The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/2020 | 00856G117 | 6 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | COM | 00856G117 | 60 | 64,166 | SH | SOLE | 59,816 | 0 | 4,350 | ||
Alibaba Group ADR | SPONSORED ADR | 01609W102 | 3,100 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 130 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 2,654 | 2,855 | SH | SOLE | 2,650 | 0 | 205 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 127 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,548 | 1,704 | SH | SOLE | 1,514 | 0 | 190 | ||
American Express Co. | COM | 025816109 | 249 | 2,950 | SH | OTR | 2,950 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 2,956 | 35,085 | SH | SOLE | 32,960 | 0 | 2,125 | ||
Anheuser-Busch InBev ADR | SPONSORED ADR | 03524A108 | 364 | 3,300 | SH | OTR | 3,300 | 0 | 0 | ||
Anheuser-Busch InBev ADR | SPONSORED ADR | 03524A108 | 3,794 | 34,375 | SH | SOLE | 32,375 | 0 | 2,000 | ||
Apollo Global Management LP | CL A SHS | 037612306 | 229 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
Apple | COM | 037833100 | 587 | 4,077 | SH | SOLE | 4,077 | 0 | 0 | ||
Arch Cap Group LTD | ORD | G0450A105 | 373 | 4,000 | SH | SOLE | 2,800 | 0 | 1,200 | ||
AT&T | COM | 00206R102 | 547 | 14,508 | SH | SOLE | 7,906 | 0 | 6,602 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 959 | 5,361 | SH | SOLE | 5,361 | 0 | 0 | ||
Bank of America Corp Warrants Exp 01/16/19 | *W EXP 01/16/2019 | 060505146 | 22 | 1,800 | SH | OTR | 1,800 | 0 | 0 | ||
Bank of America Corp Warrants Exp 01/16/19 | *W EXP 01/16/2019 | 060505146 | 1,034 | 85,900 | SH | SOLE | 85,900 | 0 | 0 | ||
Barclays Bank PLC | IPATH S&P500 VIX | 06740Q252 | 296 | 23,182 | SH | SOLE | 23,182 | 0 | 0 | ||
Baxter International | COM | 071813109 | 64 | 1,050 | SH | OTR | 1,050 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,279 | 21,075 | SH | SOLE | 20,575 | 0 | 500 | ||
Biogen Inc | COM | 09062X103 | 217 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 197 | 5,900 | SH | OTR | 5,900 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 3,861 | 115,771 | SH | SOLE | 111,146 | 0 | 4,625 | ||
BorgWarner Inc. | COM | 099724106 | 73 | 1,725 | SH | OTR | 1,725 | 0 | 0 | ||
BorgWarner Inc. | COM | 099724106 | 1,013 | 23,925 | SH | SOLE | 23,075 | 0 | 850 | ||
Boulevard Acquisition Corp II | CL A | 10157Q201 | 87 | 8,400 | SH | OTR | 8,400 | 0 | 0 | ||
Boulevard Acquisition Corp II | CL A | 10157Q201 | 1,072 | 104,025 | SH | SOLE | 96,780 | 0 | 7,245 | ||
Bristol-Myers Squibb | COM | 110122108 | 85 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,212 | 21,758 | SH | SOLE | 17,703 | 0 | 4,055 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 270 | 6,887 | SH | OTR | 6,887 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 3,873 | 98,766 | SH | SOLE | 91,571 | 0 | 7,195 | ||
Canadian National Railway Co. | COM | 136375102 | 81 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,589 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 345 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 2,034 | 19,492 | SH | SOLE | 17,426 | 0 | 2,066 | ||
Cisco Systems | COM | 17275R102 | 1,707 | 54,549 | SH | SOLE | 54,549 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 642 | 8,660 | SH | SOLE | 1,160 | 0 | 7,500 | ||
Consolidated Edison | COM | 209115104 | 40 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 701 | 8,675 | SH | SOLE | 8,275 | 0 | 400 | ||
