The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGEX THERAPEUTICS INC | COM | 00848H108 | 17 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 335 | 6,466 | SH | SOLE | 0 | 0 | 6,466 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 206 | 800 | SH | SOLE | 0 | 0 | 800 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,024 | 383 | SH | SOLE | 0 | 0 | 383 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,037 | 389 | SH | SOLE | 0 | 0 | 389 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 530 | 15,923 | SH | SOLE | 0 | 0 | 15,923 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,494 | 131,940 | SH | SOLE | 0 | 0 | 131,940 | ||
AMAZON COM INC | COM | 023135106 | 2,450 | 746 | SH | SOLE | 0 | 0 | 746 | ||
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 269 | 30,500 | SH | SOLE | 0 | 0 | 30,500 | ||
AMGEN INC | COM | 031162100 | 631 | 2,965 | SH | SOLE | 0 | 0 | 2,965 | ||
ANTHEM INC | COM | 036752103 | 391 | 1,050 | SH | SOLE | 0 | 0 | 1,050 | ||
APPLE INC | COM | 037833100 | 3,215 | 22,736 | SH | SOLE | 0 | 0 | 22,736 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 4,777 | 43,159 | SH | SOLE | 0 | 0 | 43,159 | ||
AT&T INC | COM | 00206R102 | 512 | 18,906 | SH | SOLE | 0 | 0 | 18,906 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 228 | 4,405 | SH | SOLE | 0 | 0 | 4,405 | ||
BARRICK GOLD CORP | COM | 067901108 | 192 | 10,628 | SH | SOLE | 0 | 0 | 10,628 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 300 | 1,104 | SH | SOLE | 0 | 0 | 1,104 | ||
BK OF AMERICA CORP | COM | 060505104 | 753 | 17,776 | SH | SOLE | 0 | 0 | 17,776 | ||
CAMECO CORP | COM | 13321L108 | 633 | 29,178 | SH | SOLE | 0 | 0 | 29,178 | ||
CERUS CORP | COM | 157085101 | 66 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 585 | 5,770 | SH | SOLE | 0 | 0 | 5,770 | ||
CITIGROUP INC | COM NEW | 172967424 | 244 | 3,476 | SH | SOLE | 0 | 0 | 3,476 | ||
CLEARFIELD INC | COM | 18482P103 | 222 | 5,015 | SH | SOLE | 0 | 0 | 5,015 | ||
CONOCOPHILLIPS | COM | 20825C104 | 229 | 3,377 | SH | SOLE | 0 | 0 | 3,377 | ||
DANAHER CORPORATION | COM | 235851102 | 274 | 900 | SH | SOLE | 0 | 0 | 900 | ||
DEERE & CO | COM | 244199105 | 419 | 1,249 | SH | SOLE | 0 | 0 | 1,249 | ||
DISNEY WALT CO | COM | 254687106 | 258 | 1,526 | SH | SOLE | 0 | 0 | 1,526 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 322 | 6,692 | SH | SOLE | 0 | 0 | 6,692 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 242 | 2,485 | SH | SOLE | 0 | 0 | 2,485 | ||
DURECT CORP | COM | 266605104 | 3,027 | 2,365,807 | SH | SOLE | 0 | 0 | 2,365,807 | ||
ENGINE MEDIA HLDGS INC | COM | 29287R103 | 62 | 15,300 | SH | SOLE | 0 | 0 | 15,300 | ||
EQUINOX GOLD CORP | COM | 29446Y502 | 862 | 130,600 | SH | SOLE | 0 | 0 | 130,600 | ||
ETFIS SER TR I | INFRAC ACT MLP | 26923G772 | 917 | 35,128 | SH | SOLE | 0 | 0 | 35,128 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 452 | 5,527 | SH | SOLE | 0 | 0 | 5,527 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 230 | 2,393 | SH | SOLE | 0 | 0 | 2,393 | ||
EXXON MOBIL CORP | COM | 30231G102 | 626 | 10,648 | SH | SOLE | 0 | 0 | 10,648 | ||
FACEBOOK INC | CL A | 30303M102 | 240 | 705 | SH | SOLE | 0 | 0 | 705 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 354 | 10,817 | SH | SOLE | 0 | 0 | 10,817 | ||
GANNETT CO INC | COM | 36472T109 | 68 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 514 | 1,358 | SH | SOLE | 0 | 0 | 1,358 | ||
