The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 GOEDEKER INC | Warrant | 28252C117 | 1,694 | 1,400 | SH | SOLE | None | 1,400 | 0 | 0 | |
ALTITUDE ACQUISITION CORP | Equity | 02156Y103 | 4,950,000 | 500,000 | SH | SOLE | None | 500,000 | 0 | 0 | |
ATOTECH LTD | Equity | G0625A105 | 11,509,597 | 451,003 | SH | SOLE | None | 451,003 | 0 | 0 | |
BLUEROCK RESIDENTIAL GWT REI | Equity | 09627J102 | 1,469,897 | 55,699 | SH | SOLE | None | 55,699 | 0 | 0 | |
BRIDGETOWN HOLDINGS LTD | Equity | G1355U113 | 4,910,000 | 500,000 | SH | SOLE | None | 500,000 | 0 | 0 | |
CONMED CORP | Equity | 207410101 | 425 | 3 | SH | SOLE | None | 3 | 0 | 0 | |
DAWSON GEOPHYSICAL CO NEW | Equity | 239360100 | 2,846,737 | 1,229,692 | SH | SOLE | None | 1,229,692 | 0 | 0 | |
DPCM CAP INC | Equity | 23344P101 | 1,325,700 | 135,000 | SH | SOLE | None | 135,000 | 0 | 0 | |
ECP ENVIRONMENTAL GW OPT COR | Warrant | 26829T118 | 83,749 | 124,999 | SH | SOLE | None | 124,999 | 0 | 0 | |
ETSY INC | Convertible Debt | 29786AAJ5 | 6,382,500 | 2,500,000 | PRN | SOLE | None | 2,500,000 | 0 | 0 | |
FIRSTMARK HORIZON ACQUISITIO | Equity | 33765Y101 | 3,021,395 | 305,500 | SH | SOLE | None | 305,500 | 0 | 0 | |
FLAGSTAR BANCORP INC | Equity | 337930705 | 10,324,934 | 215,372 | SH | SOLE | None | 215,372 | 0 | 0 | |
FREYR BATTERY | Equity | L4135L100 | 2,298,608 | 205,600 | SH | SOLE | None | 205,600 | 0 | 0 | |
GOLDEN STAR RES LTD CDA | Equity | 38119T807 | 5,933,130 | 1,549,120 | SH | SOLE | None | 1,549,120 | 0 | 0 | |
HEALTH ASSURN ACQUISITION CO | Equity | 42226W109 | 3,421,454 | 350,200 | SH | SOLE | None | 350,200 | 0 | 0 | |
HORIZON ACQUISITION CORPORAT | Equity | G46044106 | 3,074,824 | 312,800 | SH | SOLE | None | 312,800 | 0 | 0 | |
HOWARD BANCORP INC | Equity | 442496105 | 4,028,361 | 184,872 | SH | SOLE | None | 184,872 | 0 | 0 | |
IHS MARKIT LTD | Equity | G47567105 | 6,455,526 | 48,567 | SH | SOLE | None | 48,567 | 0 | 0 | |
INTERPRIVATE III FINANCIAL P | Warrant | 46064R114 | 99,622 | 68,234 | SH | SOLE | None | 68,234 | 0 | 0 | |
LUMENTUM HLDGS INC | Convertible Debt | 55024UAB5 | 5,336,250 | 3,000,000 | PRN | SOLE | None | 3,000,000 | 0 | 0 | |
MARLIN BUSINESS SVCS CORP | Equity | 571157106 | 5,903,482 | 253,586 | SH | SOLE | None | 253,586 | 0 | 0 | |
NEW FRONTIER HEALTH CORP | Equity | G6461G106 | 3,840,257 | 335,101 | SH | SOLE | None | 335,101 | 0 | 0 | |
PATHFINDER ACQUISITION CORP | Warrant | G04119122 | 38,285 | 65,591 | SH | SOLE | None | 65,591 | 0 | 0 | |
PRETIUM RES INC | Equity | 74139C102 | 1,487,232 | 105,500 | SH | SOLE | None | 105,500 | 0 | 0 | |
SOCIAL CAPITAL HEDOSOPHA HLD | Equity | G8251L105 | 4,314,446 | 423,400 | SH | SOLE | None | 423,400 | 0 | 0 | |
SPIRIT OF TEX BANCSHARES INC | Equity | 84861D103 | 1,439,000 | 50,000 | SH | SOLE | None | 50,000 | 0 | 0 | |
REVIVA PHARMACEUTCLS HLDGS I | Warrant | 76152G118 | 29,750 | 85,000 | SH | SOLE | None | 85,000 | 0 | 0 | |
THIMBLE POINT ACQUISITION CO | Warrant | 704723113 | 75,686 | 126,122 | SH | SOLE | None | 126,122 | 0 | 0 | |
VEONEER INC | Equity | 92336X109 | 1,455,390 | 41,020 | SH | SOLE | None | 41,020 | 0 | 0 |