The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 5,334 | 6,000 | SH | SOLE | 1 | 6,000 | 0 | 0 | |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | 62,471 | 70,269 | SH | SOLE | 70,269 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 131,049 | 28,865 | SH | SOLE | 28,865 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 10,964 | 2,415 | SH | SOLE | 1 | 2,415 | 0 | 0 | |
ATHIRA PHARMA INC | COM | 04746L104 | 5,361 | 2,206 | SH | SOLE | 1 | 2,206 | 0 | 0 | |
ATHIRA PHARMA INC | COM | 04746L104 | 66,968 | 27,559 | SH | SOLE | 27,559 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 183,434 | 6,036 | SH | SOLE | 1 | 6,036 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | 6,689,711 | 220,129 | SH | SOLE | 220,129 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 108,703 | 18,487 | SH | SOLE | 18,487 | 0 | 0 | ||
COGENT BIOSCIENCES INC | COM | 19240Q201 | 8,791 | 1,495 | SH | SOLE | 1 | 1,495 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 3,565 | 2,300 | SH | SOLE | 1 | 2,300 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 44,249 | 28,546 | SH | SOLE | 28,546 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 4,849,128 | 131,130 | SH | SOLE | 131,130 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 1,279,416 | 34,597 | SH | SOLE | 1 | 34,597 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 440,320 | 1,101 | SH | SOLE | 1 | 1,101 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 366,651 | 13,241 | SH | SOLE | 1 | 13,241 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 5,994,492 | 216,487 | SH | SOLE | 216,487 | 0 | 0 | ||
FLEXSHARES TR | STOX GBL ESG SLT | 33939L688 | 9,204,706 | 61,559 | SH | SOLE | 61,559 | 0 | 0 | ||
FLEXSHARES TR | STOX US ESG SLCT | 33939L696 | 4,638,144 | 39,972 | SH | SOLE | 39,972 | 0 | 0 | ||
FUSION PHARMACEUTICALS INC | COM | 36118A100 | 149,101 | 15,515 | SH | SOLE | 15,515 | 0 | 0 | ||
FUSION PHARMACEUTICALS INC | COM | 36118A100 | 11,532 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
GERON CORP | COM | 374163103 | 55,107 | 26,116 | SH | SOLE | 26,116 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 4,642 | 2,200 | SH | SOLE | 1 | 2,200 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 271,127 | 4,318 | SH | SOLE | 4,318 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 21,977 | 350 | SH | SOLE | 1 | 350 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 5,635,349 | 266,071 | SH | SOLE | 266,071 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 191,597 | 9,046 | SH | SOLE | 1 | 9,046 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | 115,098 | 6,919 | SH | SOLE | 1 | 6,919 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | 617,361 | 37,112 | SH | SOLE | 37,112 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 46137V837 | 1,658,808 | 19,404 | SH | SOLE | 19,404 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 1,582,386 | 64,376 | SH | SOLE | 64,376 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | 3,705 | 151 | SH | SOLE | 1 | 151 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 2,117,500 | 21,478 | SH | SOLE | 21,478 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 86,916 | 879 | SH | SOLE | 1 | 879 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 515,619 | 5,215 | SH | SOLE | 5,215 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 914,266 | 7,805 | SH | SOLE | 7,805 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 175,835 | 1,501 | SH | SOLE | 1 | 1,501 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 1,035,018 | 10,738 | SH | SOLE | 10,738 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 170,211 | 1,766 | SH | SOLE | 1 | 1,766 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 351,131 | 3,443 | SH | SOLE | 1 | 3,443 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 4,478,711 | 43,912 | SH | SOLE | 43,912 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,607,521 | 5,462 | SH | SOLE | 5,462 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 37,846 | 79 | SH | SOLE | 1 | 79 | 0 | 0 | |
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 27,707,794 | 366,798 | SH | SOLE | 366,798 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,071,390 | 21,165 | SH | SOLE | 21,165 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 319,882 | 6,799 | SH | SOLE | 1 | 6,799 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,720,875 | 100,340 | SH | SOLE | 100,340 | 0 | 0 | ||
ISHARES TR | GLOBAL REIT ETF | 46434V647 | 366,788 | 15,169 | SH | SOLE | 15,169 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,625,676 | 32,766 | SH | SOLE | 32,766 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 22,831 | 207 | SH | SOLE | 1 | 207 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 5,983,437 | 67,184 | SH | SOLE | 67,184 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 12,802 | 144 | SH | SOLE | 1 | 144 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 5,323,206 | 56,580 | SH | SOLE | 56,580 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 169,286 | 1,799 | SH | SOLE | 1 | 1,799 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 678,117 | 13,893 | SH | SOLE | 13,893 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 947,324 | 12,143 | SH | SOLE | 12,143 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 259,603 | 1,654 | SH | SOLE | 1 | 1,654 | 0 | 0 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 5,533,586 | 35,268 | SH | SOLE | 35,268 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 1,350,126 | 12,259 | SH | SOLE | 12,259 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 289,491 | 2,693 | SH | SOLE | 1 | 2,693 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,797,970 | 16,727 | SH | SOLE | 16,727 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 592,960 | 3,486 | SH | SOLE | 1 | 3,486 | 0 | 0 | |