HIVE BLOCKCHAIN TECHNLGIES L | COM | 43366H100 | 27 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
HOME DEPOT INC | COM | 437076102 | 230 | 700 | SH | SOLE | 0 | 0 | 700 | ||
HONEYWELL INTL INC | COM | 438516106 | 400 | 1,885 | SH | SOLE | 0 | 0 | 1,885 | ||
IMMUTEP LTD | SPONSORED ADS | 45257L108 | 39 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 46137V746 | 562 | 7,600 | SH | SOLE | 0 | 0 | 7,600 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,413 | 55,267 | SH | SOLE | 0 | 0 | 55,267 | ||
ISHARES INC | EM MKTS DIV ETF | 464286319 | 488 | 12,567 | SH | SOLE | 0 | 0 | 12,567 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 250 | 7,791 | SH | SOLE | 0 | 0 | 7,791 | ||
ISHARES INC | MSCI EMERG MKT | 46434G889 | 2,099 | 40,402 | SH | SOLE | 0 | 0 | 40,402 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 5,102 | 68,670 | SH | SOLE | 0 | 0 | 68,670 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,998 | 7,514 | SH | SOLE | 0 | 0 | 7,514 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,480 | 13,589 | SH | SOLE | 0 | 0 | 13,589 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 17,921 | 41,601 | SH | SOLE | 0 | 0 | 41,601 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 14,724 | 128,233 | SH | SOLE | 0 | 0 | 128,233 | ||
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,502 | 29,635 | SH | SOLE | 0 | 0 | 29,635 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 4,377 | 86,053 | SH | SOLE | 0 | 0 | 86,053 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,401 | 95,893 | SH | SOLE | 0 | 0 | 95,893 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 10,587 | 106,007 | SH | SOLE | 0 | 0 | 106,007 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 243 | 3,115 | SH | SOLE | 0 | 0 | 3,115 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,845 | 36,623 | SH | SOLE | 0 | 0 | 36,623 | ||
ISHARES TR | MSCI INTL MULTFT | 46434V274 | 5,227 | 180,019 | SH | SOLE | 0 | 0 | 180,019 | ||
ISHARES TR | MSCI POLAND ETF | 46429B606 | 219 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ISHARES TR | MSCI USA MULTIFT | 46434V282 | 16,257 | 385,716 | SH | SOLE | 0 | 0 | 385,716 | ||
ISHARES TR | MSCI USA SML CP | 46434V290 | 2,263 | 41,947 | SH | SOLE | 0 | 0 | 41,947 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 921 | 3,358 | SH | SOLE | 0 | 0 | 3,358 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 12,028 | 76,833 | SH | SOLE | 0 | 0 | 76,833 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 524 | 3,273 | SH | SOLE | 0 | 0 | 3,273 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,186 | 5,419 | SH | SOLE | 0 | 0 | 5,419 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 1,786 | 17,315 | SH | SOLE | 0 | 0 | 17,315 | ||
ISHARES TR | US HOME CONS ETF | 464288752 | 287 | 4,340 | SH | SOLE | 0 | 0 | 4,340 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 340 | 3,164 | SH | SOLE | 0 | 0 | 3,164 | ||
JOHNSON & JOHNSON | COM | 478160104 | 303 | 1,890 | SH | SOLE | 0 | 0 | 1,890 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 411 | 2,509 | SH | SOLE | 0 | 0 | 2,509 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 494 | 11,800 | SH | SOLE | 0 | 0 | 11,800 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 113 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
LOWES COS INC | COM | 548661107 | 204 | 1,004 | SH | SOLE | 0 | 0 | 1,004 | ||
