The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
890 5TH AVE PARTNERS INC | COM CL A | 28250A105 | 329 | 33,333 | SH | Call | SOLE | 33,333 | 0 | 0 | |
890 5TH AVE PARTNERS INC | COM CL A | 28250A105 | 986 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ABERDEEN INCOME CR STRATEGIE | COM | 003057106 | 287 | 25,822 | SH | SOLE | 25,822 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 1,207 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 32,009 | 174,236 | SH | SOLE | 174,236 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 71 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 567 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ANZU SPECIAL ACQUISITIN CORP | UNIT 01/27/2026 | 03737A200 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AUSTERLITZ ACQUISITION CORP | UNIT 99/99/9999 | G0633D117 | 103 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 684 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 346 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 470 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 190 | 8,094 | SH | SOLE | 8,094 | 0 | 0 | ||
BOSTON BEER INC | CL A | 100557107 | 213 | 209 | SH | SOLE | 209 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 256 | 13,512 | SH | SOLE | 13,512 | 0 | 0 | ||
CF ACQUISITION CORP V | CL A | 12520R106 | 247 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CF ACQUISITION CORP V | CL A | 12520R106 | 82 | 8,333 | SH | Call | SOLE | 8,333 | 0 | 0 | |
CITIC CAPITAL ACQUISITION CO | COM CL A | G21513109 | 119 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
CLASS ACCELERATION CORP | COM | 18274B106 | 1,938 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CLASS ACCELERATION CORP | COM | 18274B106 | 969 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 221 | 20,333 | SH | SOLE | 20,333 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 530 | 43,833 | SH | SOLE | 43,833 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 241 | 18,093 | SH | Call | SOLE | 18,093 | 0 | 0 | |
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 80 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
COVA ACQUISITION CORP | UNIT 04/01/2021 | G2554Y112 | 252 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DESKTOP METAL INC | COM CL A | 25058X105 | 138 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 99 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ELECTRIC LAST MILE SOLUTNS I | CLASS A COM | 28489L104 | 101 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ELECTRIC LAST MILE SOLUTNS I | CLASS A COM | 28489L104 | 46 | 4,600 | SH | Call | SOLE | 4,600 | 0 | 0 | |
FOX CORP | CL A COM | 35137L105 | 3,713 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
FOX CORP | CL B COM | 35137L204 | 13,309 | 378,089 | SH | SOLE | 378,089 | 0 | 0 | ||
GABELLI EQUITY TR INC | RIGHT 07/14/2021 | 362397218 | 486 | 4,161,638 | SH | SOLE | 4,161,638 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 236 | 1,100 | SH | Put | SOLE | 1,100 | 0 | 0 | |
GIGCAPITAL4 INC | UNIT 99/99/9999 | 37518G200 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | COM CL A | 36258Q105 | 104 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,127 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 486 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,508 | 51,200 | SH | SOLE | 51,200 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 40,220 | 729,282 | SH | SOLE | 729,282 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,224 | 22,200 | SH | Call | SOLE | 22,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,307 | 5,700 | SH | Put | SOLE | 5,700 | 0 | 0 | |
JUST EAT TAKEAWAY COM N V | SPONSORED ADS | 48214T305 | 4,568 | 250,188 | SH | SOLE | 250,188 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 27,710 | 97,789 | SH | SOLE | 97,789 | 0 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 197 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MCAP ACQUISITION CORP | UNIT 02/18/2030 | 55282T208 | 399 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 255 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 255 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 665 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 665 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
MONUMENT CIRCLE ACQUISITN CO | COM CL A | 61531M101 | 967 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MONUMENT CIRCLE ACQUISITN CO | COM CL A | 61531M101 | 485 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 1,161 | 26,079 | SH | SOLE | 26,079 | 0 | 0 | ||
NOVUS CAPITAL CORPORATION II | UNIT 99/99/9999 | 67012W203 | 250 | 24,700 | SH | SOLE | 24,700 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 25,587 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
PAYSAFE LIMITED | ORD | G6964L107 | 40 | 3,320 | SH | Call | SOLE | 3,320 | 0 | 0 | |
PAYSAFE LIMITED | ORD | G6964L107 | 242 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
PAYSAFE LIMITED | ORD | G6964L107 | 242 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
RMG ACQUISITION CORP III | CL A SHS | G76088106 | 731 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RMG ACQUISITION CORP III | CL A SHS | G76088106 | 146 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
ROSS ACQUISITION CORP II | UNIT 99/99/9999 | G7641C122 | 997 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 27 | 500 | SH | SOLE | 500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 215 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 6,579 | 179,300 | SH | Put | SOLE | 179,300 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 20,775 | 468,959 | SH | SOLE | 468,959 | 0 | 0 | ||
SOCIAL LEVERAGE ACQUISN CORP | UNIT 99/99/9999 | 83363K201 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,455 | 3,400 | SH | Call | SOLE | 3,400 | 0 | 0 | |
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 6,174 | 156,149 | SH | SOLE | 156,149 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 297 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 22,080 | 1,181,990 | SH | SOLE | 1,181,990 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 385 | 27,456 | SH | SOLE | 27,456 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 680 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 668 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
THE ORIGINAL BARK COMPANY | COM | 68622E104 | 90 | 8,103 | SH | SOLE | 8,103 | 0 | 0 | ||
THE ORIGINAL BARK COMPANY | COM | 68622E104 | 111 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TISHMAN SPEYER INNOVATION CO | UNIT 02/11/2026 | 88825H209 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
USHG ACQUISITION CORP | UNIT 99/99/9999 | 91748P209 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 452 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
VIRTUOSO ACQUISITION CORP | COM CL A | 92837J104 | 363 | 36,600 | SH | SOLE | 36,600 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 189 | 3,600 | SH | Call | SOLE | 3,600 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 189 | 3,600 | SH | Put | SOLE | 3,600 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 579 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 68,407 | 297,396 | SH | SOLE | 297,396 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 38,682 | 267,437 | SH | SOLE | 267,437 | 0 | 0 | ||
ZANITE ACQUISITION CORP | COM CL A | 98907K103 | 50 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ZANITE ACQUISITION CORP | COM CL A | 98907K103 | 50 | 5,000 | SH | SOLE | 5,000 | 0 | 0 |