The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 1847 GOEDEKER INC | *W EXP 99/99/999 | 28252C117 | 2,420 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| 8I ACQUISITION 2 CORP | UNIT 09/24/2026 | G2956R111 | 418 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| ADARA ACQUISITION CORP | COM CL A | 00653H102 | 974 | 99,476 | SH | SOLE | 99,476 | 0 | 0 | ||
| ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 49 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 1,763 | 182,115 | SH | SOLE | 182,115 | 0 | 0 | ||
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 81 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
| AFRICAN GOLD ACQUISITION COR | SHS | G0120M109 | 1,378 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| AGBA ACQUISITION LTD | RIGHT 05/10/2024 | G0120M125 | 20 | 117,623 | SH | SOLE | 117,623 | 0 | 0 | ||
| AGBA ACQUISITION LTD | *W EXP 05/10/202 | G0120M117 | 27 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| AGRICO ACQUISITION CORP | CLASS A ORD SHS | G41089106 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| AGRICO ACQUISITION CORP | *W EXP 03/31/202 | G41089114 | 11 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 32 | 73,600 | SH | SOLE | 73,600 | 0 | 0 | ||
| AIR TRANS SVCS GROUP INC | NOTE 1.125%10/1 | 00922RAB1 | 1,129 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| AIRSPAN NETWORKS HOLDINGS IN | *W EXP 11/01/202 | 00951K112 | 111 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES INC | NOTE 3.500% 6/1 | 01741RAK8 | 1,950 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
| ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 5,962 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
| ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 26 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
| ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 | 807 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 19 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 22 | 24,851 | SH | SOLE | 24,851 | 0 | 0 | ||
| AROGO CAPITAL ACQUISITION CO | UNIT 99/99/9999 | 042644203 | 1,251 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 4,894 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| AUDDIA INC | *W EXP 10/17/202 | 05072K115 | 16 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| BIORESTORATIVE THERAPIES INC | COM NEW ADDED | 090655606 | 489 | 112,762 | SH | SOLE | 112,762 | 0 | 0 | ||
| BIT DIGITAL INC | SHS | G1144A105 | 4,891 | 843,172 | SH | SOLE | 843,172 | 0 | 0 | ||
| BIT MINING LIMITED | SPON ADR REP A | 055474100 | 5,360 | 880,000 | SH | SOLE | 880,000 | 0 | 0 | ||
| BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 | 697 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 46 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 10806XAB8 | 1,080 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
| CHAVANT CAPITAL ACQUISITN CO | ORDINARY SHARES | G2058L103 | 492 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 19 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
| CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 | 17 | 128,151 | SH | SOLE | 128,151 | 0 | 0 | ||
| CLOVER LEAF CAPITAL CORP | COM CL A | 18915E105 | 749 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 | 33 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| CONCORD ACQUISITION CORP III | UNIT 99/99/9999 | 20607V205 | 510 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CREATIVE REALITIES INC | COM NEW | 22529Y200 | 134 | 60,525 | SH | SOLE | 60,525 | 0 | 0 | ||
| CSG SYS INTL INC | NOTE 4.250% 3/1 | 126349AF6 | 1,095 | 1,030,000 | PRN | SOLE | 1,030,000 | 0 | 0 | ||
| DIGITAL HEALTH ACQUISITION C | UNIT 11/02/2026 | 253893200 | 2,048 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| DISH NETWORK CORPORATION | NOTE 12/1 | 25470MAE9 | 2,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| DOGNESS INTERNATIONAL CORP | COM CL A | G2788T103 | 1,477 | 175,577 | SH | SOLE | 175,577 | 0 | 0 | ||
| EJF ACQUISITION CORP | CL A SHS | G2955B109 | 497 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| EJF ACQUISITION CORP | *W EXP 03/10/202 | G2955B125 | 22 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
| ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 3,800 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| ENVIRONMENTAL IMPACT ACQU CO | COM CL A | 29408N106 | 2,976 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ENVIRONMENTAL IMPACT ACQU CO | *W EXP 09/30/202 | 29408N114 | 180 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ESPORTS ENTMT GROUP INC | COM | 29667K306 | 1,203 | 342,771 | SH | SOLE | 342,771 | 0 | 0 | ||
| FINNOVATE ACQUISITION CORP | UNIT 09/23/2026 | G3R34K129 | 1,012 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| FINTECH ECOSYSTEM DEVE | UNIT 04/01/2026 | 318136207 | 1,275 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| FLAME ACQUISITION CORP | COM CL A | 33850F108 | 544 | 55,929 | SH | SOLE | 55,929 | 0 | 0 | ||
| FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 35 | 57,836 | SH | SOLE | 57,836 | 0 | 0 | ||
| FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 11 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
| G3 VRM ACQUISITION CORP | CLASS A COM | 362425100 | 342 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
| G3 VRM ACQUISITION CORP | RIGHT 06/29/2026 | 362425126 | 23 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| GIGINTERNATIONAL1 INC | COM | 37518W106 | 1,485 | 149,557 | SH | SOLE | 149,557 | 0 | 0 | ||
| GIGINTERNATIONAL1 INC | *W EXP 04/19/202 | 37518W114 | 87 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 | 1,334 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
| GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 | 26 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
| GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 | 30 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
| GREENLANE HLDGS INC | CL A | 395330103 | 148 | 153,152 | SH | SOLE | 153,152 | 0 | 0 | ||
| HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 | 38 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 | 15 | 28,393 | SH | SOLE | 28,393 | 0 | 0 | ||
| INDUSTRIAL HUMAN CAPITAL INC | UNIT 99/99/9999 | 45617P203 | 2,604 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| KAIROUS ACQUISITION CORP LTD | UNIT 09/15/2026 | G52131102 | 760 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 987 | 101,732 | SH | SOLE | 101,732 | 0 | 0 | ||
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 18 | 20,018 | SH | SOLE | 20,018 | 0 | 0 | ||
| LIBERTY RES ACQUISITION CORP | UNIT 10/31/2028 | 53118A204 | 1,799 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 2,510 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| LMF ACQUISITION OPPORTUNIT I | *W EXP 01/26/202 | 502015118 | 107 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 725 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
| MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 8 | 11,111 | SH | SOLE | 11,111 | 0 | 0 | ||
| MINORITY EQUALITY OPPORTUNIT | CLASS A COM | 60436Q100 | 699 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 | 29 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| MMTEC INC | SHS | G6181K106 | 974 | 1,476,272 | SH | SOLE | 1,476,272 | 0 | 0 | ||
| MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 | 54 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 | 26 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| MODEL PERFORMANCE ACQU CORP | CLASS A ORD SHS | G6246M105 | 1,749 | 175,038 | SH | SOLE | 175,038 | 0 | 0 | ||
| NCL CORP LTD | NOTE 5.375% 8/0 | 62886HAX9 | 2,133 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
| NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 3,129 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| NEWAGE INC | COM | 650194103 | 241 | 234,387 | SH | SOLE | 234,387 | 0 | 0 | ||
| NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 85 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
| OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 1,248 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 58 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| ONE STOP SYS INC | COM | 68247W109 | 141 | 28,554 | SH | SOLE | 28,554 | 0 | 0 | ||
| OPPFI INC | *W EXP 07/20/202 | 68386H111 | 17 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| OTR ACQUISITION CORP | COM CL A | 67113Q105 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| OTR ACQUISITION CORP | *W EXP 11/30/202 | 67113Q113 | 50 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| OXUS ACQUISITION CORP | SHS CL A | G6859L105 | 593 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 | 37 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| PEPPERLIME HEALTH ACQUSTN CO | UNIT 99/99/9999 | G70021129 | 133 | 13,028 | SH | SOLE | 13,028 | 0 | 0 | ||
| PETRA ACQUISITION INC | COM | 716421102 | 765 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| PETRA ACQUISITION INC | *W EXP 05/25/202 | 716421110 | 51 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| PHARMACYTE BIOTECH INC | COM NEW | 71715X203 | 383 | 153,130 | SH | SOLE | 153,130 | 0 | 0 | ||
| PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 2,832 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 3,343 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 416 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
| RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 12 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| REDFIN CORP | NOTE 10/1 | 75737FAC2 | 3,817 | 4,250,000 | PRN | SOLE | 4,250,000 | 0 | 0 | ||
| RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 | 110 | 97,818 | SH | SOLE | 97,818 | 0 | 0 | ||
| SABRE GLBL INC | NOTE 4.000% 4/1 | 78573NAE2 | 1,373 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| SEANERGY MARITIME HLDGS CORP | *W EXP 05/13/202 | Y73760152 | 23 | 585,000 | SH | SOLE | 585,000 | 0 | 0 | ||
| SPARTAN ACQUISITION CORP III | COM CL A | 84677R106 | 102 | 10,360 | SH | SOLE | 10,360 | 0 | 0 | ||
| SPLASH BEVERAGE GROUP INC | *W EXP 99/99/999 | 84862C112 | 15 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
| STRAN & COMPANY INC | *W EXP 11/01/202 ADDED | 86260J110 | 253 | 224,260 | SH | SOLE | 224,260 | 0 | 0 | ||
| SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 1,982 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 | 28 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| TOUGHBUILT INDS INC | *W EXP 05/15/202 | 89157G116 | 21 | 161,816 | SH | SOLE | 161,816 | 0 | 0 | ||
| TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | 386 | 39,767 | SH | SOLE | 39,767 | 0 | 0 | ||
| TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 33 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
| UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 158 | 76,645 | SH | SOLE | 76,645 | 0 | 0 | ||
| VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| VERSUS SYSTEMS INC | *W EXP 12/17/202 | 92535P147 | 120 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 | 1,487 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 | 47 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
| WARRIOR TECHNOLOGIES ACQUI C | COM CL A | 936273101 | 647 | 65,802 | SH | SOLE | 65,802 | 0 | 0 | ||
| WARRIOR TECHNOLOGIES ACQUI C | *W EXP 03/31/202 | 936273119 | 21 | 41,961 | SH | SOLE | 41,961 | 0 | 0 | ||
| WAYFAIR INC | NOTE 0.625%10/0 | 94419LAM3 | 4,562 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| WORKSPORT LTD | *W EXP 06/01/202 | 98139Q118 | 77 | 86,020 | SH | SOLE | 86,020 | 0 | 0 | ||
| ZIVO BIOSCIENCE INC | *W EXP 05/14/202 | 98978N119 | 46 | 48,850 | SH | SOLE | 48,850 | 0 | 0 | ||
