c/o UMB Fund Services, Inc.
Terrance P. Gallagher
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss. ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Vivaldi Opportunities Fund- Proxy Voting Record 7/1/2017 - 6/30/2018 | | | | | |
| | | | | | | |
| | | SHARE- HOLDER | | | | VOTE |
NAME OF ISSUER | TICKER SYMBOL | CUSIP NUMBER | MEETING DATE | MATTER VOTED ON | VOTE INSTRUCTION | VOTED | AGAINST MANAGEMENT |
Eaton Vance Short Duration Diversified Income Fund | EVG | 27828V104 | 2/15/2018 | Elect Director Thomas E. Faust, Jr. | For | Yes | No |
Eaton Vance Short Duration Diversified Income Fund | EVG | 27828V104 | 2/15/2018 | Elect Director Cynthia E. Frost | For | Yes | No |
Eaton Vance Short Duration Diversified Income Fund | EVG | 27828V104 | 2/15/2018 | Elect Director Scott E. Wennerholm | For | Yes | No |
BrandywineGLOBAL - Global Income Opportunities Fund Inc. | BWG | 10537L104 | 2/23/2018 | Elect Director Robert D. Agdern | For | Yes | No |
BrandywineGLOBAL - Global Income Opportunities Fund Inc. | BWG | 10537L104 | 2/23/2018 | Elect Director Eileen A. Kamerick | For | Yes | No |
BrandywineGLOBAL - Global Income Opportunities Fund Inc. | BWG | 10537L104 | 2/23/2018 | Elect Director Riordan Roett | For | Yes | No |
Prudential Global Short Duration High Yield Fund, Inc. | GHY | 74433A109 | 3/9/2018 | Elect Director Scott E. Benjamin | For | Yes | No |
Prudential Global Short Duration High Yield Fund, Inc. | GHY | 74433A109 | 3/9/2018 | Elect Director Linda W. Bynoe | For | Yes | No |
Prudential Global Short Duration High Yield Fund, Inc. | GHY | 74433A109 | 3/9/2018 | Elect Director Laurie Simon Hodrick | For | Yes | No |
Prudential Global Short Duration High Yield Fund, Inc. | GHY | 74433A109 | 3/9/2018 | Elect Director Michael S. Hyland | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Approve Investment Advisory Agreement between Alpine Total Dynamic Dividend Fund and Aberdeen Asset Managers Limited | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Elect Director John Sievwright | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Elect Director P. Gerald Malone | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Elect Director Nancy Yao Maasbach | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Elect Director Martin Gilbert | For | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Approve Investment Advisory Agreement between Alpine Total Dynamic Dividend Fund and Aberdeen Asset Managers Limited | Against | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Management Nominee John Sievwright | Do Not Vote | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Management Nominee P. Gerald Malone | Do Not Vote | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Management Nominee Nancy Yao Maasbach | Do Not Vote | Yes | No |
Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 3/14/2018 | Management Nominee Martin Gilbert | Do Not Vote | Yes | No |
Corporate Capital Trust, Inc. | CCT | 219880101 | 3/26/2018 | Approve Investment Advisory Agreement between the Company and KKR Credit Advisors (US) LLC | For | Yes | No |
Corporate Capital Trust, Inc. | CCT | 219880101 | 3/26/2018 | Approve Investment Advisory Agreement between the Company and FS/KKR Advisor, LLC | For | Yes | No |
FS Investment Corporation | FSIC | 302635107 | 3/26/2018 | Approve Investment Advisory Agreement between FS Investment Corporation, FB Income Advisor, LLC, and KKR Credit Advisors (US) LLC | For | Yes | No |
FS Investment Corporation | FSIC | 302635107 | 3/26/2018 | Approve Investment Advisory Agreement between FS Investment Corporation and FS/KKR Advisor, LLC | For | Yes | No |
Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | No |
Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | No |
Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | No |
Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/11/2018 | Elect Director William J. Schneider | For | Yes | No |
Nuveen Emerging Markets Debt 2022 Target Term Fund | JEMD | 67077P101 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | No |
Nuveen Emerging Markets Debt 2022 Target Term Fund | JEMD | 67077P101 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | No |
Nuveen Emerging Markets Debt 2022 Target Term Fund | JEMD | 67077P101 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | No |
Nuveen Emerging Markets Debt 2022 Target Term Fund | JEMD | 67077P101 | 4/11/2018 | Elect Director William J. Schneider | For | Yes | No |
Nuveen Intermediate Duration Quality Municipal Term Fund | NIQ | 670677103 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | No |
Nuveen Intermediate Duration Quality Municipal Term Fund | NIQ | 670677103 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | No |
Nuveen Intermediate Duration Quality Municipal Term Fund | NIQ | 670677103 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund | JLS | 670735109 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund | JLS | 670735109 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund | JLS | 670735109 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund | JLS | 670735109 | 4/11/2018 | Elect Director William J. Schneider | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund 2 | JMT | 67074R100 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund 2 | JMT | 67074R100 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund 2 | JMT | 67074R100 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | No |
Nuveen Mortgage Opportunity Term Fund 2 | JMT | 67074R100 | 4/11/2018 | Elect Director William J. Schneider | For | Yes | No |
Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | Elect Director E. Wayne Nordberg | For | Yes | No |
Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | Elect Director Larry W. Papasan | For | Yes | No |
Cornerstone Strategic Value Fund, Inc. | CLM | 21924B302 | 4/17/2018 | Elect Director Robert E. Dean | For | Yes | No |
