The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/2020 | 00856G117 | 2 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | COM | 00856G117 | 17 | 64,166 | SH | SOLE | 59,816 | 0 | 4,350 | ||
Alibaba Group ADR | SPONSORED ADR | 01609W102 | 2,407 | 22,318 | SH | SOLE | 22,318 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 119 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 2,590 | 3,055 | SH | SOLE | 2,850 | 0 | 205 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 116 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,418 | 1,709 | SH | SOLE | 1,519 | 0 | 190 | ||
American Express Co. | COM | 025816109 | 233 | 2,950 | SH | OTR | 2,950 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 2,791 | 35,285 | SH | SOLE | 33,160 | 0 | 2,125 | ||
Anheuser-Busch InBev ADR | SPONSORED ADR | 03524A108 | 362 | 3,300 | SH | OTR | 3,300 | 0 | 0 | ||
Anheuser-Busch InBev ADR | SPONSORED ADR | 03524A108 | 3,915 | 35,675 | SH | SOLE | 33,475 | 0 | 2,200 | ||
Apollo Global Management LP | CL A SHS | 037612306 | 396 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
Apple | COM | 037833100 | 586 | 4,077 | SH | SOLE | 4,077 | 0 | 0 | ||
Arch Cap Group LTD | ORD | G0450A105 | 379 | 4,000 | SH | SOLE | 2,800 | 0 | 1,200 | ||
AT&T | COM | 00206R102 | 602 | 14,508 | SH | SOLE | 7,906 | 0 | 6,602 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 925 | 5,361 | SH | SOLE | 5,361 | 0 | 0 | ||
Bank of America Corp Warrants Exp 01/16/19 | *W EXP 01/16/2019 | 060505146 | 20 | 1,800 | SH | OTR | 1,800 | 0 | 0 | ||
Bank of America Corp Warrants Exp 01/16/19 | *W EXP 01/16/2019 | 060505146 | 971 | 85,900 | SH | SOLE | 85,900 | 0 | 0 | ||
Baxter International | COM | 071813109 | 55 | 1,050 | SH | OTR | 1,050 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,152 | 22,175 | SH | SOLE | 21,675 | 0 | 500 | ||
Biogen Inc | COM | 09062X103 | 219 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 175 | 5,900 | SH | OTR | 5,900 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 3,382 | 113,881 | SH | SOLE | 108,656 | 0 | 5,225 | ||
BorgWarner Inc. | COM | 099724106 | 72 | 1,725 | SH | OTR | 1,725 | 0 | 0 | ||
BorgWarner Inc. | COM | 099724106 | 940 | 22,475 | SH | SOLE | 21,625 | 0 | 850 | ||
Boulevard Acquisition Corp II | CL A | 10157Q201 | 87 | 8,400 | SH | OTR | 8,400 | 0 | 0 | ||
Boulevard Acquisition Corp II | CL A | 10157Q201 | 1,082 | 104,025 | SH | SOLE | 96,780 | 0 | 7,245 | ||
Bristol-Myers Squibb | COM | 110122108 | 83 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,184 | 21,758 | SH | SOLE | 17,703 | 0 | 4,055 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 319 | 8,737 | SH | OTR | 8,737 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 3,716 | 101,916 | SH | SOLE | 94,721 | 0 | 7,195 | ||
Canadian National Railway Co. | COM | 136375102 | 74 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,449 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 355 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 2,098 | 19,542 | SH | SOLE | 17,476 | 0 | 2,066 | ||
Cisco Systems | COM | 17275R102 | 1,844 | 54,549 | SH | SOLE | 54,549 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 634 | 8,660 | SH | SOLE | 1,160 | 0 | 7,500 | ||
Colony Northstar Inc | CL A COM | 19625W104 | 185 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 39 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 676 | 8,700 | SH | SOLE | 8,300 | 0 | 400 | ||
Credit Acceptance Corp. | COM | 225310101 | 55 | 275 | SH | OTR | 275 | 0 | 0 | ||
Credit Acceptance Corp. | COM | 225310101 | 521 | 2,610 | SH | SOLE | 2,510 | 0 | 100 | ||
Devon Energy Corp | COM | 25179M103 | 238 | 5,700 | SH | OTR | 5,700 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 1,658 | 39,730 | SH | SOLE | 37,195 | 0 | 2,535 | ||
Dover Corporation | COM | 260003108 | 72 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 434 | 5,400 | SH | SOLE | 4,700 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 105 | 2,518 | SH | OTR | 2,518 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 1,439 | 34,402 | SH | SOLE | 31,552 | 0 | 2,850 | ||
Enstar Group LTD | COM | G3075P101 | 470 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
ExxonMobil Corp | COM | 30231G102 | 1,054 | 12,848 | SH | SOLE | 9,518 | 0 | 3,330 | ||
Foundation Medicine | COM | 350465100 | 281 | 8,700 | SH | OTR | 8,700 | 0 | 0 | ||
Foundation Medicine | COM | 350465100 | 3,775 | 117,055 | SH | SOLE | 108,105 | 0 | 8,950 | ||
General Electric | COM | 369604103 | 98 | 3,275 | SH | OTR | 3,275 | 0 | 0 | ||
General Electric | COM | 369604103 | 1,468 | 48,939 | SH | SOLE | 44,114 | 0 | 4,825 | ||
Gilead Sciences Inc. | COM | 375558103 | 204 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Granite REIT | UNIT 99/99/9999 | 387437114 | 349 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Grupo Aeroportuario Del Pacifi | SPON ADR B | 400506101 | 267 | 2,749 | SH | SOLE | 2,749 | 0 | 0 | ||
Home Depot | COM | 437076102 | 103 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 4,372 | 29,775 | SH | SOLE | 26,375 | 0 | 3,400 | ||