KRONOS BIO INC | COM | 50107A104 | 4,625 | 3,700 | SH | SOLE | 1 | 3,700 | 0 | 0 | |
KRONOS BIO INC | COM | 50107A104 | 56,839 | 45,468 | SH | SOLE | 45,468 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 185,888 | 2,256 | SH | SOLE | 2,256 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 14,863 | 180 | SH | SOLE | 1 | 180 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 6,237 | 2,700 | SH | SOLE | 1 | 2,700 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 77,212 | 33,424 | SH | SOLE | 33,424 | 0 | 0 | ||
NKARTA INC | COM | 65487U108 | 9,900 | 1,500 | SH | SOLE | 1 | 1,500 | 0 | 0 | |
NKARTA INC | COM | 65487U108 | 127,162 | 19,267 | SH | SOLE | 19,267 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,982 | 4 | SH | SOLE | 4 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 858,423 | 1,733 | SH | SOLE | 1 | 1,733 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 275,002 | 9,553 | SH | SOLE | 9,553 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 22,351 | 776 | SH | SOLE | 1 | 776 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 10,974,259 | 193,618 | SH | SOLE | 193,618 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 426,046 | 7,517 | SH | SOLE | 1 | 7,517 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 6,552 | 1,950 | SH | SOLE | 1 | 1,950 | 0 | 0 | |
POSEIDA THERAPEUTICS INC | COM | 73730P108 | 79,024 | 23,519 | SH | SOLE | 23,519 | 0 | 0 | ||
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 553,366 | 14,543 | SH | SOLE | 14,543 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 259,093 | 295 | SH | SOLE | 295 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 21,079 | 24 | SH | SOLE | 1 | 24 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 491,354 | 10,401 | SH | SOLE | 10,401 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 1,124,067 | 28,059 | SH | SOLE | 28,059 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,331,978 | 21,737 | SH | SOLE | 21,737 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 2,325,053 | 24,544 | SH | SOLE | 24,544 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | 1,899,410 | 62,092 | SH | SOLE | 62,092 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 29,601 | 706 | SH | SOLE | 1 | 706 | 0 | 0 | |
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 6,003,108 | 143,132 | SH | SOLE | 143,132 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 17,594 | 33 | SH | SOLE | 1 | 33 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 214,996 | 404 | SH | SOLE | 404 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 7,197 | 376 | SH | SOLE | 1 | 376 | 0 | 0 | |
TIDAL ETF TR | RPAR RISK PARI | 886364603 | 367,614 | 19,217 | SH | SOLE | 19,217 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 21,061 | 40 | SH | SOLE | 1 | 40 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 264,505 | 499 | SH | SOLE | 499 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 14,837 | 301 | SH | SOLE | 1 | 301 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 10,000,594 | 202,583 | SH | SOLE | 202,583 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 2,480,233 | 28,068 | SH | SOLE | 28,068 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 940,073 | 4,407 | SH | SOLE | 4,407 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,472,890 | 9,851 | SH | SOLE | 9,851 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,260,600 | 30,672 | SH | SOLE | 1 | 30,672 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 11,270,178 | 274,214 | SH | SOLE | 274,214 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,339,022 | 54,919 | SH | SOLE | 54,919 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 38,841 | 912 | SH | SOLE | 1 | 912 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 9,115,955 | 190,312 | SH | SOLE | 190,312 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 147,326 | 2,311 | SH | SOLE | 1 | 2,311 | 0 | 0 | |
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 247,499 | 3,882 | SH | SOLE | 3,882 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 6,731,246 | 83,072 | SH | SOLE | 83,072 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 6,223 | 77 | SH | SOLE | 1 | 77 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 1,448,218 | 29,068 | SH | SOLE | 29,068 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | 208,432 | 4,184 | SH | SOLE | 1 | 4,184 | 0 | 0 | |
ZURA BIO LTD | CLASS A ORD SHS | G9TY5A101 | 91,436 | 19,579 | SH | SOLE | 19,579 | 0 | 0 | ||
ZURA BIO LTD | CLASS A ORD SHS | G9TY5A101 | 7,706 | 1,650 | SH | SOLE | 1 | 1,650 | 0 | 0 |