The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRAXAS PETE CORP | COM | 003830106 | 97 | 45,000 | SH | SOLE | 0 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 3,649 | 31,398 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 797 | 5,535 | SH | SOLE | 0 | 0 | 0 | ||
BARCLAYS BK PLC | IPSP CROIL ETN | 06738C786 | 88 | 15,636 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 8,393 | 1,152,918 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 201 | 6,089 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | 2022 HG YLD CB | 18383M217 | 252 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2021 | 18383M266 | 329 | 15,550 | SH | SOLE | 0 | 0 | 0 | ||
DBX ETF TR | DB XTR MSCI EUR | 233051853 | 5,161 | 191,650 | SH | SOLE | 0 | 0 | 0 | ||
DUKE ENERGY CORP | COM | 26441C204 | 252 | 3,043 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 307 | 3,716 | SH | SOLE | 0 | 0 | 0 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 326 | 16,598 | SH | SOLE | 0 | 0 | 0 | ||
FIDELITY | MSCI FINLS IDX | 316092501 | 412 | 11,857 | SH | SOLE | 0 | 0 | 0 | ||
FIRST HORIZON NATL | COM | 320517105 | 262 | 14,513 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 3,104 | 208,180 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 7,403 | 152,836 | SH | SOLE | 0 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 10,427 | 213,621 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 226 | 7,532 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 346 | 9,564 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 383 | 3,337 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 409 | 1,732 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 600 | 5,088 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 530 | 2,865 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 12,840 | 112,280 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 13,606 | 120,212 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 886 | 6,779 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 6,386 | 55,288 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 4,124 | 26,156 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 446 | 3,319 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MF CRUSSELL 3000 ETF | 464287689 | 274 | 1,974 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 469 | 3,209 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | JPMOREMMKETF | 464288281 | 645 | 5,672 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,043 | 9,569 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 436 | 4,993 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 14,916 | 386,424 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SILVER TRUST | COM | 46428Q109 | 6,644 | 383,621 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MTG REL ETF | 46435G342 | 6,536 | 144,083 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46435G789 | 271 | 10,575 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 8,023 | 249,397 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 445 | 6,784 | SH | SOLE | 0 | 0 | 0 | ||
OPPENHEIMER REV WEIGHTED ETF | LARGE CAP REV ET | 68386C104 | 498 | 11,071 | SH | SOLE | 0 | 0 | 0 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 959 | 43,555 | SH | SOLE | 0 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,068 | 88,721 | SH | SOLE | 0 | 0 | 0 | ||
PROCTER AND GAMBLE | COM | 742718109 | 388 | 4,311 | SH | SOLE | 0 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 12,512 | 138,873 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 694 | 2,958 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TRUST | COM | 78463V107 | 595 | 4,971 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 5,869 | 122,907 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 7,181 | 81,953 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,031 | 171,733 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 214 | 4,026 | SH | SOLE | 0 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 572 | 18,112 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 739 | 9,559 | SH | SOLE | 0 | 0 | 0 | ||
VEREIT INC | COM | 92339V100 | 180 | 21,027 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 203 | 4,136 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 860 | 10,484 | SH | SOLE | 0 | 0 | 0 | ||
DRYSHIPS INC | COM | Y2109Q408 | 37 | 36,000 | SH | SOLE | 0 | 0 | 0 |