Cornerstone Strategic Value Fund, Inc. | CLM | 21924B302 | 4/17/2018 | Elect Director Matthew W. Morris | For | Yes | No |
Cornerstone Strategic Value Fund, Inc. | CLM | 21924B302 | 4/17/2018 | Elect Director Scott B. Rogers | For | Yes | No |
Cornerstone Strategic Value Fund, Inc. | CLM | 21924B302 | 4/17/2018 | Other Business | For | Yes | No |
Eaton Vance Floating-Rate 2022 Target Term Trust | EFL | 27831H100 | 4/19/2018 | Elect Director Thomas E. Faust, Jr. | For | Yes | No |
Eaton Vance Floating-Rate 2022 Target Term Trust | EFL | 27831H100 | 4/19/2018 | Elect Director Mark R. Fetting | For | Yes | No |
Lazard World Dividend & Income Fund, Inc. | LOR | 521076109 | 4/20/2018 | Elect Director Franci J. Blassberg | For | Yes | No |
Lazard World Dividend & Income Fund, Inc. | LOR | 521076109 | 4/20/2018 | Elect Director Richard Reiss, Jr. | For | Yes | No |
Lazard World Dividend & Income Fund, Inc. | LOR | 521076109 | 4/20/2018 | Elect Director Ashish Bhutani | For | Yes | No |
Morgan Stanley Income Securities Inc. | ICB | 61745P874 | 4/20/2018 | Approve Reorganization of Funds Between Morgan Stanley Income Securities Inc. and Morgan Stanley Institutional Fund Trust | For | Yes | No |
PIMCO Dynamic Credit and Mortgage Income Fund | PCI | 72202D106 | 4/27/2018 | Elect Director Craig A. Dawson | For | Yes | No |
PIMCO Dynamic Credit and Mortgage Income Fund | PCI | 72202D106 | 4/27/2018 | Elect Director Bradford K. Gallagher | For | Yes | No |
PIMCO Dynamic Credit and Mortgage Income Fund | PCI | 72202D106 | 4/27/2018 | Elect Director James A. Jacobson | For | Yes | No |
Garrison Capital Inc. | GARS | 366554103 | 5/2/2018 | Elect Director Brian Chase | For | Yes | No |
Garrison Capital Inc. | GARS | 366554103 | 5/2/2018 | Elect Director Joseph Morea | For | Yes | No |
Garrison Capital Inc. | GARS | 366554103 | 5/2/2018 | Ratify RSM US LLP as Auditors | For | Yes | No |
The Gabelli Equity Trust Inc. | GAB | 362397101 | 5/14/2018 | Elect Director Michael J. Ferrantino | For | Yes | No |
Tortoise Energy Infrastructure Corporation | TYG | 89147L100 | 5/18/2018 | Elect Director Rand C. Berney | For | Yes | No |
Tortoise Energy Infrastructure Corporation | TYG | 89147L100 | 5/18/2018 | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
Virtus Total Return Fund Inc. | ZF | 92837G100 | 5/22/2018 | Elect Director James M. Oates | For | Yes | No |
Virtus Total Return Fund Inc. | ZF | 92837G100 | 5/22/2018 | Elect Director James B. Rogers, Jr. | For | Yes | No |
Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | Elect Director Ronald J. Burton | For | Yes | No |
Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | Elect Director Steven A. Baffico | For | Yes | No |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 5/30/2018 | Elect Director Ronald A. Nyberg | For | Yes | No |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 5/30/2018 | Approve Investment Advisory Agreement between Western Asset/Claymore Inflation-Linked Opportunities & Income Fund and Western Asset Management Company | For | Yes | No |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 5/30/2018 | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Limited | For | Yes | No |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 5/30/2018 | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Ltd | For | Yes | No |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 5/30/2018 | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Pte. Ltd. | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Fund Management Agreement between Liberty All-Star Equity Fund and ALPS Advisors, Inc. | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Sustainable Growth Advisers, LP | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Aristotle Capital Management, LLC | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Macquarie Investment Management | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Pzena Investment Management, LLC | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and TCW Investment Management Company | For | Yes | No |
LIBERTY ALL-STAR EQUITY FUND | USA | 530158104 | 5/31/2018 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Sustainable Growth Advisers, LP | For | Yes | No |
The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | Elect Director Nisha Kumar | For | Yes | No |
The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | Elect Director Martin Gilbert | For | Yes | No |
The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | Elect Director Jeswald W. Salacuse | For | Yes | No |
Morgan Stanley Emerging Markets Debt Fund, Inc. | MSD | 61744H105 | 6/21/2018 | Elect Director Nancy C. Everett | For | Yes | No |
Morgan Stanley Emerging Markets Debt Fund, Inc. | MSD | 61744H105 | 6/21/2018 | Elect Director Michael F. Klein | For | Yes | No |
Morgan Stanley Emerging Markets Debt Fund, Inc. | MSD | 61744H105 | 6/21/2018 | Elect Director W. Allen Reed | For | Yes | No |
Morgan Stanley Emerging Markets Fund, Inc. | MSF | 61744G107 | 6/21/2018 | Elect Director Nancy C. Everett | For | Yes | No |
Morgan Stanley Emerging Markets Fund, Inc. | MSF | 61744G107 | 6/21/2018 | Elect Director Michael F. Klein | For | Yes | No |
Morgan Stanley Emerging Markets Fund, Inc. | MSF | 61744G107 | 6/21/2018 | Elect Director W. Allen Reed | For | Yes | No |
Highland Floating Rate Opportunities Fund | HFRO | 43010E404 | 6/22/2018 | Elect Director John Honis | For | Yes | No |
Highland Floating Rate Opportunities Fund | HFRO | 43010E404 | 6/22/2018 | Elect Director Dustin Norris | For | Yes | No |
NexPoint Strategic Opportunities Fund | NHF | 65340G205 | 6/22/2018 | Elect Director John Honis | For | Yes | No |
