The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 1 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 9 | 58,891 | SH | SOLE | 55,191 | 0 | 3,700 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 3,016 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 146 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 2,757 | 2,638 | SH | SOLE | 2,433 | 0 | 205 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 145 | 140 | SH | OTR | 140 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,621 | 1,565 | SH | SOLE | 1,385 | 0 | 180 | ||
American Express Co. | COM | 025816109 | 279 | 2,925 | SH | OTR | 2,925 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,087 | 32,385 | SH | SOLE | 30,260 | 0 | 2,125 | ||
Apollo Global Management LP | CL A SHS | 376123063 | 281 | 11,450 | SH | SOLE | 11,450 | 0 | 0 | ||
Apple | COM | 037833100 | 575 | 3,647 | SH | SOLE | 3,647 | 0 | 0 | ||
Arch Cap Group LTD | ORD | G0450A105 | 572 | 21,410 | SH | SOLE | 18,410 | 0 | 3,000 | ||
AT&T | COM | 00206R102 | 239 | 8,387 | SH | SOLE | 1,200 | 0 | 7,187 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 677 | 4,271 | SH | SOLE | 4,271 | 0 | 0 | ||
Baozun Inc | SPONSORED ADR | 06684L103 | 421 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
Baxter International | COM | 071813109 | 3 | 50 | SH | OTR | 50 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,053 | 15,950 | SH | SOLE | 15,475 | 0 | 475 | ||
Biogen Inc | COM | 09062X103 | 241 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 89 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 3,210 | 107,673 | SH | SOLE | 103,048 | 0 | 4,625 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 222 | 6,825 | SH | OTR | 6,825 | 0 | 0 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 2,489 | 76,625 | SH | SOLE | 71,900 | 0 | 4,725 | ||
Boeing | COM | 097023105 | 3,729 | 11,564 | SH | SOLE | 11,564 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 4 | 250 | SH | OTR | 250 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 775 | 45,910 | SH | SOLE | 43,960 | 0 | 1,950 | ||
Bristol-Myers Squibb | COM | 110122108 | 79 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 975 | 18,748 | SH | SOLE | 14,693 | 0 | 4,055 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 264 | 6,887 | SH | OTR | 6,887 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 4,024 | 104,934 | SH | SOLE | 97,714 | 0 | 7,220 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 398 | 15,360 | SH | SOLE | 14,760 | 0 | 600 | ||
Canadian National Railway Co. | COM | 136375102 | 74 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,430 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 1 | 71 | SH | OTR | 71 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 453 | 29,925 | SH | SOLE | 29,745 | 0 | 180 | ||
Chevron Corp. | COM | 166764100 | 360 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 1,871 | 17,202 | SH | SOLE | 15,136 | 0 | 2,066 | ||
Cisco Systems | COM | 17275R102 | 2,235 | 51,590 | SH | SOLE | 51,590 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 515 | 8,660 | SH | SOLE | 1,160 | 0 | 7,500 | ||
Consolidated Edison | COM | 209115104 | 38 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 579 | 7,575 | SH | SOLE | 7,175 | 0 | 400 | ||
Devon Energy Corp | COM | 25179M103 | 3 | 125 | SH | OTR | 125 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 372 | 16,525 | SH | SOLE | 15,550 | 0 | 975 | ||
Dover Corporation | COM | 260003108 | 64 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 337 | 4,750 | SH | SOLE | 4,050 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 26 | 846 | SH | OTR | 846 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 901 | 28,979 | SH | SOLE | 25,725 | 0 | 3,254 | ||
Energy Fuels Inc F | COM NEW | 292671708 | 29 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Enstar Group LTD | SHS | G3075P101 | 263 | 1,572 | SH | SOLE | 1,572 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 11 | 7,895 | SH | OTR | 7,895 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 68 | 48,065 | SH | SOLE | 42,255 | 0 | 5,810 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 0 | 1,450 | SH | OTR | 1,450 | 0 | 0 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 1 | 12,036 | SH | SOLE | 11,376 | 0 | 660 | ||
ExxonMobil Corp | COM | 30231G102 | 630 | 9,236 | SH | SOLE | 5,906 | 0 | 3,330 | ||
Fiat Chrysler Automobiles NV | SHS | N31738102 | 4 | 300 | SH | OTR | 300 | 0 | 0 | ||