Controladora Vuela Cia De Avia | SPON ADR RP 10 | 21240E105 | 251 | 17,273 | SH | SOLE | 17,273 | 0 | 0 | ||
Credit Acceptance Corp. | COM | 225310101 | 71 | 275 | SH | OTR | 275 | 0 | 0 | ||
Credit Acceptance Corp. | COM | 225310101 | 671 | 2,610 | SH | SOLE | 2,610 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 117 | 3,650 | SH | OTR | 3,650 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 1,064 | 33,280 | SH | SOLE | 30,845 | 0 | 2,435 | ||
Dover Corporation | COM | 260003108 | 72 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 433 | 5,400 | SH | SOLE | 4,700 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 100 | 2,518 | SH | OTR | 2,518 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 1,366 | 34,309 | SH | SOLE | 31,459 | 0 | 2,850 | ||
Enstar Group LTD | COM | G3075P101 | 489 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
ExxonMobil Corp | COM | 30231G102 | 1,005 | 12,448 | SH | SOLE | 9,118 | 0 | 3,330 | ||
Foundation Medicine | COM | 350465100 | 346 | 8,700 | SH | OTR | 8,700 | 0 | 0 | ||
Foundation Medicine | COM | 350465100 | 4,881 | 122,780 | SH | SOLE | 115,380 | 0 | 7,400 | ||
General Electric | COM | 369604103 | 89 | 3,275 | SH | OTR | 3,275 | 0 | 0 | ||
General Electric | COM | 369604103 | 1,145 | 42,034 | SH | SOLE | 39,309 | 0 | 2,725 | ||
Gilead Sciences Inc. | COM | 375558103 | 212 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Granite REIT | UNIT 99/99/9999 | 387437114 | 395 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Grupo Aeroportuario Del Pacifi | SPON ADR B | 400506101 | 418 | 3,719 | SH | SOLE | 3,719 | 0 | 0 | ||
Home Depot | COM | 437076102 | 107 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 4,583 | 29,875 | SH | SOLE | 26,475 | 0 | 3,400 | ||
Honeywell Intl Inc | COM | 438516106 | 430 | 3,228 | SH | SOLE | 3,228 | 0 | 0 | ||
Impinj Inc | COM | 453204109 | 145 | 2,975 | SH | OTR | 2,975 | 0 | 0 | ||
Impinj Inc | COM | 453204109 | 1,880 | 38,635 | SH | SOLE | 34,735 | 0 | 3,900 | ||
Johnson & Johnson | COM | 478160104 | 291 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 1,808 | 13,669 | SH | SOLE | 13,219 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 146 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 3,764 | 41,178 | SH | SOLE | 41,178 | 0 | 0 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 46634E114 | 50 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 46634E114 | 3,628 | 72,150 | SH | SOLE | 72,150 | 0 | 0 | ||
KKR & Co LP | COM UNITS | 48248M102 | 687 | 36,934 | SH | SOLE | 36,934 | 0 | 0 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 498 | 3,230 | SH | SOLE | 3,230 | 0 | 0 | ||
Level 3 Communications | COM NEW | 52729N308 | 3 | 50 | SH | OTR | 50 | 0 | 0 | ||
Level 3 Communications | COM NEW | 52729N308 | 317 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 283 | 290 | SH | OTR | 290 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 3,134 | 3,212 | SH | SOLE | 2,897 | 0 | 315 | ||
Martin Marietta Matr | COM | 573284106 | 267 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 75 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 1,574 | 73,650 | SH | SOLE | 71,950 | 0 | 1,700 | ||
Merck & Co. Inc. | COM | 58933Y105 | 406 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 4,679 | 72,475 | SH | SOLE | 66,815 | 0 | 5,660 | ||
Microsoft Corp. | COM | 594918104 | 605 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 5,311 | 77,042 | SH | SOLE | 71,007 | 0 | 6,035 | ||
