The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 2 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 22 | 59,141 | SH | SOLE | 55,291 | 0 | 3,850 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 3,567 | 19,225 | SH | SOLE | 19,225 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 158 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 2,974 | 2,634 | SH | SOLE | 2,424 | 0 | 210 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 156 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,754 | 1,572 | SH | SOLE | 1,387 | 0 | 185 | ||
American Express Co. | COM | 025816109 | 287 | 2,925 | SH | OTR | 2,925 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,174 | 32,385 | SH | SOLE | 30,185 | 0 | 2,200 | ||
Apollo Global Management LP | CL A SHS | 037612306 | 297 | 9,304 | SH | SOLE | 9,304 | 0 | 0 | ||
Apple | COM | 037833100 | 662 | 3,577 | SH | SOLE | 3,577 | 0 | 0 | ||
Arch Cap Group LTD | ORD | G0450A105 | 601 | 22,710 | SH | SOLE | 19,710 | 0 | 3,000 | ||
AT&T | COM | 00206R102 | 414 | 12,890 | SH | SOLE | 5,703 | 0 | 7,187 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 1,038 | 4,271 | SH | SOLE | 4,271 | 0 | 0 | ||
Baxter International | COM | 071813109 | 4 | 50 | SH | OTR | 50 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,210 | 16,350 | SH | SOLE | 15,875 | 0 | 475 | ||
Biogen Inc | COM | 09062X103 | 232 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 97 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 2,665 | 82,853 | SH | SOLE | 78,228 | 0 | 4,625 | ||
Boeing | COM | 097023105 | 3,874 | 11,548 | SH | SOLE | 11,548 | 0 | 0 | ||
BorgWarner Inc. | COM | 099724106 | 73 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
BorgWarner Inc. | COM | 099724106 | 966 | 22,390 | SH | SOLE | 21,720 | 0 | 670 | ||
Box Inc | CL A | 10316T104 | 959 | 38,362 | SH | SOLE | 38,362 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 84 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,053 | 19,023 | SH | SOLE | 14,868 | 0 | 4,155 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 279 | 6,887 | SH | OTR | 6,887 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 4,192 | 103,409 | SH | SOLE | 96,039 | 0 | 7,370 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 640 | 21,310 | SH | SOLE | 20,710 | 0 | 600 | ||
Canadian National Railway Co. | COM | 136375102 | 82 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,578 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
Canon Inc | SPONSORED ADR | 138006309 | 925 | 28,300 | SH | SOLE | 28,300 | 0 | 0 | ||
Cellectis SA | SPONSORED ADS | 15117K103 | 620 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 1 | 71 | SH | OTR | 71 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 732 | 39,272 | SH | SOLE | 39,122 | 0 | 150 | ||
Chevron Corp. | COM | 166764100 | 418 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 2,289 | 18,102 | SH | SOLE | 15,986 | 0 | 2,116 | ||
Cisco Systems | COM | 17275R102 | 2,347 | 54,549 | SH | SOLE | 54,549 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 561 | 8,660 | SH | SOLE | 1,160 | 0 | 7,500 | ||
Consolidated Edison | COM | 209115104 | 39 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 591 | 7,575 | SH | SOLE | 7,175 | 0 | 400 | ||
Devon Energy Corp | COM | 25179M103 | 103 | 2,350 | SH | OTR | 2,350 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 1,051 | 23,900 | SH | SOLE | 21,865 | 0 | 2,035 | ||
Dover Corporation | COM | 260003108 | 66 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 348 | 4,750 | SH | SOLE | 4,050 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 90 | 2,518 | SH | OTR | 2,518 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 1,185 | 33,201 | SH | SOLE | 29,898 | 0 | 3,303 | ||
Energy Fuels Inc F | COM NEW | 292671708 | 23 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Enstar Group LTD | SHS | G3075P101 | 481 | 2,322 | SH | SOLE | 2,322 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 71 | 8,350 | SH | OTR | 8,350 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 603 | 70,535 | SH | SOLE | 63,815 | 0 | 6,720 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 2 | 4,175 | SH | OTR | 4,175 | 0 | 0 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 15 | 35,507 | SH | SOLE | 32,147 | 0 | 3,360 | ||
ExxonMobil Corp | COM | 30231G102 | 934 | 11,286 | SH | SOLE | 7,956 | 0 | 3,330 | ||
Fiat Chrysler Automobiles NV | SHS | N31738102 | 408 | 21,600 | SH | SOLE | 21,600 | 0 | 0 | ||
Forest City Realty Trust- A | COM CL A | 345605109 | 230 | 10,065 | SH | OTR | 10,065 | 0 | 0 | ||
Forest City Realty Trust- A | COM CL A | 345605109 | 1,458 | 63,907 | SH | SOLE | 63,872 | 0 | 35 | ||
Foundation Medicine | COM | 350465100 | 1,179 | 8,625 | SH | OTR | 8,625 | 0 | 0 | ||
Foundation Medicine | COM | 350465100 | 15,697 | 114,826 | SH | SOLE | 107,511 | 0 | 7,315 | ||
Gilead Sciences Inc. | COM | 375558103 | 213 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Grupo Aeroportuario Del Pacifi | SPON ADR B | 400506101 | 444 | 4,779 | SH | SOLE | 4,779 | 0 | 0 | ||
Home Depot | COM | 437076102 | 137 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 5,529 | 28,340 | SH | SOLE | 24,915 | 0 | 3,425 | ||
