Confluent (CFLT) Form 4 Confluent / Erica Schultz ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Schultz Erica

(Last) (First) (Middle)

C/O CONFLUENT, INC.

899 W. EVELYN AVENUE

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Confluent, Inc. [ CFLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
PRESIDENT, FIELD OPERATIONS

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2024

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/12/2024		G(1)		33,535	D	$0	21,887	I	See footnote(2)
Class A Common Stock	06/12/2024		G(3)		33,535	A	$0	45,035	I	See footnote(4)
Class A Common Stock	06/12/2024		G(5)		21,887	D	$0	0	I	See footnote(2)
Class A Common Stock	06/12/2024		G(3)		21,887	A	$0	62,374	I	See footnote(6)
Class A Common Stock	06/12/2024		G(1)		47,672	D	$0	31,419	I	See footnote(7)
Class A Common Stock	06/12/2024		G(8)		47,672	A	$0	92,707	I	See footnote(4)
Class A Common Stock								200,000	I	See footnote(9)
Class A Common Stock								697,039	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust.

2. The shares are held by the Erica Schultz 2022 Annuity Trust.

3. Represents a share distribution received from The Erica Schultz 2022 Annuity Trust.

4. The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

5. Represents a share distribution from the holder to The Schultz Family Irrevocable Remainder Trust.

6. The shares are held by The Schultz Family Irrevocable Remainder Trust.

7. The shares are held by the Erica Schultz 2023 Annuity Trust.

8. Represents a distribution received from the Erica Schultz 2023 Annuity Trust.

9. The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.

	/s/ Melanie Vinson, Attorney-in-Fact	06/14/2024
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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