The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 791 | 9,485 | SH | SOLE | 7,985 | 0 | 1,500 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 24 | 200 | SH | OTR | 200 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 5,315 | 44,400 | SH | SOLE | 40,805 | 0 | 3,595 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 24 | 200 | SH | OTR | 200 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 989 | 8,175 | SH | SOLE | 6,495 | 0 | 1,680 | ||
American Express Co. | COM | 025816109 | 70 | 400 | SH | OTR | 400 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 4,325 | 24,830 | SH | SOLE | 22,930 | 0 | 1,900 | ||
American Vanguard Corporation | COM | 030371108 | 184 | 10,300 | SH | SOLE | 1,300 | 0 | 9,000 | ||
Apple Inc. | COM | 037833100 | 1,467 | 7,565 | SH | SOLE | 7,565 | 0 | 0 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 7 | 100 | SH | OTR | 100 | 0 | 0 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 2,737 | 36,560 | SH | SOLE | 32,894 | 0 | 3,666 | ||
Bank of America | COM | 060505104 | 89 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Baxter International | COM | 071813109 | 738 | 16,090 | SH | SOLE | 15,640 | 0 | 450 | ||
Berkshire Hathaway Class B | CL B NEW | 084670702 | 1,583 | 4,643 | SH | SOLE | 4,143 | 0 | 500 | ||
Blackstone Group Inc | COM | 09260D107 | 74 | 800 | SH | OTR | 800 | 0 | 0 | ||
Blackstone Group Inc | COM | 09260D107 | 8,738 | 93,986 | SH | SOLE | 89,661 | 0 | 4,325 | ||
Blackstone Mortgage Trust | COM CL A | 09257W100 | 1,653 | 77,149 | SH | SOLE | 74,534 | 0 | 2,615 | ||
Boeing | COM | 097023105 | 2,238 | 10,599 | SH | SOLE | 10,599 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 13 | 200 | SH | OTR | 200 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 1,217 | 19,027 | SH | SOLE | 15,302 | 0 | 3,725 | ||
Brookfield Asset Management Ltd. | CL A LMT VTG SHS | 113004105 | 11 | 346 | SH | OTR | 346 | 0 | 0 | ||
Brookfield Asset Management Ltd. | CL A LMT VTG SHS | 113004105 | 1,439 | 44,098 | SH | SOLE | 41,489 | 0 | 2,609 | ||
Brookfield Corp F Class A | CL A LTD VT SH | 11271J107 | 47 | 1,387 | SH | OTR | 1,387 | 0 | 0 | ||
Brookfield Corp F Class A | CL A LTD VT SH | 11271J107 | 5,708 | 169,634 | SH | SOLE | 155,185 | 0 | 14,449 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 708 | 24,012 | SH | SOLE | 23,112 | 0 | 900 | ||
Brookfield Renewable C F Class A | CL A SUB VTG | 11284V105 | 189 | 5,996 | SH | SOLE | 5,771 | 0 | 225 | ||
Cambria Tail Risk ETF | TAIL RISK | 132061862 | 210 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,931 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 1,435 | 9,118 | SH | SOLE | 7,514 | 0 | 1,604 | ||
Cisco Systems, Inc. | COM | 17275R102 | 1,660 | 32,086 | SH | SOLE | 32,086 | 0 | 0 | ||
CloudFlare, Inc. | CL A COM | 18915M107 | 62 | 950 | SH | SOLE | 950 | 0 | 0 | ||
Coca-Cola Company | COM | 191216100 | 341 | 5,625 | SH | SOLE | 5,625 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 690 | 8,960 | SH | SOLE | 2,260 | 0 | 6,700 | ||
Comcast Corporation | CL A | 20030N101 | 748 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