MAG SILVER CORP | COM | 55903Q104 | 967 | 59,750 | SH | SOLE | 0 | 0 | 59,750 | ||
MANNKIND CORP | COM NEW | 56400P706 | 126 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
MCDONALDS CORP | COM | 580135101 | 219 | 910 | SH | SOLE | 0 | 0 | 910 | ||
MICROSOFT CORP | COM | 594918104 | 3,441 | 12,214 | SH | SOLE | 0 | 0 | 12,214 | ||
MORGAN STANLEY | COM NEW | 617446448 | 350 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
MOSAIC CO NEW | COM | 61945C103 | 1,037 | 29,008 | SH | SOLE | 0 | 0 | 29,008 | ||
MR COOPER GROUP INC | COM | 62482R107 | 1,347 | 32,750 | SH | SOLE | 0 | 0 | 32,750 | ||
NAVIENT CORPORATION | COM | 63938C108 | 385 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 118 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 | 23 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
NOVAVAX INC | COM NEW | 670002401 | 249 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
OLIN CORP | COM PAR $1 | 680665205 | 241 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 264 | 11,038 | SH | SOLE | 0 | 0 | 11,038 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 1,690 | 72,596 | SH | SOLE | 0 | 0 | 72,596 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 834 | 3,207 | SH | SOLE | 0 | 0 | 3,207 | ||
PEPSICO INC | COM | 713448108 | 239 | 1,592 | SH | SOLE | 0 | 0 | 1,592 | ||
PRECISION DRILLING CORP | COM NEW | 74022D407 | 679 | 16,805 | SH | SOLE | 0 | 0 | 16,805 | ||
QUALCOMM INC | COM | 747525103 | 211 | 1,633 | SH | SOLE | 0 | 0 | 1,633 | ||
RH | COM | 74967X103 | 256 | 385 | SH | SOLE | 0 | 0 | 385 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 185 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 343 | 9,132 | SH | SOLE | 0 | 0 | 9,132 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 295 | 2,325 | SH | SOLE | 0 | 0 | 2,325 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 267 | 1,795 | SH | SOLE | 0 | 0 | 1,795 | ||
SMILEDIRECTCLUB INC | CL A COM | 83192H106 | 61 | 11,500 | SH | SOLE | 0 | 0 | 11,500 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,163 | 7,077 | SH | SOLE | 0 | 0 | 7,077 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 414 | 962 | SH | SOLE | 0 | 0 | 962 | ||
TARGA RES CORP | COM | 87612G101 | 885 | 17,975 | SH | SOLE | 0 | 0 | 17,975 | ||
TIDEWATER INC NEW | COM | 88642R109 | 422 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
UGI CORP NEW | COM | 902681105 | 258 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 420 | 14,287 | SH | SOLE | 0 | 0 | 14,287 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 776 | 20,174 | SH | SOLE | 0 | 0 | 20,174 | ||
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 868 | 4,400 | SH | SOLE | 0 | 0 | 4,400 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,615 | 15,835 | SH | SOLE | 0 | 0 | 15,835 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 282 | 1,296 | SH | SOLE | 0 | 0 | 1,296 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,461 | 109,186 | SH | SOLE | 0 | 0 | 109,186 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 429 | 8,498 | SH | SOLE | 0 | 0 | 8,498 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 449 | 8,327 | SH | SOLE | 0 | 0 | 8,327 | ||
VISA INC | COM CL A | 92826C839 | 356 | 1,593 | SH | SOLE | 0 | 0 | 1,593 | ||
WAITR HLDGS INC | COM | 930752100 | 53 | 60,000 | SH | SOLE | 0 | 0 | 60,000 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 487 | 12,919 | SH | SOLE | 0 | 0 | 12,919 |