NexPoint Strategic Opportunities Fund | NHF | 65340G205 | 6/22/2018 | Elect Director Dustin Norris | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Elect Director Ann Torre Bates | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Elect Director David W. Niemiec | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Elect Director Larry D. Thompson | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Elect Director Robert E. Wade | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Eliminate Fundamental Investment Policy Regarding Investing at least 65% of the Fund's Total Assets in U.S. dollar-denominated securities | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Amend Fundamental Investment Restriction Regarding Commodities | For | Yes | No |
Templeton Emerging Markets Income Fund | TEI | 880192109 | 6/27/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
American Capital Senior Floating, Ltd. | ACSF | 02504D108 | 6/28/2018 | Approve Plan of Liquidation | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Elect Director Albert L. Richey | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Elect Director William R. Cordes | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Elect Director Barry R. Pearl | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Elect Director Kevin S. McCarthy | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Elect Director William L. Thacker | For | Yes | No |
Kayne Anderson MLP Investment Company | KYN | 486606106 | 6/28/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
The Advisory Board Company | ABCO | 00762W107 | 11/15/2017 | Approve Merger Agreement | For | Yes | No |
The Advisory Board Company | ABCO | 00762W107 | 11/15/2017 | Adjourn Meeting | For | Yes | No |
The Advisory Board Company | ABCO | 00762W107 | 11/15/2017 | Advisory Vote on Golden Parachutes | For | Yes | No |
Orbital ATK, Inc. | OA | 68557N103 | 11/29/2017 | Approve Merger Agreement | For | Yes | No |
Orbital ATK, Inc. | OA | 68557N103 | 11/29/2017 | Advisory Vote on Golden Parachutes | For | Yes | No |
Orbital ATK, Inc. | OA | 68557N103 | 11/29/2017 | Adjourn Meeting | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 12/29/2017 | Approve Merger Agreement | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 12/29/2017 | Adjourn Meeting | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 12/29/2017 | Advisory Vote on Golden Parachutes | For | Yes | No |
Silver Spring Networks, Inc. | SSNI | 82817Q103 | 1/3/2018 | Approve Merger Agreement | For | Yes | No |
Silver Spring Networks, Inc. | SSNI | 82817Q103 | 1/3/2018 | Adjourn Meeting | For | Yes | No |
BroadSoft, Inc. | BSFT | 11133B409 | 1/25/2018 | Approve Merger Agreement | For | Yes | No |
BroadSoft, Inc. | BSFT | 11133B409 | 1/25/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
BroadSoft, Inc. | BSFT | 11133B409 | 1/25/2018 | Adjourn Meeting | For | Yes | No |
Bazaarvoice, Inc. | BV | 073271108 | 1/29/2018 | Approve Merger Agreement | For | Yes | No |
Bazaarvoice, Inc. | BV | 073271108 | 1/29/2018 | Adjourn Meeting | For | Yes | No |
Bazaarvoice, Inc. | BV | 073271108 | 1/29/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Buffalo Wild Wings, Inc. | BWLD | 119848109 | 2/2/2018 | Approve Merger Agreement | For | Yes | No |
Buffalo Wild Wings, Inc. | BWLD | 119848109 | 2/2/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Buffalo Wild Wings, Inc. | BWLD | 119848109 | 2/2/2018 | Adjourn Meeting | For | Yes | No |
Barracuda Networks, Inc. | CUDA | 068323104 | 2/7/2018 | Approve Merger Agreement | For | Yes | No |
Barracuda Networks, Inc. | CUDA | 068323104 | 2/7/2018 | Adjourn Meeting | For | Yes | No |
Barracuda Networks, Inc. | CUDA | 068323104 | 2/7/2018 | Approve Merger Agreement | For | Yes | No |
Barracuda Networks, Inc. | CUDA | 068323104 | 2/7/2018 | Adjourn Meeting | For | Yes | No |
CalAtlantic Group, Inc. | CAA | 128195104 | 2/12/2018 | Approve Merger Agreement | For | Yes | No |
CalAtlantic Group, Inc. | CAA | 128195104 | 2/12/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
CalAtlantic Group, Inc. | CAA | 128195104 | 2/12/2018 | Adjourn Meeting | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Approve Merger Agreement | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Adjourn Meeting | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Approve Merger Agreement | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
General Cable Corporation | BGC | 369300108 | 2/16/2018 | Adjourn Meeting | For | Yes | No |
Atlantic Coast Financial Corporation | ACFC | 048426100 | 3/21/2018 | Approve Merger Agreement | For | Yes | No |
Atlantic Coast Financial Corporation | ACFC | 048426100 | 3/21/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Atlantic Coast Financial Corporation | ACFC | 048426100 | 3/21/2018 | Adjourn Meeting | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Approve Merger Agreement | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Adjourn Meeting | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Approve Merger Agreement | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
DST Systems, Inc. | DST | 233326107 | 3/28/2018 | Adjourn Meeting | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Approve Merger Agreement | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Adjourn Meeting | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Approve Merger Agreement | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Callidus Software Inc. | CALD | 13123E500 | 3/29/2018 | Adjourn Meeting | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Approve Merger Agreement | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Adjourn Meeting | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Approve Merger Agreement | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Blackhawk Network Holdings, Inc. | HAWK | 09238E104 | 3/30/2018 | Adjourn Meeting | For | Yes | No |
Archrock Partners, L.P. | APLP | 03957U100 | 4/25/2018 | Approve Merger Agreement | For | Yes | No |