Honeywell Intl Inc | COM | 438516106 | 449 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
IBM | COM | 459200101 | 210 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 267 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 1,634 | 13,469 | SH | SOLE | 13,019 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 167 | 1,600 | SH | OTR | 1,600 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 4,654 | 44,663 | SH | SOLE | 44,563 | 0 | 100 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/201 | 46634E114 | 63 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
JPMorgan Chase & Co. Warrants Exp 10/28/18 | *W EXP 10/28/201 | 46634E114 | 455 | 7,175 | SH | SOLE | 7,175 | 0 | 0 | ||
Kandi Technologies Group Inc | COM | 483709101 | 348 | 81,972 | SH | SOLE | 81,972 | 0 | 0 | ||
Koninklijke Philips NVR- NY | NY REG SH NEW | 500472303 | 478 | 11,308 | SH | SOLE | 11,308 | 0 | 0 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 575 | 3,205 | SH | SOLE | 3,205 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 314 | 290 | SH | OTR | 290 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 2,775 | 2,559 | SH | SOLE | 2,254 | 0 | 305 | ||
Martin Marietta Matr | COM | 573284106 | 268 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 102 | 3,400 | SH | OTR | 3,400 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 2,319 | 77,175 | SH | SOLE | 75,275 | 0 | 1,900 | ||
Maxim Integrated Prods Inc | COM | 57772K101 | 302 | 5,145 | SH | SOLE | 5,145 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 385 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 4,276 | 69,905 | SH | SOLE | 64,225 | 0 | 5,680 | ||
Microsoft Corp. | COM | 594918104 | 865 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 7,242 | 73,442 | SH | SOLE | 67,307 | 0 | 6,135 | ||
Momo Inc | ADR | 60879B107 | 522 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 94 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 656 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
Oaktree Cap Group LLC | UNIT CL A | 674001201 | 284 | 6,987 | SH | SOLE | 6,662 | 0 | 325 | ||
Obsidian Energy Ltd. | COM | 674482104 | 965 | 853,635 | SH | SOLE | 853,635 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 278 | 3,986 | SH | OTR | 3,986 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 1,216 | 17,411 | SH | SOLE | 17,411 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 102 | 1,250 | SH | OTR | 1,250 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 1,169 | 14,274 | SH | SOLE | 12,969 | 0 | 1,305 | ||
Plug Power Inc | COM NEW | 72919P202 | 65 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
Points Intl LTD Com New | COM NEW | 730843208 | 191 | 11,614 | SH | SOLE | 11,614 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 39 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 283 | 3,630 | SH | SOLE | 3,630 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 251 | 4,475 | SH | OTR | 4,475 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 3,153 | 56,175 | SH | SOLE | 53,200 | 0 | 2,975 | ||
Radnet Inc | COM | 750491102 | 200 | 13,320 | SH | SOLE | 13,320 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 123 | 1,825 | SH | OTR | 1,825 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 3,926 | 58,137 | SH | SOLE | 57,512 | 0 | 625 | ||
Stmicroelectronics F Sponsored ADR | NY REGISTRY | 861012102 | 581 | 26,278 | SH | SOLE | 26,278 | 0 | 0 | ||
Syros Pharmaceutical | COM | 87184Q107 | 163 | 15,925 | SH | SOLE | 15,925 | 0 | 0 | ||
Taiwan Semiconductor Manufactu | SPONSORED ADR | 874039100 | 439 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 55 | 900 | SH | OTR | 900 | 0 | 0 | ||
Total SA ADR | SPONSORED ADR | 89151E109 | 218 | 3,550 | SH | SOLE | 2,450 | 0 | 1,100 | ||
U.S. Bancorp | COM NEW | 902973304 | 86 | 1,700 | SH | OTR | 1,700 | 0 | 0 | ||
U.S. Bancorp | COM NEW | 902973304 | 1,213 | 24,114 | SH | SOLE | 22,314 | 0 | 1,800 | ||
Union Pacific Corp. | COM | 907818108 | 489 | 3,450 | SH | OTR | 3,450 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 4,091 | 28,875 | SH | SOLE | 28,875 | 0 | 0 | ||
United Technologies | COM | 913017109 | 163 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 161 | 3,725 | SH | OTR | 3,725 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 3,881 | 90,010 | SH | SOLE | 87,685 | 0 | 2,325 | ||
Verizon | COM | 92343V104 | 10 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 528 | 10,487 | SH | SOLE | 7,872 | 0 | 2,615 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 254 | 2,140 | SH | OTR | 2,140 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 2,495 | 21,010 | SH | SOLE | 20,320 | 0 | 690 | ||
Wells Fargo & Co. | COM | 949746101 | 1,105 | 19,925 | SH | SOLE | 19,925 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 331 | 9,075 | SH | OTR | 9,075 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 5,188 | 142,300 | SH | SOLE | 134,575 | 0 | 7,725 | ||
Woodward, Inc. | COM | 980745103 | 469 | 6,100 | SH | OTR | 6,100 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 5,482 | 71,325 | SH | SOLE | 68,465 | 0 | 2,860 | ||
Yelp Inc | CL A | 985817105 | 4 | 100 | SH | OTR | 100 | 0 | 0 | ||
Yelp Inc | CL A | 985817105 | 605 | 15,441 | SH | SOLE | 15,041 | 0 | 400 |