The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 | 16,426 | 24,851 | SH | SOLE | 24,851 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 | 21,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 | 1,630 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALLIANCE ENTERTAINMENT HOLDI | *W EXP 02/11/202 | 01861F110 | 1,900 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 1,465 | 73,600 | SH | SOLE | 73,600 | 0 | 0 | ||
AINOS INC | *W EXP 07/29/202 | 00902F113 | 16,355 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 434,048 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 | 6,275 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 1,570 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ADDENTAX GROUP CORP | COM | 00653L301 | 161,490 | 119,622 | SH | SOLE | 119,622 | 0 | 0 | ||
AUDDIA INC | COM | 05072K107 | 87,611 | 240,690 | SH | SOLE | 240,690 | 0 | 0 | ||
AUDDIA INC | *W EXP 02/19/202 | 05072K115 | 1,600 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 | 10,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BITCOIN DEPOT INC | *W EXP 06/30/202 | 09174P113 | 18,990 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 874 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 | 7,583 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 | 2,170 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 1,500 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 2,967 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
CREATIVE REALITIES INC | COM | 22530J309 | 397,705 | 256,584 | SH | SOLE | 256,584 | 0 | 0 | ||
TRITIUM DCFC LIMITED | ORDINARY SHARES | Q9225T108 | 82,872 | 273,685 | SH | SOLE | 273,685 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 | 4,420 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EUDA HEALTH HOLDINGS LTD | *W EXP 09/24/202 | G3142E121 | 3,104 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 | 17,513 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 | 1,406 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 46,269 | 57,836 | SH | SOLE | 57,836 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 | 3,510 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | COM | 29667K504 | 5,852 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 | 2,000 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SEASTAR MEDICAL HOLDING CORP | *W EXP 10/28/202 | 81256L112 | 3,525 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 | 6,023 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 | 750 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
AKERNA CORP | COM NEW | 00973W300 | 15,925 | 72,517 | SH | SOLE | 72,517 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 | 6,580 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LUCID DIAGNOSTICS INC | COM | 54948X109 | 86,471 | 73,907 | SH | SOLE | 73,907 | 0 | 0 | ||
INNOVATIVE EYEWEAR INC | *W EXP 08/16/202 | 45791D117 | 22,646 | 150,900 | SH | SOLE | 150,900 | 0 | 0 | ||
MULTIMETAVERSE HOLDINGS LTD | *W EXP 01/04/202 | G6360J136 | 2,625 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 5,021,706 | 4,750,000 | PRN | SOLE | 4,750,000 | 0 | 0 | ||
CLOUDFLARE INC | NOTE 8/1 | 18915MAC1 | 851,883 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | H57830111 | 17,895 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
NOGIN INC | DEBT 7.000% 9/0 | 65528NAB1 | 1,211,458 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
OCEAN BIOMEDICAL INC | COM | 67644C104 | 52,046 | 13,345 | SH | SOLE | 13,345 | 0 | 0 | ||
ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 68277K124 | 13,340 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 63,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 771,400 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 3,438 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 | 10,494 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PAVMED INC | COM | 70387R106 | 661,152 | 2,244,235 | SH | SOLE | 2,244,235 | 0 | 0 | ||
PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 | 140,705 | 13,028 | SH | SOLE | 13,028 | 0 | 0 | ||
PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 | 5,833 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
PHARMACYTE BIOTECH INC | COM NEW | 71715X203 | 193,383 | 92,087 | SH | SOLE | 92,087 | 0 | 0 | ||
RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 | 9,420 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RECON TECHNOLOGY LTD | CL A SHS | G7415M124 | 176,249 | 568,546 | SH | SOLE | 568,546 | 0 | 0 | ||
RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 | 9,655 | 97,818 | SH | SOLE | 97,818 | 0 | 0 | ||
REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 | 1,268 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | 1,854,175 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 | 4,980 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
SHF HOLDINGS INC | CLASS A COM | 824430102 | 930,817 | 1,178,249 | SH | SOLE | 1,178,249 | 0 | 0 | ||
SHUTTLE PHARMACTCLS HLDGS IN | COM | 825693203 | 134,460 | 220,426 | SH | SOLE | 220,426 | 0 | 0 | ||
SHARPS TECHNOLOGY INC | *W EXP 04/13/202 | 82003F119 | 24,814 | 235,200 | SH | SOLE | 235,200 | 0 | 0 | ||
STRAN & COMPANY INC | *W EXP 11/01/202 | 86260J110 | 10,092 | 224,260 | SH | SOLE | 224,260 | 0 | 0 | ||
TOUGHBUILT INDS INC | COM | 89157G884 | 219,103 | 1,123,603 | SH | SOLE | 1,123,603 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 11/14/202 | 89157G116 | 987 | 161,816 | SH | SOLE | 161,816 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 3,453 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 793,463 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 1,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 | 4,163 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
VERSUS SYSTEMS INC | *W EXP 01/15/202 | 92535P147 | 1,510 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 | 3,210 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKSPORT LTD | *W EXP 08/06/202 | 98139Q118 | 21,496 | 86,020 | SH | SOLE | 86,020 | 0 | 0 | ||
ZIVO BIOSCIENCE INC | *W EXP 06/02/202 | 98978N119 | 21,885 | 48,850 | SH | SOLE | 48,850 | 0 | 0 |