Commercial Metals Co | COM | 201723103 | 79 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 18 | 200 | SH | OTR | 200 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 703 | 7,777 | SH | SOLE | 7,377 | 0 | 400 | ||
Costco Wholesale Co | COM | 22160K105 | 86 | 160 | SH | SOLE | 160 | 0 | 0 | ||
Coupang, Inc. | CL A | 22266T109 | 1,484 | 85,292 | SH | SOLE | 67,193 | 0 | 18,099 | ||
Crane Company | COMMON STOCK | 224408104 | 178 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
Crane NXT, Co. | COM | 224441105 | 42 | 750 | SH | SOLE | 0 | 0 | 750 | ||
Devon Energy Corp | COM | 25179M103 | 146 | 3,025 | SH | SOLE | 2,925 | 0 | 100 | ||
Dominion Resources, Inc | COM | 25746U109 | 378 | 7,300 | SH | SOLE | 7,200 | 0 | 100 | ||
Duke Energy Corp | COM NEW | 26441C204 | 647 | 7,205 | SH | SOLE | 7,205 | 0 | 0 | ||
Edison International | COM | 281020107 | 556 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Eli Lilly & Company | COM | 532457108 | 227 | 485 | SH | SOLE | 485 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 475 | 12,796 | SH | SOLE | 12,000 | 0 | 796 | ||
Enovix Corporation | COM | 293594107 | 332 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
Enterprise Products Partners L.P. | COM | 293792107 | 399 | 15,125 | SH | SOLE | 14,975 | 0 | 150 | ||
ESAB Corp | COM | 29605J106 | 200 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
ExxonMobil Corp | COM | 30231G102 | 882 | 8,221 | SH | SOLE | 4,891 | 0 | 3,330 | ||
Franco-Nevada Corp | COM | 351858105 | 39 | 275 | SH | OTR | 275 | 0 | 0 | ||
Franco-Nevada Corp | COM | 351858105 | 1,625 | 11,395 | SH | SOLE | 10,247 | 0 | 1,148 | ||
General Mills Inc | COM | 370334104 | 167 | 2,177 | SH | SOLE | 2,177 | 0 | 0 | ||
Grab Holdings Ltd. | CLASS A ORD | G4124C109 | 449 | 130,838 | SH | SOLE | 89,986 | 0 | 40,852 | ||
Guardant Health, Inc. | COM | 40131M109 | 32 | 900 | SH | OTR | 900 | 0 | 0 | ||
Guardant Health, Inc. | COM | 40131M109 | 2,874 | 80,275 | SH | SOLE | 74,380 | 0 | 5,895 | ||
Home Depot | COM | 437076102 | 217 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 8,497 | 27,353 | SH | SOLE | 23,953 | 0 | 3,400 | ||
Honeywell International Inc. | COM | 438516106 | 334 | 1,611 | SH | SOLE | 1,611 | 0 | 0 | ||
Hubspot Inc | COM | 443573100 | 90 | 170 | SH | SOLE | 170 | 0 | 0 | ||
Ingredion Inc | COM | 457187102 | 181 | 1,700 | SH | SOLE | 200 | 0 | 1,500 | ||
Intuitive Surgical | COM NEW | 46120E602 | 128 | 375 | SH | SOLE | 375 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 33 | 200 | SH | OTR | 200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,875 | 17,371 | SH | SOLE | 16,921 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 7,032 | 48,349 | SH | SOLE | 48,349 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 140 | 1,005 | SH | SOLE | 1,005 | 0 | 0 | ||
Markel Group Inc. | COM | 570535104 | 14 | 10 | SH | OTR | 10 | 0 | 0 | ||
Markel Group Inc. | COM | 570535104 | 1,386 | 1,002 | SH | SOLE | 743 | 0 | 259 | ||
Marriott Vacations | COM | 57164Y107 | 1,140 | 9,290 | SH | SOLE | 7,790 | 0 | 1,500 | ||
Martin Marietta Matr | COM | 573284106 | 485 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
MDU Resources Group, Inc. | COM | 552690109 | 212 | 10,000 | SH | SOLE | 2,000 | 0 | 8,000 | ||
Mercadolibre Inc | COM | 58733R102 | 83 | 70 | SH | SOLE | 20 | 0 | 50 | ||
