The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 147 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 42 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 140 | 5,622 | SH | SOLE | 5,622 | 0 | 0 | ||
| BARCLAYS BANK PLC | IPTH SR B S&P | 06746P621 | 697 | 28,000 | SH | Call | SOLE | 28,000 | 0 | 0 | |
| FOX CORP | CL A COM | 35137L105 | 2,783 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| GRUBHUB INC | COM | 400110102 | 30,935 | 427,688 | SH | SOLE | 427,688 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 3,401 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 12,055 | 1,308,875 | SH | SOLE | 1,308,875 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,778 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| INVESCO SR INCOME TR | COM | 46131H107 | 9,745 | 2,662,674 | SH | SOLE | 2,662,674 | 0 | 0 | ||
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8,400 | 200,001 | SH | SOLE | 200,001 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 18,573 | 221,368 | SH | SOLE | 221,368 | 0 | 0 | ||
| LIVONGO HEALTH INC | COM | 539183103 | 6,415 | 45,806 | SH | SOLE | 45,806 | 0 | 0 | ||
| MANULIFE FINL CORP | COM | 56501R106 | 138 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 20,992 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 87 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 361 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 241 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| SPDR GOLD TR | GOLD SHS | 78463V107 | 1,771 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 7,428 | 405,000 | SH | SOLE | 405,000 | 0 | 0 | ||
| SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 413 | 27,456 | SH | SOLE | 27,456 | 0 | 0 | ||
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 10,380 | 265,140 | SH | SOLE | 265,140 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 19,506 | 168,375 | SH | SOLE | 168,375 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 9,500 | 82,000 | SH | Call | SOLE | 82,000 | 0 | 0 | |
| TIFFANY & CO NEW | COM | 886547108 | 23,170 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
| VARIAN MED SYS INC | COM | 92220P105 | 15,480 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 49,488 | 236,987 | SH | SOLE | 236,987 | 0 | 0 | ||
| WRIGHT MED GROUP N V | ORD SHS | N96617118 | 5,795 | 189,742 | SH | SOLE | 189,742 | 0 | 0 | ||