 0 | 0 | |
NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | 22,045,428 | 643,848 | SH | SOLE | 643,848 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 356,939 | 2,442 | SH | SOLE | 1 | 2,442 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | SPON ADS | 68570P101 | 48,764 | 131,439 | SH | SOLE | 1 | 131,439 | 0 | 0 | |
ORCHARD THERAPEUTICS PLC | SPON ADS | 68570P101 | 12,411 | 33,455 | SH | SOLE | 33,455 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 247,304 | 4,826 | SH | SOLE | 1 | 4,826 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 80,033 | 1,561 | SH | SOLE | 1,561 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 6,997,246 | 120,141 | SH | SOLE | 120,141 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 3,946,951 | 67,770 | SH | SOLE | 1 | 67,770 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 15,187 | 2,865 | SH | SOLE | 2,865 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 65,747 | 12,405 | SH | SOLE | 1 | 12,405 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 525,200 | 16,865 | SH | SOLE | 16,865 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 46,173 | 64 | SH | SOLE | 64 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 175,321 | 243 | SH | SOLE | 1 | 243 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 389,383 | 9,612 | SH | SOLE | 1 | 9,612 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 535,216 | 6,119 | SH | SOLE | 1 | 6,119 | 0 | 0 | |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 1,079,888 | 29,241 | SH | SOLE | 1 | 29,241 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,495,517 | 19,599 | SH | SOLE | 19,599 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 530 | 1 | SH | SOLE | 1 | 1 | 0 | 0 | |
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 282,071 | 3,134 | SH | SOLE | 3,134 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 90,242 | 1,003 | SH | SOLE | 1 | 1,003 | 0 | 0 | |
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 603,414 | 19,856 | SH | SOLE | 19,856 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 554,616 | 18,250 | SH | SOLE | 1 | 18,250 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 1,600,173 | 38,839 | SH | SOLE | 1 | 38,839 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 4,165,818 | 101,114 | SH | SOLE | 101,114 | 0 | 0 | ||
SURFACE ONCOLOGY INC | COM | 86877M209 | 41,262 | 50,318 | SH | SOLE | 1 | 50,318 | 0 | 0 | |
SURFACE ONCOLOGY INC | COM | 86877M209 | 10,691 | 13,038 | SH | SOLE | 13,038 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 165,829 | 8,900 | SH | SOLE | 1 | 8,900 | 0 | 0 | |
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 488,697 | 26,232 | SH | SOLE | 26,232 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 210,808 | 396 | SH | SOLE | 1 | 396 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 68,524 | 128 | SH | SOLE | 128 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 580,770 | 12,245 | SH | SOLE | 1 | 12,245 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 1,172,761 | 24,726 | SH | SOLE | 24,726 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 4,456,602 | 54,035 | SH | SOLE | 54,035 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 353,808 | 4,288 | SH | SOLE | 1 | 4,288 | 0 | 0 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,068,659 | 11,271 | SH | SOLE | 11,271 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,694,659 | 12,072 | SH | SOLE | 12,072 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 292,784 | 2,083 | SH | SOLE | 1 | 2,083 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 10,598,265 | 271,890 | SH | SOLE | 271,890 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,539,238 | 116,450 | SH | SOLE | 1 | 116,450 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 3,005,468 | 72,700 | SH | SOLE | 72,700 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 992,219 | 24,001 | SH | SOLE | 1 | 24,001 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 11,167,424 | 266,082 | SH | SOLE | 266,082 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 351,644 | 5,767 | SH | SOLE | 1 | 5,767 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 4,274,209 | 51,604 | SH | SOLE | 51,604 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 869,576 | 10,500 | SH | SOLE | 1 | 10,500 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,508,420 | 35,417 | SH | SOLE | 1 | 35,417 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 369,399 | 8,673 | SH | SOLE | 8,673 | 0 | 0 |