Monsanto Co. | COM | 61166W101 | 424 | 3,582 | SH | SOLE | 3,582 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 78 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 578 | 4,125 | SH | SOLE | 4,125 | 0 | 0 | ||
Oaktree Cap Group LLC | UNIT CL A | 674001201 | 228 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
Obsidian Energy Ltd. | COM | 674482104 | 829 | 653,000 | SH | SOLE | 653,000 | 0 | 0 | ||
Oneok Partners LP | UNIT LTD PARTN | 68268N103 | 286 | 5,600 | SH | OTR | 5,600 | 0 | 0 | ||
Oneok Partners LP | UNIT LTD PARTN | 68268N103 | 1,125 | 22,030 | SH | SOLE | 22,030 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 207 | 1,750 | SH | OTR | 1,750 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 1,924 | 16,234 | SH | SOLE | 15,104 | 0 | 1,130 | ||
Plug Power Inc | COM NEW | 72919P202 | 106 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
PNC Financial Services Group Warrants Exp 12/31/18 | *W EXP 12/31/2018 | 693475121 | 231 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 43 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 329 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 248 | 4,500 | SH | OTR | 4,500 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 2,996 | 54,250 | SH | SOLE | 51,375 | 0 | 2,875 | ||
Radnet Inc | COM | 750491102 | 83 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
San Juan Basin Royalty Trust | UNIT BEN INT | 798241105 | 2 | 250 | SH | OTR | 250 | 0 | 0 | ||
San Juan Basin Royalty Trust | UNIT BEN INT | 798241105 | 207 | 30,237 | SH | SOLE | 28,337 | 0 | 1,900 | ||
Schlumberger Ltd. | COM | 806857108 | 121 | 1,825 | SH | OTR | 1,825 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 3,531 | 53,222 | SH | SOLE | 52,647 | 0 | 575 | ||
STMicroelectronics N. V. | NY REGISTRY | 861012102 | 378 | 26,278 | SH | SOLE | 26,278 | 0 | 0 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 45 | 900 | SH | OTR | 900 | 0 | 0 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 191 | 3,850 | SH | SOLE | 2,750 | 0 | 1,100 | ||
U.S. Bancorp | COM NEW | 902973304 | 89 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
U.S. Bancorp | COM NEW | 902973304 | 1,311 | 25,114 | SH | SOLE | 23,414 | 0 | 1,700 | ||
Union Pacific Corp. | COM | 907818108 | 419 | 3,850 | SH | OTR | 3,850 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 3,123 | 28,675 | SH | SOLE | 28,675 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 2,049 | 70,613 | SH | SOLE | 69,338 | 0 | 1,275 | ||
USG Corp. | COM NEW | 903293405 | 38 | 1,325 | SH | OTR | 1,325 | 0 | 0 | ||
Verizon | COM | 92343V104 | 9 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 508 | 11,371 | SH | SOLE | 9,171 | 0 | 2,200 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 166 | 2,160 | SH | OTR | 2,160 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 1,989 | 25,875 | SH | SOLE | 24,985 | 0 | 890 | ||
Wells Fargo & Co. | COM | 949746101 | 1,004 | 18,125 | SH | SOLE | 18,125 | 0 | 0 | ||
Wells Fargo & Co. Warrants Exp 10/28/18 | *W EXP 10/28/2018 | 949746119 | 955 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 306 | 9,125 | SH | OTR | 9,125 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 4,879 | 145,650 | SH | SOLE | 138,475 | 0 | 7,175 | ||
Woodward, Inc. | COM | 980745103 | 416 | 6,150 | SH | OTR | 6,150 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 4,693 | 69,445 | SH | SOLE | 66,585 | 0 | 2,860 | ||
Yelp Inc | CL A | 985817105 | 3 | 100 | SH | OTR | 100 | 0 | 0 | ||
Yelp Inc | CL A | 985817105 | 506 | 16,850 | SH | SOLE | 16,450 | 0 | 400 |