Archrock Partners, L.P. | APLP | 03957U100 | 4/25/2018 | Adjourn Meeting | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Reduce Supermajority Vote Requirement to Approve Merger | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Approve Merger Agreement | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Adjourn Meeting | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Reduce Supermajority Vote Requirement to Approve Merger | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Approve Merger Agreement | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 4/27/2018 | Adjourn Meeting | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Shellye L. Archambeau | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Mark T. Bertolini | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Richard L. Carrion | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Melanie L. Healey | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director M. Frances Keeth | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Lowell C. McAdam | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Clarence Otis, Jr. | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Rodney E. Slater | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Kathryn A. Tesija | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Gregory D. Wasson | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Elect Director Gregory G. Weaver | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Ratify Ernst & Young as Auditors | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Amend Bylaws -- Call Special Meetings | Against | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Report on Lobbying Payments and Policy | Against | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Require Independent Board Chairman | Against | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Against | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Clawback of Incentive Payments | Against | Yes | No |
Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | Eliminate Above-Market Earnings in Executive Retirement Plans | Against | Yes | No |
Microsemi Corporation | MSCC | 595137100 | 5/22/2018 | Approve Merger Agreement | For | Yes | No |
Microsemi Corporation | MSCC | 595137100 | 5/22/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Microsemi Corporation | MSCC | 595137100 | 5/22/2018 | Adjourn Meeting | For | Yes | No |
XL Group Ltd | XL | G98255105 | 6/6/2018 | Approve Merger Agreement | For | Yes | No |
XL Group Ltd | XL | G98255105 | 6/6/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
XL Group Ltd | XL | G98255105 | 6/6/2018 | Adjourn Meeting | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Jonathan R. Furer | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Matthew H. Paull | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Maurice S. Reznik | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Roger W. Stone | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Jonathan R. Furer | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Matthew H. Paull | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Maurice S. Reznik | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Elect Director Roger W. Stone | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
KapStone Paper and Packaging Corporation | KS | 48562P103 | 6/14/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Open Meeting | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Adopt Financial Statements and Statutory Reports | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Discharge of Board Members | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Richard L. Clemmer as Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Peter Bonfield as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Johannes P. Huth as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Kenneth A. Goldman as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Josef Kaeser as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Eric Meurice as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Peter Smitham as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Julie Southern as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Gregory Summe as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Cancellation of Ordinary Shares | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Ratify KPMG as Auditors | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Open Meeting | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Adopt Financial Statements and Statutory Reports | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Discharge of Board Members | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Richard L. Clemmer as Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Peter Bonfield as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Johannes P. Huth as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Kenneth A. Goldman as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Josef Kaeser as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Eric Meurice as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Peter Smitham as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Julie Southern as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Reelect Gregory Summe as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Approve Cancellation of Ordinary Shares | For | Yes | No |
