The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 | 156 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 | 278,500 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 | 1,688 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AIMFINITY INVESTMENT CORP I | *W EXP 04/21/202 | G0135E126 | 2,600 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AIMFINITY INVESTMENT CORP I | UNIT 04/21/2027 | G0135E142 | 2,224,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 371,353 | 2,439 | SH | SOLE | 2,245 | 0 | 0 | ||
ARCA BIOPHARMA INC | COM | 00211Y506 | 7,040,796 | 4,000,452 | SH | SOLE | 4,000,452 | 0 | 0 | ||
ATLASCLEAR HOLDINGS INC | COM SHS | 128745106 | 928,000 | 580,000 | SH | SOLE | 580,000 | 0 | 0 | ||
CALIDI BIOTHERAPEUTICS INC | COM NEW | 320703101 | 267,109 | 472,760 | SH | SOLE | 472,760 | 0 | 0 | ||
CAPITALWORKS EMNG MKTS ACQST | CLASS A ORD SHS | G1889L100 | 2,202,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | *W EXP 11/15/202 | 14817C115 | 402,990 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHECHE GROUP INC | *W EXP 10/01/203 | G20707116 | 22,702 | 392,763 | SH | SOLE | 392,763 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 4,963,208 | 660,001 | SH | SOLE | 660,001 | 0 | 0 | ||
CORNERSTONE TOTAL RETURN FD | COM | 21924U300 | 4,956,375 | 659,970 | SH | SOLE | 659,970 | 0 | 0 | ||
CXAPP INC | *W EXP 99/99/999 | 23248B117 | 83,710 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
DENALI CAPITAL ACQUISITN COR | *W EXP 99/99/999 | G6256B114 | 2,295 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
DIANA SHIPPING INC | *W EXP 12/14/202 | Y2066G138 | 315,768 | 657,851 | SH | SOLE | 657,851 | 0 | 0 | ||
TRUMP MEDIA & TECHNOLOGY GRO | CALL | 25400Q905 | 1,034,000 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
DP CAP ACQUISITION CORP I | CLASS A ORD | G2R05B100 | 1,600,797 | 145,527 | SH | SOLE | 145,527 | 0 | 0 | ||
DT CLOUD ACQUISITION CORP | UNIT 99/99/9999 | G28524109 | 3,045,968 | 299,800 | SH | SOLE | 299,800 | 0 | 0 | ||
ELECTRA BATTERY MATERIALS CO | COM NEW | 28474P201 | 65,228 | 122,637 | SH | SOLE | 122,637 | 0 | 0 | ||
EMBRACE CHANGE ACQUISITN COR | RIGHT 10/25/2026 | G3034H141 | 13,179 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
EMBRACE CHANGE ACQUISITN COR | *W EXP 10/25/202 | G3034H125 | 1,194 | 94,000 | SH | SOLE | 94,000 | 0 | 0 | ||
ENOVIX CORPORATION | DEBT 3.000% 5/0 | 293594AD9 | 813,500 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
FORTE BIOSCIENCES INC | COM | 34962G109 | 1,414,669 | 2,031,987 | SH | SOLE | 2,031,987 | 0 | 0 | ||
GEE GROUP INC | COM | 36165A102 | 2,043,323 | 5,683,792 | SH | SOLE | 5,683,792 | 0 | 0 | ||
GLOBAL STAR ACQUISITION INC | *W EXP 07/15/202 | 37962G110 | 3,873 | 237,633 | SH | SOLE | 237,633 | 0 | 0 | ||
GLOBAL STAR ACQUISITION INC | RIGHT 06/21/2024 | 37962G128 | 21,411 | 237,633 | SH | SOLE | 237,633 | 0 | 0 | ||
HNR ACQUISITION CORP | *W EXP 02/04/202 | 40472A128 | 6,871 | 49,116 | SH | SOLE | 49,116 | 0 | 0 | ||
IDEAL PWR INC | COM NEW | 451622203 | 489,500 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
IMMIX BIOPHARMA INC | COM | 45258H106 | 2,058,306 | 670,458 | SH | SOLE | 670,458 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 92,333 | 131,772 | SH | SOLE | 131,772 | 0 | 0 | ||
INSTIL BIO INC | COM NEW | 45783C200 | 2,787,448 | 258,097 | SH | SOLE | 258,097 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 46,916 | 11,443 | SH | SOLE | 11,443 | 0 | 0 | ||
MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 1,240,863 | 88,887 | SH | SOLE | 88,887 | 0 | 0 | ||
MEI PHARMA INC | COM | 55279B301 | 2,445,762 | 611,440 | SH | SOLE | 611,440 | 0 | 0 | ||
MYND AI INC | SPON ADS | 628988107 | 538,957 | 118,975 | SH | SOLE | 118,975 | 0 | 0 | ||
NEXTCURE INC | COM | 65343E108 | 1,373,408 | 615,878 | SH | SOLE | 615,878 | 0 | 0 | ||
PANGAEA LOGISTICS SOLUTION L | SHS | G6891L105 | 6,203,795 | 890,071 | SH | SOLE | 890,071 | 0 | 0 | ||
PERCEPTION CAPITAL CORP III | CLASS A ORD SHS | G7185D106 | 3,773,440 | 352,000 | SH | SOLE | 352,000 | 0 | 0 | ||
PERFORMANCE SHIPPING INC | COMMON SHARES | Y67305154 | 100,170 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
PONO CAP TWO INC | *W EXP 99/99/999 | 73245B115 | 6,860 | 196,000 | SH | SOLE | 196,000 | 0 | 0 | ||
PYXIS ONCOLOGY INC | COMMON STOCK | 747324101 | 262,442 | 61,606 | SH | SOLE | 61,606 | 0 | 0 | ||
QT IMAGING HLDGS INC | COM | 746962109 | 848,000 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
RCF ACQUISITION CORP | CL A COM | G7330C102 | 2,222,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SINGING MACH INC | COM | 829322403 | 141,051 | 155,001 | SH | SOLE | 155,001 | 0 | 0 | ||
SNDL INC | COM | 83307B101 | 601,500 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SRIVARU HOLDING LIMITED | *W EXP 12/08/202 | G8403L110 | 3,635 | 230,081 | SH | SOLE | 230,081 | 0 | 0 | ||
SURGEPAYS INC | COM NEW | 86882L204 | 1,540,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SYNLOGIC INC | COM NEW | 87166L209 | 5,928,872 | 3,312,219 | SH | SOLE | 3,312,219 | 0 | 0 | ||
TENON MEDICAL INC | *W EXP 06/16/202 | 88066N113 | 29,882 | 508,200 | SH | SOLE | 508,200 | 0 | 0 | ||
TENX KEANE ACQUISITION | RIGHT 06/30/2028 | G8708L112 | 22,850 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
U-BX TECHNOLOGY LTD | ORD SHS | G9161K104 | 65,600 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
WELSBACH TECH METALS ACQU CO | COM | 950415109 | 3,279,000 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
WHEELER REAL ESTATE INVT TR | CV PFD SER D | 963025606 | 2,096,520 | 138,745 | SH | SOLE | 138,745 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 59,221 | 1,149,930 | SH | SOLE | 1,149,930 | 0 | 0 |