Honeywell Intl Inc | COM | 438516106 | 403 | 3,228 | SH | SOLE | 3,228 | 0 | 0 | ||
Impinj Inc | COM | 453204109 | 90 | 2,975 | SH | OTR | 2,975 | 0 | 0 | ||
Impinj Inc | COM | 453204109 | 1,182 | 39,035 | SH | SOLE | 33,385 | 0 | 5,650 | ||
Johnson & Johnson | COM | 478160104 | 274 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 1,702 | 13,669 | SH | SOLE | 13,219 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 141 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 3,841 | 43,722 | SH | SOLE | 43,722 | 0 | 0 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 46634E114 | 46 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 46634E114 | 3,339 | 72,100 | SH | SOLE | 72,100 | 0 | 0 | ||
KKR & Co LP | COM UNITS | 48248M102 | 673 | 36,934 | SH | SOLE | 35,846 | 0 | 1,088 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 463 | 3,230 | SH | SOLE | 3,230 | 0 | 0 | ||
Level 3 Communications | COM NEW | 52729N308 | 3 | 50 | SH | OTR | 50 | 0 | 0 | ||
Level 3 Communications | COM NEW | 52729N308 | 306 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 283 | 290 | SH | OTR | 290 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 3,134 | 3,212 | SH | SOLE | 2,897 | 0 | 315 | ||
Martin Marietta Matr | COM | 573284106 | 262 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 83 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 1,764 | 74,150 | SH | SOLE | 72,450 | 0 | 1,700 | ||
Merck & Co. Inc. | COM | 58933Y105 | 403 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 4,441 | 69,375 | SH | SOLE | 63,365 | 0 | 6,010 | ||
Microsoft Corp. | COM | 594918104 | 578 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 4,881 | 74,117 | SH | SOLE | 68,082 | 0 | 6,035 | ||
Mobileye NV | ORD SHS | N51488117 | 202 | 3,289 | SH | SOLE | 3,289 | 0 | 0 | ||
Monsanto Co. | COM | 61166W101 | 405 | 3,582 | SH | SOLE | 3,582 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 72 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 533 | 4,150 | SH | SOLE | 4,150 | 0 | 0 | ||
Oaktree Cap Group LLC | UNIT CL A | 674001201 | 222 | 4,900 | SH | SOLE | 3,240 | 0 | 1,660 | ||
Oneok Partners LP | UNIT LTD PARTN | 68268N103 | 302 | 5,600 | SH | OTR | 5,600 | 0 | 0 | ||
Oneok Partners LP | UNIT LTD PARTN | 68268N103 | 1,214 | 22,480 | SH | SOLE | 22,480 | 0 | 0 | ||
Penn West Petroleum Ltd | COM | 707887105 | 957 | 563,000 | SH | SOLE | 541,750 | 0 | 21,250 | ||
Philip Morris International, Inc. | COM | 718172109 | 313 | 2,750 | SH | OTR | 2,750 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 2,056 | 18,044 | SH | SOLE | 16,914 | 0 | 1,130 | ||
PNC Financial Services Group Warrants Exp 12/31/18 | *W EXP 12/31/2018 | 693475121 | 211 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 44 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 340 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 258 | 4,500 | SH | OTR | 4,500 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 3,091 | 53,900 | SH | SOLE | 51,025 | 0 | 2,875 | ||
San Juan Basin Royalty Trust | UNIT BEN INT | 798241105 | 2 | 250 | SH | OTR | 250 | 0 | 0 | ||
San Juan Basin Royalty Trust | UNIT BEN INT | 798241105 | 221 | 30,237 | SH | SOLE | 28,337 | 0 | 1,900 | ||
Schlumberger Ltd. | COM | 806857108 | 143 | 1,825 | SH | OTR | 1,825 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 4,150 | 52,997 | SH | SOLE | 52,422 | 0 | 575 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 46 | 900 | SH | OTR | 900 | 0 | 0 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 197 | 3,850 | SH | SOLE | 2,750 | 0 | 1,100 | ||
U.S. Bancorp | COM NEW | 902973304 | 88 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
U.S. Bancorp | COM NEW | 902973304 | 1,368 | 26,414 | SH | SOLE | 24,714 | 0 | 1,700 | ||
Union Pacific Corp. | COM | 907818108 | 408 | 3,850 | SH | OTR | 3,850 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 3,037 | 28,675 | SH | SOLE | 28,675 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 957 | 30,100 | SH | SOLE | 30,100 | 0 | 0 | ||
Verizon | COM | 92343V104 | 10 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 554 | 11,371 | SH | SOLE | 9,171 | 0 | 2,200 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 94 | 2,325 | SH | OTR | 2,325 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 1,153 | 28,475 | SH | SOLE | 25,850 | 0 | 2,625 | ||
Wells Fargo & Co. | COM | 949746101 | 1,009 | 18,125 | SH | SOLE | 18,125 | 0 | 0 | ||
Wells Fargo & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 949746119 | 954 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 310 | 9,125 | SH | OTR | 9,125 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 5,009 | 147,400 | SH | SOLE | 139,600 | 0 | 7,800 | ||
Woodward, Inc. | COM | 980745103 | 418 | 6,150 | SH | OTR | 6,150 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 4,309 | 63,445 | SH | SOLE | 60,585 | 0 | 2,860 | ||
Yelp Inc | CL A | 985817105 | 3 | 100 | SH | OTR | 100 | 0 | 0 | ||
Yelp Inc | CL A | 985817105 | 612 | 18,700 | SH | SOLE | 16,500 | 0 | 2,200 |