The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ACQUISITION 2 CORP | ORDINARY SHARES | G2956R103 | 401 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
8I ACQUISITION 2 CORP | 8I ACQUISITION 2 CORP | G2956R129 | 19 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
8I ACQUISITION 2 CORP | *W EXP 09/24/202 | G2956R137 | 17 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 990 | 99,476 | SH | SOLE | 99,476 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 19 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 1,803 | 182,115 | SH | SOLE | 182,115 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 7 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 1,430 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | RIGHT 05/10/2024 | G0120M125 | 16 | 117,623 | SH | SOLE | 117,623 | 0 | 0 | ||
AGBA ACQUISITION LTD | *W EXP 05/10/202 | G0120M117 | 6 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 16 | 73,600 | SH | SOLE | 73,600 | 0 | 0 | ||
AINOS INC | *W EXP 07/29/202 | 00902F113 | 38 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K112 | 27 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE | 011642AB1 | 412 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 | 988 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 | 9 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 | 4 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 | 814 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 2 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 2 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 3 | 24,851 | SH | SOLE | 24,851 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 | 1,241 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 | 7 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AUDDIA INC | *W EXP 10/17/202 | 05072K115 | 17 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AYTU BIOPHARMA INC | COM NEW | 054754874 | 84 | 452,221 | SH | SOLE | 452,221 | 0 | 0 | ||
BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 | 198 | 61,418 | SH | SOLE | 61,418 | 0 | 0 | ||
BIT MINING LIMITED | SPON ADR REP A | 055474100 | 102 | 362,892 | SH | SOLE | 362,892 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | CLASS A ORD SHS | G1195R106 | 719 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 7 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | ORDINARY SHARES | G2058L103 | 2 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 | 3 | 128,151 | SH | SOLE | 128,151 | 0 | 0 | ||
CLOUDFLARE INC | NOTE 8/1 | 18915MAC1 | 783 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
CLOVER LEAF CAPITAL CORP | COM CL A | 18915E105 | 767 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 | 3 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 | 6 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | COM CL A | 20607V106 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 4 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | COMMON STOCK | 253893101 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 | 29 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DOGNESS INTERNATIONAL CORP | COM CL A | G2788T103 | 13 | 11,498 | SH | SOLE | 11,498 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 | 18 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 | 1,009 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 | 4 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 | 1,258 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 | 17 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 | 6 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
FLAME ACQUISITION CORP | COM CL A | 33850F108 | 550 | 55,929 | SH | SOLE | 55,929 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 8 | 57,836 | SH | SOLE | 57,836 | 0 | 0 | ||
FORTRESS VALUE ACQUISI CORP | *W EXP 03/18/202 | 34964K116 | 2 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | COM | 37518W106 | 1,522 | 149,557 | SH | SOLE | 149,557 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | *W EXP 04/19/202 | 37518W114 | 12 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | SHS | G3970D104 | 1,380 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 | 20 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 | 7 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GREENLIGHT BIOSCIENCS HLDS P | *W EXP 02/02/202 | 39536G113 | 34 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 | 994 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 | 16 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEARTBEAM INC | HEARTBEAM INC | 42238H116 | 29 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 | 2 | 28,393 | SH | SOLE | 28,393 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | COM | 45617P104 | 2,538 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INDUSTRIAL HUMAN CAPITAL INC | *W EXP 11/27/202 | 45617P112 | 5 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INNOVATIVE EYEWEAR INC | COM | 45791D109 | 27 | 19,507 | SH | SOLE | 19,507 | 0 | 0 | ||
INNOVATIVE EYEWEAR INC | *W EXP 08/16/202 | 45791D117 | 60 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | ORDINARY SHARES | G52131110 | 755 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 | 5 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 | 2 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
KALERA PUBLIC LIMITED CO | *W EXP 06/27/202 | G52251116 | 3 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 997 | 101,732 | SH | SOLE | 101,732 | 0 | 0 | ||
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 1 | 20,018 | SH | SOLE | 20,018 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 | 1,766 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 | 16 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | *W EXP 01/26/202 | 502015118 | 18 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
LMF ACQUISITION OPPORTUNIT I | CL A COM | 502015100 | 2,570 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 4,274 | 4,750,000 | PRN | SOLE | 4,750,000 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 739 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 2 | 11,111 | SH | SOLE | 11,111 | 0 | 0 | ||
MINORITY EQUALITY OPPORTUNIT | CLASS A COM | 60436Q100 | 710 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 | 6 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MMTEC INC | SHS NEW | G6181K114 | 131 | 91,228 | SH | SOLE | 91,228 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 | 18 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 | 4 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 43 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 1,273 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 11 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 68277K124 | 19 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 6 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | SHS CL A | G6859L105 | 607 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 | 5 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 | 3 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 1,376 | 1,599,961 | SH | SOLE | 1,599,961 | 0 | 0 | ||
PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 | 130 | 13,028 | SH | SOLE | 13,028 | 0 | 0 | ||
PHARMACYTE BIOTECH INC | COM NEW | 71715X203 | 2,480 | 1,033,130 | SH | SOLE | 1,033,130 | 0 | 0 | ||
POLISHED COM INC | *W EXP 06/02/202 | 28252C117 | 250 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 425 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 0 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RELATIVITY ACQUISITION CORP | CLASS A COM | 75944B106 | 2,006 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 | 12 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 | 25 | 97,818 | SH | SOLE | 97,818 | 0 | 0 | ||
REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 | 3 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RINGCENTRAL INC | NOTE | 76680RAF4 | 1,691 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SHARPS TECHNOLOGY INC | *W EXP 04/13/202 | 82003F119 | 83 | 235,200 | SH | SOLE | 235,200 | 0 | 0 | ||
SHF HOLDINGS INC | CLASS A COM | 824430102 | 8,236 | 1,178,249 | SH | SOLE | 1,178,249 | 0 | 0 | ||
SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 | 20 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
STRAN & COMPANY INC | *W EXP 11/01/202 | 86260J110 | 58 | 224,260 | SH | SOLE | 224,260 | 0 | 0 | ||
SURGEPAYS INC | *W EXP 10/22/202 | 86882L113 | 63 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 11/14/202 | 89157G116 | 24 | 161,816 | SH | SOLE | 161,816 | 0 | 0 | ||
TROIKA MEDIA GROUP INC | COM | 89689F305 | 49 | 144,834 | SH | SOLE | 144,834 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | 392 | 39,767 | SH | SOLE | 39,767 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 4 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 45 | 76,645 | SH | SOLE | 76,645 | 0 | 0 | ||
VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 3 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VERSUS SYSTEMS INC | *W EXP 12/17/202 | 92535P147 | 19 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 | 1,509 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 | 6 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | COM | 95758L107 | 996 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 | 5 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKSPORT LTD | *W EXP 06/01/202 | 98139Q118 | 26 | 86,020 | SH | SOLE | 86,020 | 0 | 0 | ||
ZIVO BIOSCIENCE INC | *W EXP 05/14/202 | 98978N119 | 29 | 48,850 | SH | SOLE | 48,850 | 0 | 0 |