Merck & Co. Inc. | COM | 58933Y105 | 116 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 10,224 | 88,044 | SH | SOLE | 82,666 | 0 | 5,378 | ||
Microsoft Corporation | COM | 594918104 | 289 | 850 | SH | OTR | 850 | 0 | 0 | ||
Microsoft Corporation | COM | 594918104 | 17,650 | 51,828 | SH | SOLE | 48,116 | 0 | 3,712 | ||
NextEra Energy, Inc. | COM | 65339F101 | 24 | 325 | SH | OTR | 325 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 2,281 | 30,747 | SH | SOLE | 30,747 | 0 | 0 | ||
Oaktree Specialty Lending Corporation | COM | 67401P405 | 103 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
Obsidian Energy Ltd. | COM | 674482203 | 399 | 68,392 | SH | SOLE | 28,392 | 0 | 40,000 | ||
OGE Energy Corp. | COM | 670837103 | 1,203 | 33,500 | SH | SOLE | 33,000 | 0 | 500 | ||
Penn NTNL Gaming | COM | 707569109 | 216 | 8,981 | SH | SOLE | 8,981 | 0 | 0 | ||
PG&E Corporation | COM | 69331C108 | 603 | 34,875 | SH | SOLE | 32,375 | 0 | 2,500 | ||
PhenixFIN Corporation | COM | 71742W103 | 9 | 245 | SH | OTR | 245 | 0 | 0 | ||
PhenixFIN Corporation | COM | 71742W103 | 4,947 | 130,254 | SH | SOLE | 85,704 | 0 | 44,550 | ||
Philip Morris International Inc. | COM | 718172109 | 118 | 1,190 | SH | SOLE | 1,000 | 0 | 190 | ||
Portland General Electric Co. | COM NEW | 736508847 | 24 | 500 | SH | OTR | 500 | 0 | 0 | ||
Portland General Electric Co. | COM NEW | 736508847 | 2,976 | 62,915 | SH | SOLE | 59,590 | 0 | 3,325 | ||
Procter & Gamble | COM | 742718109 | 577 | 3,805 | SH | SOLE | 3,805 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 6,875 | 57,750 | SH | SOLE | 55,525 | 0 | 2,225 | ||
Raytheon Technologies Co | COM | 75513E101 | 191 | 1,950 | SH | SOLE | 1,950 | 0 | 0 | ||
Saba Capital Income & Opportunities Fund | SHS NEW | 78518H202 | 156 | 20,225 | SH | SOLE | 20,225 | 0 | 0 | ||
Saba Closed End Funds ETF | SABA INT RATE | 30151E806 | 20 | 1,075 | SH | OTR | 1,075 | 0 | 0 | ||
Saba Closed End Funds ETF | SABA INT RATE | 30151E806 | 616 | 33,410 | SH | SOLE | 33,410 | 0 | 0 | ||
SLB | COM STK | 806857108 | 1,962 | 39,744 | SH | SOLE | 38,894 | 0 | 850 | ||
Snowflake Inc. | CL A | 833445109 | 318 | 1,805 | SH | SOLE | 1,550 | 0 | 255 | ||
Southern Company | COM | 842587107 | 1,915 | 27,261 | SH | SOLE | 27,261 | 0 | 0 | ||
Texas Instruments | COM | 882508104 | 720 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
The Williams Companies, Inc. | COM | 969457100 | 49 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Thermo Fisher Scientific | COM | 883556102 | 17 | 33 | SH | SOLE | 33 | 0 | 0 | ||
Tidewater Inc. | COM | 88642R109 | 111 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
Union Pacific Corp. | COM | 907818108 | 82 | 400 | SH | OTR | 400 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 6,695 | 32,720 | SH | SOLE | 32,720 | 0 | 0 | ||
Vaneck Vectors Green Bond ETF | GREEN BOND ETF | 92189F171 | 192 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
Walgreens Boots Alliance, Inc. | COM | 931427108 | 62 | 2,185 | SH | SOLE | 2,185 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 50 | 1,500 | SH | OTR | 1,500 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM NEW | 962166104 | 5,515 | 164,575 | SH | SOLE | 156,925 | 0 | 7,650 |