Fiat Chrysler Automobiles NV | SHS | N31738102 | 742 | 51,290 | SH | SOLE | 49,070 | 0 | 2,220 | ||
GTT Communications Inc | COM | 362393100 | 466 | 19,690 | SH | SOLE | 19,690 | 0 | 0 | ||
Home Depot | COM | 437076102 | 120 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 4,844 | 28,190 | SH | SOLE | 24,790 | 0 | 3,400 | ||
Honeywell Intl Inc | COM | 438516106 | 411 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 284 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 1,738 | 13,469 | SH | SOLE | 13,019 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 217 | 2,218 | SH | OTR | 2,218 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 4,632 | 47,454 | SH | SOLE | 47,454 | 0 | 0 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 215 | 1,705 | SH | SOLE | 1,705 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 301 | 290 | SH | OTR | 290 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 2,623 | 2,527 | SH | SOLE | 2,222 | 0 | 305 | ||
Marriott Vacations | COM | 57164Y107 | 747 | 10,545 | SH | SOLE | 10,545 | 0 | 0 | ||
Martin Marietta Matr | COM | 573284106 | 206 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 5 | 300 | SH | OTR | 300 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 936 | 60,250 | SH | SOLE | 58,750 | 0 | 1,500 | ||
Merck & Co. Inc. | COM | 58933Y105 | 484 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 5,303 | 68,905 | SH | SOLE | 63,225 | 0 | 5,680 | ||
Microsoft Corp. | COM | 594918104 | 891 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 7,524 | 74,074 | SH | SOLE | 68,039 | 0 | 6,035 | ||
Momo Inc | ADR | 60879B107 | 404 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 97 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 682 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
Nutanix Inc CL A | CL A | 67059N108 | 338 | 8,115 | SH | SOLE | 8,115 | 0 | 0 | ||
Oaktree Cap Group LLC | UNIT CL A | 674001201 | 266 | 6,687 | SH | SOLE | 6,362 | 0 | 325 | ||
Obsidian Energy Ltd. | COM | 674482104 | 635 | 1,579,750 | SH | SOLE | 1,579,750 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 215 | 3,986 | SH | OTR | 3,986 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 939 | 17,411 | SH | SOLE | 17,411 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 85 | 1,250 | SH | OTR | 1,250 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 919 | 13,528 | SH | SOLE | 12,298 | 0 | 1,230 | ||
Procter & Gamble | COM | 742718109 | 46 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 291 | 3,165 | SH | SOLE | 3,165 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 205 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 2,810 | 49,375 | SH | SOLE | 47,925 | 0 | 1,450 | ||
Radnet Inc | COM | 750491102 | 331 | 32,581 | SH | SOLE | 32,581 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 1,592 | 43,530 | SH | SOLE | 43,155 | 0 | 375 | ||
Stmicroelectronics F Sponsored ADR | NY REGISTRY | 861012102 | 538 | 38,778 | SH | SOLE | 38,778 | 0 | 0 | ||
Symantec Corp | COM | 871503108 | 217 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 6 | 200 | SH | OTR | 200 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 1,326 | 42,255 | SH | SOLE | 40,960 | 0 | 1,295 | ||
Teva pharmaceutical Industries | SPONSORED ADR | 881624209 | 506 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 477 | 3,450 | SH | OTR | 3,450 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 3,994 | 28,891 | SH | SOLE | 28,891 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 149 | 3,500 | SH | OTR | 3,500 | 0 | 0 | ||
USG Corp. | COM NEW | 903293405 | 3,733 | 87,510 | SH | SOLE | 85,185 | 0 | 2,325 | ||
Verizon | COM | 92343V104 | 11 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 539 | 9,587 | SH | SOLE | 6,972 | 0 | 2,615 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 193 | 2,140 | SH | OTR | 2,140 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 1,907 | 21,165 | SH | SOLE | 20,475 | 0 | 690 | ||
Wells Fargo & Co. | COM | 949746101 | 1,431 | 31,050 | SH | SOLE | 31,050 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 5 | 225 | SH | OTR | 225 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 1,566 | 71,650 | SH | SOLE | 69,350 | 0 | 2,300 | ||
Woodward, Inc. | COM | 980745103 | 453 | 6,100 | SH | OTR | 6,100 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 5,386 | 72,500 | SH | SOLE | 69,640 | 0 | 2,860 | ||
Yelp Inc | CL A | 985817105 | 3 | 100 | SH | OTR | 100 | 0 | 0 | ||
Yelp Inc | CL A | 985817105 | 436 | 12,456 | SH | SOLE | 12,456 | 0 | 0 |