NXP Semiconductors NV | NXPI | | 6/22/2018 | Ratify KPMG as Auditors | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Issue Shares in Connection with Merger | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Amend Certificate of Incorporation | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Adjourn Meeting | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director David E. Alexander | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Antonio Carrillo | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Jose M. Gutierrez | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Pamela H. Patsley | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Ronald G. Rogers | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Wayne R. Sanders | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Dunia A. Shive | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director M. Anne Szostak | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Larry D. Young | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Report on Risks Related to Obesity | Against | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Issue Shares in Connection with Merger | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Amend Certificate of Incorporation | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Advisory Vote on Golden Parachutes | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Adjourn Meeting | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director David E. Alexander | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Antonio Carrillo | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Jose M. Gutierrez | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Pamela H. Patsley | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Ronald G. Rogers | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Wayne R. Sanders | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Dunia A. Shive | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director M. Anne Szostak | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Elect Director Larry D. Young | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Dr Pepper Snapple Group, Inc. | DPS | 26138E109 | 6/29/2018 | Report on Risks Related to Obesity | Against | Yes | No |
Primo Water Corporation | PRMW | 74165N105 | 5/3/2018 | Elect Director Malcolm McQuilkin | For | Yes | No |
Primo Water Corporation | PRMW | 74165N105 | 5/3/2018 | Elect Director Matthew T. Sheehan | For | Yes | No |
Primo Water Corporation | PRMW | 74165N105 | 5/3/2018 | Elect Director David L. Warnock | For | Yes | No |
Primo Water Corporation | PRMW | 74165N105 | 5/3/2018 | Ratify BDO USA, LLP as Auditors | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Warren E. Buffett | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Charles T. Munger | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Gregory E. Abel | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Howard G. Buffett | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Stephen B. Burke | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Susan L. Decker | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director William H. Gates, III | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director David S. Gottesman | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Charlotte Guyman | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Ajit Jain | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Thomas S. Murphy | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Ronald L. Olson | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Walter Scott, Jr. | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Meryl B. Witmer | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Report on Methane Emissions Management, Including Reduction Targets | Against | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Report on Sustainability | Against | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Warren E. Buffett | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Charles T. Munger | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Gregory E. Abel | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Howard G. Buffett | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Stephen B. Burke | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Susan L. Decker | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director William H. Gates, III | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director David S. Gottesman | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Charlotte Guyman | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Ajit Jain | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Thomas S. Murphy | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Ronald L. Olson | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Walter Scott, Jr. | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Elect Director Meryl B. Witmer | For | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Report on Methane Emissions Management, Including Reduction Targets | Against | Yes | No |
Berkshire Hathaway Inc. | BRK.B | 084670702 | 5/5/2018 | Report on Sustainability | Against | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Randall C. Stuewe | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Charles Adair | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director D. Eugene Ewing | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Linda Goodspeed | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Dirk Kloosterboer | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Mary R. Korby | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Cynthia Pharr Lee | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Charles Macaluso | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Gary W. Mize | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Michael E. Rescoe | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Ratify KPMG LLP as Auditors | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Randall C. Stuewe | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Charles Adair | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director D. Eugene Ewing | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Linda Goodspeed | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Dirk Kloosterboer | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Mary R. Korby | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Cynthia Pharr Lee | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Charles Macaluso | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Gary W. Mize | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Elect Director Michael E. Rescoe | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Ratify KPMG LLP as Auditors | For | Yes | No |
Darling Ingredients Inc. | DAR | 237266101 | 5/8/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director James L. Pokluda, III | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director Michael T. Campbell | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director Roy W. Haley | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director William H. Sheffield | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director G. Gary Yetman | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Approve Omnibus Stock Plan | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director James L. Pokluda, III | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director Michael T. Campbell | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director Roy W. Haley | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director William H. Sheffield | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Elect Director G. Gary Yetman | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Ratify Ernst & Young LLP as Auditors | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Houston Wire & Cable Company | HWCC | 44244K109 | 5/8/2018 | Approve Omnibus Stock Plan | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director W. Don Cornwell | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Brian Duperreault | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director John H. Fitzpatrick | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director William G. Jurgensen | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Christopher S. Lynch | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Henry S. Miller | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Linda A. Mills | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Suzanne Nora Johnson | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Ronald A. Rittenmeyer | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Douglas M. Steenland | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Elect Director Theresa M. Stone | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
American International Group, Inc. | AIG | 026874784 | 5/9/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Todd A. Becker | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Thomas Manuel | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Brian Peterson | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Alain Treuer | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Todd A. Becker | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Thomas Manuel | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Brian Peterson | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Elect Director Alain Treuer | For | Yes | No |
Green Plains Inc. | GPRE | 393222104 | 5/9/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director Karel K. Czanderna | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director Dominic DiNapoli | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director Kim S. Fennebresque | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director Mitchell B. Lewis | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director Alan H. Schumacher | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Elect Director J. David Smith | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Ratify BDO USA, LLP as Auditors | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Amend Omnibus Stock Plan | For | Yes | No |
BlueLinx Holdings Inc. | BXC | 09624H208 | 5/17/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Charles H.R. Bracken | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Balan Nair | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Eric L. Zinterhofer | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Advisory Vote on Say on Pay Frequency | Three Years | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Charles H.R. Bracken | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Balan Nair | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Elect Director Eric L. Zinterhofer | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Liberty Latin America Ltd. | LILAK | | 5/17/2018 | Advisory Vote on Say on Pay Frequency | Three Years | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Daniel Allen | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director L. Gordon Crovitz | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Jean S. Desravines | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Lawrence K. Fish | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Jill A. Greenthal | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John F. Killian | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John J. Lynch, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John R. McKernan, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director E. Rogers Novak, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Tracey D. Weber | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Daniel Allen | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director L. Gordon Crovitz | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Jean S. Desravines | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Lawrence K. Fish | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Jill A. Greenthal | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John F. Killian | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John J. Lynch, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director John R. McKernan, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director E. Rogers Novak, Jr. | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Elect Director Tracey D. Weber | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Houghton Mifflin Harcourt Company | HMHC | 44157R109 | 