The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 GOEDEKER INC | *W EXP 99/99/999 | 28252C117 | 1,238 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
8I ACQUISITION 2 CORP | ORDINARY SHARES | G2956R103 | 394 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
8I ACQUISITION 2 CORP | RIGHT 09/24/2026 | G2956R129 | 13 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
8I ACQUISITION 2 CORP | *W EXP 09/24/202 | G2956R137 | 12 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 983 | 99,476 | SH | SOLE | 99,476 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 32 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 1,787 | 182,115 | SH | SOLE | 182,115 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 33 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 1,395 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | RIGHT 05/10/2024 | G0120M125 | 22 | 117,623 | SH | SOLE | 117,623 | 0 | 0 | ||
AGBA ACQUISITION LTD | *W EXP 05/10/202 | G0120M117 | 20 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AGRICO ACQUISITION CORP | CLASS A ORD SHS | G41089106 | 506 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AGRICO ACQUISITION CORP | *W EXP 03/31/202 | G41089114 | 5 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 43 | 73,600 | SH | SOLE | 73,600 | 0 | 0 | ||
AIR TRANS SVCS GROUP INC | NOTE 1.125%10/1 | 00922RAB1 | 1,183 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
AIRSPAN NETWORKS HOLDINGS IN | *W EXP 11/01/202 | 00951K112 | 53 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 1,277 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | UNIT 01/31/2027 | 02115M208 | 1,008 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 | 810 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 8 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 12 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 10 | 24,851 | SH | SOLE | 24,851 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 | 1,243 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 | 20 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 4,510 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
AUDDIA INC | *W EXP 10/17/202 | 05072K115 | 24 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 | 407 | 77,762 | SH | SOLE | 77,762 | 0 | 0 | ||
BIT DIGITAL INC | SHS | G1144A105 | 108 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 | 704 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 34 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | ORDINARY SHARES | G2058L103 | 496 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 8 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 | 15 | 128,151 | SH | SOLE | 128,151 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | COM CL A | 20607V106 | 497 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 10 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | COMMON STOCK | 253893101 | 2,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 | 34 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EJF ACQUISITION CORP | CL A SHS | G2955B109 | 495 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EJF ACQUISITION CORP | *W EXP 03/10/202 | G2955B125 | 16 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 3,614 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 | 68 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 | 991 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | *W EXP 99/99/999 | G3R34K111 | 17 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 | 1,243 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 | 21 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 | 12 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 1,632 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
FLAME ACQUISITION CORP | COM CL A | 33850F108 | 545 | 55,929 | SH | SOLE | 55,929 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 17 | 57,836 | SH | SOLE | 57,836 | 0 | 0 | ||
FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 7 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
G3 VRM ACQUISITION CORP | CLASS A COM | 362425100 | 349 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
G3 VRM ACQUISITION CORP | RIGHT 06/29/2026 | 362425126 | 13 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | COM | 37518W106 | 1,496 | 149,557 | SH | SOLE | 149,557 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | *W EXP 04/19/202 | 37518W114 | 54 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 | 1,350 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 | 23 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 | 12 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 86 | 153,152 | SH | SOLE | 153,152 | 0 | 0 | ||
GREENLIGHT BIOSCIENCS HLDS P | *W EXP 02/02/202 | 39536G113 | 115 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | UNIT 02/24/2027 | 36263W204 | 1,006 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 | 18 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 | 6 | 28,393 | SH | SOLE | 28,393 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | COM | 45617P104 | 2,505 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | *W EXP 11/27/202 | 45617P112 | 45 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | ORDINARY SHARES | G52131110 | 744 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 | 12 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 | 6 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 995 | 101,732 | SH | SOLE | 101,732 | 0 | 0 | ||
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 11 | 20,018 | SH | SOLE | 20,018 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 | 1,748 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 | 40 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 1,185 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 2,530 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | *W EXP 01/26/202 | 502015118 | 52 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 4,760 | 4,750,000 | PRN | SOLE | 4,750,000 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 730 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 5 | 11,111 | SH | SOLE | 11,111 | 0 | 0 | ||
MINORITY EQUALITY OPPORTUNIT | CLASS A COM | 60436Q100 | 703 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 | 13 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MMTEC INC | SHS | G6181K106 | 908 | 1,476,272 | SH | SOLE | 1,476,272 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | CLASS A ORD SHS | G6246M105 | 1,772 | 175,038 | SH | SOLE | 175,038 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 | 32 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 | 11 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 5,264 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
NEWAGE INC | COM | 650194103 | 136 | 234,387 | SH | SOLE | 234,387 | 0 | 0 | ||
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 65 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 432 | 19,740 | SH | SOLE | 19,740 | 0 | 0 | ||
NOVOCURE LTD | NOTE 11/0 | 67011XAB9 | 1,367 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 1,259 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 17 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
ONE STOP SYS INC | COM | 68247W109 | 188 | 49,317 | SH | SOLE | 49,317 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 13 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OTR ACQUISITION CORP | COM CL A | 67113Q105 | 2,040 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
OTR ACQUISITION CORP | *W EXP 11/30/202 | 67113Q113 | 19 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | SHS CL A | G6859L105 | 610 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 | 14 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 | 128 | 13,028 | SH | SOLE | 13,028 | 0 | 0 | ||
PHARMACYTE BIOTECH INC | COM NEW | 71715X203 | 352 | 153,130 | SH | SOLE | 153,130 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 1.000% 5/1 | 74346YAH6 | 1,875 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 419 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 6 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RELATIVITY ACQUISITION CORP | UNIT 02/10/2027 | 75944B205 | 2,014 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 | 79 | 97,818 | SH | SOLE | 97,818 | 0 | 0 | ||
REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 | 10 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SABRE GLBL INC | NOTE 4.000% 4/1 | 78573NAE2 | 1,655 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
SEANERGY MARITIME HLDGS CORP | *W EXP 05/13/202 | Y73760152 | 19 | 585,000 | SH | SOLE | 585,000 | 0 | 0 | ||
SPLASH BEVERAGE GROUP INC | *W EXP 99/99/999 | 84862C112 | 50 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
STRAN & COMPANY INC | *W EXP 11/01/202 | 86260J110 | 74 | 224,260 | SH | SOLE | 224,260 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 1,977 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 | 45 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 05/15/202 | 89157G116 | 13 | 161,816 | SH | SOLE | 161,816 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | 389 | 39,767 | SH | SOLE | 39,767 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 17 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 99 | 76,645 | SH | SOLE | 76,645 | 0 | 0 | ||
VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 11 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VERSUS SYSTEMS INC | *W EXP 12/17/202 | 92535P147 | 46 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 | 1,499 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 | 24 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
WARRIOR TECHNOLOGIES ACQUI C | COM CL A | 936273101 | 651 | 65,802 | SH | SOLE | 65,802 | 0 | 0 | ||
WARRIOR TECHNOLOGIES ACQUI C | *W EXP 03/31/202 | 936273119 | 10 | 41,961 | SH | SOLE | 41,961 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | UNIT 09/01/2026 | 95758L206 | 1,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKSPORT LTD | *W EXP 06/01/202 | 98139Q118 | 64 | 86,020 | SH | SOLE | 86,020 | 0 | 0 | ||
ZIVO BIOSCIENCE INC | *W EXP 05/14/202 | 98978N119 | 31 | 48,850 | SH | SOLE | 48,850 | 0 | 0 |