The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 78,665 | 276,161 | SH | SOLE | 276,161 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 69,932 | 1,389,465 | SH | SOLE | 1,389,465 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,305 | 207,617 | SH | SOLE | 207,617 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 60,145 | 1,518,447 | SH | SOLE | 1,518,447 | 0 | 0 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 57,191 | 647,409 | SH | SOLE | 647,409 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 52,464 | 426,538 | SH | SOLE | 426,538 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 52,102 | 818,569 | SH | SOLE | 818,569 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 41,252 | 166,323 | SH | SOLE | 166,323 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 34,754 | 420,451 | SH | SOLE | 420,451 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 29,107 | 583,665 | SH | SOLE | 583,665 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 25,665 | 269,758 | SH | SOLE | 269,758 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 16,832 | 102,688 | SH | SOLE | 102,688 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 15,037 | 121,758 | SH | SOLE | 121,758 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 12,650 | 75,582 | SH | SOLE | 75,582 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 12,416 | 479,760 | SH | SOLE | 479,760 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 12,321 | 69,396 | SH | SOLE | 69,396 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | 11,324 | 215,695 | SH | SOLE | 215,695 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 11,188 | 30,669 | SH | SOLE | 30,669 | 0 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 10,574 | 185,084 | SH | SOLE | 185,084 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 10,391 | 274,459 | SH | SOLE | 274,459 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 10,254 | 88,857 | SH | SOLE | 88,857 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 9,869 | 89,130 | SH | SOLE | 89,130 | 0 | 0 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 9,128 | 366,899 | SH | SOLE | 366,899 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 6,978 | 47,886 | SH | SOLE | 47,886 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 6,649 | 49,435 | SH | SOLE | 49,435 | 0 | 0 | ||
UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | 6,553 | 246,546 | SH | SOLE | 246,546 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 6,354 | 53,756 | SH | SOLE | 53,756 | 0 | 0 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 6,143 | 120,590 | SH | SOLE | 120,590 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 5,777 | 73,570 | SH | SOLE | 73,570 | 0 | 0 | ||
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 5,307 | 423,869 | SH | SOLE | 423,869 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 4,812 | 335,847 | SH | SOLE | 335,847 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4,113 | 1,491 | SH | SOLE | 1,491 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 3,029 | 9,301 | SH | SOLE | 9,301 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,574 | 51,908 | SH | SOLE | 51,908 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,525 | 16,132 | SH | SOLE | 16,132 | 0 | 0 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189H409 | 2,428 | 40,956 | SH | SOLE | 40,956 | 0 | 0 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 2,204 | 42,668 | SH | SOLE | 42,668 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,904 | 17,614 | SH | SOLE | 17,614 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,636 | 1,515 | SH | SOLE | 1,515 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,555 | 42,881 | SH | SOLE | 42,881 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | FTSE DEV MKT ETF | 921943858 | 1,542 | 39,767 | SH | SOLE | 39,767 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,355 | 12,034 | SH | SOLE | 12,034 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,350 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
POWERSHARES DB MULTI-SECTOR | BASE METALS FD | 46140H700 | 1,324 | 97,300 | SH | SOLE | 97,300 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,149 | 10,995 | SH | SOLE | 10,995 | 0 | 0 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 1,034 | 17,024 | SH | SOLE | 17,024 | 0 | 0 | ||
BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | 963 | 40,344 | SH | SOLE | 40,344 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 961 | 2,363 | SH | SOLE | 2,363 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 960 | 15,445 | SH | SOLE | 15,445 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 956 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 943 | 15,708 | SH | SOLE | 15,708 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 905 | 7,090 | SH | SOLE | 7,090 | 0 | 0 | ||
SPX CORP | PUT | 784635954 | 1,103 | 35,400 | SH | Put | SOLE | 35,400 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 872 | 4,410 | SH | SOLE | 4,410 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 861 | 25,400 | SH | SOLE | 25,400 | 0 | 0 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 797 | 10,810 | SH | SOLE | 10,810 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 784 | 5,477 | SH | SOLE | 5,477 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 743 | 37,070 | SH | SOLE | 37,070 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 699 | 9,800 | SH | SOLE | 9,800 | 0 | 0 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 697 | 11,504 | SH | SOLE | 11,504 | 0 | 0 | ||
ISHARES TR | ESG MSCI USA ETF | 46435G425 | 656 | 9,367 | SH | SOLE | 9,367 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 640 | 2,666 | SH | SOLE | 2,666 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 638 | 3,575 | SH | SOLE | 3,575 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 625 | 26,999 | SH | SOLE | 26,999 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 577 | 408 | SH | SOLE | 408 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 570 | 11,466 | SH | SOLE | 11,466 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 567 | 1,831 | SH | SOLE | 1,831 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 563 | 2,785 | SH | SOLE | 2,785 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 500 | 17,390 | SH | SOLE | 17,390 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 454 | 24,165 | SH | SOLE | 24,165 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 432 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 430 | 4,045 | SH | SOLE | 4,045 | 0 | 0 | ||
ISHARES TR | DOW JONES US ETF | 464287846 | 383 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 378 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
GLOBAL X FDS | CLOUD COMPUTNG | 37954Y442 | 360 | 16,825 | SH | SOLE | 16,825 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | TAXABLE MUN BD | 46138G805 | 329 | 9,985 | SH | SOLE | 9,985 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EMERG MKT BD ETF | 921946885 | 323 | 4,150 | SH | SOLE | 4,150 | 0 | 0 | ||
POPULAR INC | COM NEW | 733174700 | 313 | 8,320 | SH | SOLE | 8,320 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC FOOD BEV | 46137V753 | 312 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 308 | 217 | SH | SOLE | 217 | 0 | 0 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 297 | 6,860 | SH | SOLE | 6,860 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 296 | 3,008 | SH | SOLE | 3,008 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 274 | 2,816 | SH | SOLE | 2,816 | 0 | 0 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 267 | 2,260 | SH | SOLE | 2,260 | 0 | 0 | ||
ISHARES INC | ESG MSCI EM ETF | 46434G863 | 267 | 8,313 | SH | SOLE | 8,313 | 0 | 0 | ||
ISHARES INC | MSCI PAC JP ETF | 464286665 | 258 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 256 | 410 | SH | SOLE | 410 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 250 | 3,315 | SH | SOLE | 3,315 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 236 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | 216 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
CELANESE CORP DEL | COM | 150870103 | 216 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 91 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 70 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 48 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ODYSSEY MARINE EXPLORATION I | COM NEW | 676118201 | 47 | 10,378 | SH | SOLE | 10,378 | 0 | 0 | ||
W & T OFFSHORE INC | COM | 92922P106 | 23 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |