Curfman Matthew J. Form 4/A AIR INDUSTRIES / David S. Richmond ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Richmond David S.

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AIR INDUSTRIES GROUP [ AIRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
See Footnote 1

3. Date of Earliest Transaction (Month/Day/Year)
11/30/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)
12/04/2018

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)(2)	11/30/2018		P		3,979	A	$1.1114	70,985	I	By: Richmond Brothers 401(k) Profit Sharing Plan(3)
Common Stock(1)(2)	11/30/2018		P		525	A	$1.1114	525	I	By: Matthew J. Curfman

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Richmond David S.

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

RBI Private Investment II, LLC

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

RBI Private Investment III, LLC

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

RBI PI Manager, LLC

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Richmond Brothers 401(k) Profit Sharing Plan

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Richmond Brothers, Inc.

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Curfman Matthew J.

(Last) (First) (Middle)

3568 WILDWOOD AVENUE

(Street)

JACKSON MI 49202

(City) (State) (Zip)

Explanation of Responses:

1. This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI Private Investment III, LLC ("RBI PIII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.

2. Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16.

3. Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan.

Remarks:

This Form 4/A is being filed to amend the price information in Column 4 of Table 1 of the original Form 4 filed on December 4, 2018, which was reported due to a clerical error.

	By: /s/ David S. Richmond	12/06/2018
	By: RBI Private Investment II, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager	12/06/2018
	By: RBI Private Investment III, LLC; By: RBI PI Manager, LLC, Manager; By: /s/ David S. Richmond, Manager	12/06/2018
	By: RBI PI Manager, LLC; By: /s/ David S. Richmond, Manager	12/06/2018
	By: Richmond Brothers 401(k) Profit Sharing Plan; By: /s/ David S. Richmond, Trustee	12/06/2018
	By: Richmond Brothers, Inc.; By: /s/ David S. Richmond, Chairman	12/06/2018
	By: /s/ Matthew J. Curfman	12/06/2018
	** Signature of Reporting Person	Date
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