5/22/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Accept Financial Statements and Statutory Reports | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Approve Director's Remuneration Report | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Approve Directors' Remuneration Policy | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Alok Maskara | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Adam Cohn | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Clive Snowdon | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Joseph Bonn | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Brian Kushner | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director David Landless | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Authorize Board to Fix Remuneration of Auditors | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Amend Articles of Association | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Accept Financial Statements and Statutory Reports | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Approve Director's Remuneration Report | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Approve Directors' Remuneration Policy | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Alok Maskara | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Adam Cohn | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Clive Snowdon | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Joseph Bonn | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director Brian Kushner | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Elect Director David Landless | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Authorize Board to Fix Remuneration of Auditors | For | Yes | No |
Luxfer Holdings PLC | LXFR | | 5/22/2018 | Amend Articles of Association | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Daniel N. Leib | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Lois M. Martin | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Charles D. Drucker | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Gary G. Greenfield | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Oliver R. Sockwell | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Daniel N. Leib | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Lois M. Martin | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Charles D. Drucker | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Gary G. Greenfield | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Elect Director Oliver R. Sockwell | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Donnelley Financial Solutions, Inc. | DFIN | 25787G100 | 5/24/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director Victor S. Trione | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director John G. Biggs | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director John C. Erickson | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director Jack Krouskup | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director Anita Gentle Newcomb | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director Bradley M. Shuster | For | Yes | No |
Luther Burbank Corporation | LBC | 550550107 | 5/24/2018 | Elect Director Thomas C. Wajnert | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Pete Bassi | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Joseph Boehm | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Ann-Marie Campbell | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Susan Chapman-Hughes | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Sue Collyns | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Dan Ginsberg | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Marla Gottschalk | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Alan Johnson | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Harvey Kanter | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Benjamin Rosenzweig | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Amend Omnibus Stock Plan | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Pete Bassi | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Joseph Boehm | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Ann-Marie Campbell | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Susan Chapman-Hughes | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Sue Collyns | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Dan Ginsberg | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Marla Gottschalk | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Alan Johnson | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Harvey Kanter | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Elect Director Benjamin Rosenzweig | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
Potbelly Corporation | PBPB | 73754Y100 | 5/24/2018 | Amend Omnibus Stock Plan | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Michael J. Saylor | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Margaret A. Breya | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Stephen X. Graham | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Jarrod M. Patten | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Leslie J. Rechan | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Carl J. Rickertsen | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Amend Omnibus Stock Plan | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Ratify KPMG LLP as Auditors | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Michael J. Saylor | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Margaret A. Breya | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Stephen X. Graham | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Jarrod M. Patten | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Leslie J. Rechan | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Elect Director Carl J. Rickertsen | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Amend Omnibus Stock Plan | For | Yes | No |
MicroStrategy Incorporated | MSTR | 594972408 | 5/30/2018 | Ratify KPMG LLP as Auditors | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Neil S. Braun | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Eric A. Demirian | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Kevin Douglas | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Richard L. Gelfond | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director David W. Leebron | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Michael Lynne | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Michael MacMillan | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Dana Settle | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Darren Throop | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Bradley J. Wechsler | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Approve PricewaterhouseCoopers LLP and Authorize Board to Fix Their Remuneration | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Neil S. Braun | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Eric A. Demirian | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Kevin Douglas | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Richard L. Gelfond | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director David W. Leebron | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Michael Lynne | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Michael MacMillan | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Dana Settle | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Darren Throop | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Elect Director Bradley J. Wechsler | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Approve PricewaterhouseCoopers LLP and Authorize Board to Fix Their Remuneration | For | Yes | No |
IMAX Corporation | IMAX | 45245E109 | 6/5/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Perry A. Sook | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Geoff Armstrong | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Jay M. Grossman | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Perry A. Sook | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Geoff Armstrong | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Elect Director Jay M. Grossman | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | No |
Nexstar Media Group, Inc. | NXST | 65336K103 | 6/6/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Walter T. Beach | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Jeffrey P. Cohen | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Andrew L. Farkas | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director William B. Hart | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Gary Ickowicz | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Steven J. Kessler | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Murray S. Levin | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director P. Sherrill Neff | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Henry R. Silverman | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Stephanie H. Wiggins | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Ratify Grant Thornton LLP as Auditors | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Walter T. Beach | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Jeffrey P. Cohen | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Andrew L. Farkas | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director William B. Hart | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Gary Ickowicz | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Steven J. Kessler | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Murray S. Levin | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director P. Sherrill Neff | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Henry R. Silverman | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Elect Director Stephanie H. Wiggins | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
Exantas Capital Corp. | XAN | 30068N105 | 6/20/2018 | Ratify Grant Thornton LLP as Auditors | For | Yes | No |
GUGGENHEIM FUNDS | AVK | 00764C109 | 9/27/2017 | ELECTION OF CLASS II TRUSTEE: MR. DANIEL L. BLACK. *Advisor submitted proporational voting instructions to Broadridge on 9/5/2017, but Broadridge failed to submit the votes. Advisor has inquired with Broadridge as to why the votes were missed. | For | No* | No |
GUGGENHEIM FUNDS | AVK | 00764C109 | 9/27/2017 | ELECTION OF CLASS II TRUSTEE: MR. MICHAEL A. SMART. *Advisor submitted proporational voting instructions to Broadridge on 9/5/2017, but Broadridge failed to submit the votes. Advisor has inquired with Broadridge as to why the votes were missed. | For | No* | No |
PRUDENTIAL INVESTMENTS CLOSED END FUNDS | GHY | 74433A109 | 3/9/2018 | Elect Director SCOTT E. BENJAMIN | For | Yes | Split |
PRUDENTIAL INVESTMENTS CLOSED END FUNDS | GHY | 74433A109 | 3/9/2018 | Elect Director LINDA W. BYNOE | For | Yes | Split |
PRUDENTIAL INVESTMENTS CLOSED END FUNDS | GHY | 74433A109 | 3/9/2018 | Elect Director LAURIE SIMON HODRICK | For | Yes | Split |
PRUDENTIAL INVESTMENTS CLOSED END FUNDS | GHY | 74433A109 | 3/9/2018 | Elect Director MICHAEL S. HYLAND, CFA | For | Yes | Split |
NUVEEN FUNDS | JMT | 67074R100 | 4/11/2018 | Elect Director Margo L. Cook | For | Yes | Split |
NUVEEN FUNDS | JMT | 67074R100 | 4/11/2018 | Elect Director Jack B. Evans | For | Yes | Split |
NUVEEN FUNDS | JMT | 67074R100 | 4/11/2018 | Elect Director Albin F. Moschner | For | Yes | Split |
NUVEEN FUNDS | JMT | 67074R100 | 4/11/2018 | Elect Director William J. Schneider | For | Yes | Split |
VIRTUS MUTUAL FUNDS | ZF | 92837G100 | 5/22/2018 | Elect Director James M. Oates | For | Yes | Split |
VIRTUS MUTUAL FUNDS | ZF | 92837G100 | 5/22/2018 | Elect Director James B. Rogers, Jr. | For | Yes | Split |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.