The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT TECHNOLOGIES | COM | 00846U101 | 9 | 3,500 | PRN | Put | SOLE | 3,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 217 | 18,500 | PRN | Call | SOLE | 18,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 18 | 5,200 | PRN | Put | SOLE | 5,200 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 81 | 46,200 | PRN | Put | SOLE | 46,200 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 179 | 96,600 | PRN | Put | SOLE | 96,600 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 13 | 200 | PRN | Put | SOLE | 200 | 0 | 0 | |
AMERICAN EXPRESS CO. | ORDINARY SHARES | 025816109 | 7 | 3,300 | PRN | Put | SOLE | 3,300 | 0 | 0 | |
BOEING CO | COM | 097023105 | 9 | 10,300 | PRN | Call | SOLE | 10,300 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 7 | 14,500 | PRN | Put | SOLE | 14,500 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 2 | 2,100 | PRN | Call | SOLE | 2,100 | 0 | 0 | |
COCA COLA EUROPEAN P | SHS | G25839104 | 14 | 54,800 | PRN | Put | SOLE | 54,800 | 0 | 0 | |
CIGNA CORP. | ORDINARY SHARES | 125523100 | 9 | 1,200 | PRN | Put | SOLE | 1,200 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 5 | 9,700 | PRN | Call | SOLE | 9,700 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 17 | 7,900 | PRN | Put | SOLE | 7,900 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 3 | 700 | PRN | Put | SOLE | 700 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 6 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
ECOLAB INC | ORDINARY SHARES | 278865100 | 7 | 3,600 | PRN | Put | SOLE | 3,600 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ET | 464287234 | 23 | 5,300 | PRN | Call | SOLE | 5,300 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 12 | 86,200 | PRN | Call | SOLE | 86,200 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 189 | 128,600 | PRN | Put | SOLE | 128,600 | 0 | 0 | |
FACEBOOK INC | ORDINARY SHARES | 30303M102 | 2 | 600 | PRN | Put | SOLE | 600 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 7 | 8,700 | PRN | Call | SOLE | 8,700 | 0 | 0 | |
GREEN DOT CORP. | ORDINARY SHARES | 39304D102 | 1 | 14,100 | PRN | Call | SOLE | 14,100 | 0 | 0 | |
GENERAL ELECTRIC CO. | ORDINARY SHARES | 369604103 | 29 | 417,000 | PRN | Put | SOLE | 417,000 | 0 | 0 | |
GROUPON INC | COM | 399473107 | 161 | 758,000 | PRN | Put | SOLE | 758,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 5 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
HP INC | ORDINARY SHARES | 40434L105 | 1 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
IAC INTERACTIVECORP | ORDINARY SHARES | 44919P508 | 71 | 10,400 | PRN | Put | SOLE | 10,400 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 10 | 10,000 | PRN | Put | SOLE | 10,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ET | 464287655 | 2 | 800 | PRN | Call | SOLE | 800 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 5 | 2,300 | PRN | Put | SOLE | 2,300 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 22 | 15,200 | PRN | Put | SOLE | 15,200 | 0 | 0 | |
KEYSIGHT TECHNOLOGIE | COM | 49338L103 | 3 | 1,700 | PRN | Put | SOLE | 1,700 | 0 | 0 | |
KRAFT HEINZ CO | ORDINARY SHARES | 500754106 | 1 | 6,100 | PRN | Call | SOLE | 6,100 | 0 | 0 | |
KINDER MORGAN INC DE | COM | 49456B101 | 9 | 3,000 | PRN | Call | SOLE | 3,000 | 0 | 0 | |
COCA-COLA CO | ORDINARY SHARES | 191216100 | 3 | 7,000 | PRN | Call | SOLE | 7,000 | 0 | 0 | |
COCA-COLA CO | ORDINARY SHARES | 191216100 | 18 | 77,000 | PRN | Put | SOLE | 77,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 12 | 11,800 | PRN | Put | SOLE | 11,800 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 1 | 2,400 | PRN | Put | SOLE | 2,400 | 0 | 0 | |
LIVE NATION ENTERTAI | ORDINARY SHARES | 538034109 | 12 | 28,800 | PRN | Put | SOLE | 28,800 | 0 | 0 | |
MONDELEZ INTERNATION | ORDINARY SHARES | 609207105 | 1 | 2,000 | PRN | Put | SOLE | 2,000 | 0 | 0 | |
MDU RESOURCES GROUP | ORDINARY SHARES | 552690109 | 18 | 130,000 | PRN | Put | SOLE | 130,000 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 5 | 3,500 | PRN | Put | SOLE | 3,500 | 0 | 0 | |
3M CO | COM | 88579Y101 | 65 | 15,800 | PRN | Put | SOLE | 15,800 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 15 | 18,800 | PRN | Put | SOLE | 18,800 | 0 | 0 | |
NORTHROP GRUMMAN COR | COM | 666807102 | 79 | 8,500 | PRN | Put | SOLE | 8,500 | 0 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 4 | 4,800 | PRN | Put | SOLE | 4,800 | 0 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 22 | 14,500 | PRN | Put | SOLE | 14,500 | 0 | 0 | |
PAYCHEX INC. | ORDINARY SHARES | 704326107 | 22 | 22,700 | PRN | Put | SOLE | 22,700 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 16 | 18,600 | PRN | Put | SOLE | 18,600 | 0 | 0 | |
PROCTER & GAMBLE CO. | ORDINARY SHARES | 742718109 | 8 | 3,000 | PRN | Put | SOLE | 3,000 | 0 | 0 | |
PHILIP MORRIS INTL I | COM | 718172109 | 1 | 1,700 | PRN | Put | SOLE | 1,700 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 37 | 12,300 | PRN | Put | SOLE | 12,300 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 29 | 14,100 | PRN | Put | SOLE | 14,100 | 0 | 0 | |
SBA COMMUNICATIONS C | CL A | 78410G104 | 7 | 2,200 | PRN | Put | SOLE | 2,200 | 0 | 0 | |
STARBUCKS CORP. | ORDINARY SHARES | 855244109 | 79 | 121,300 | PRN | Put | SOLE | 121,300 | 0 | 0 | |
SHERWIN-WILLIAMS CO. | ORDINARY SHARES | 824348106 | 4 | 2,300 | PRN | Put | SOLE | 2,300 | 0 | 0 | |
SIX FLAGS ENTERTAINM | ORDINARY SHARES | 83001A102 | 275 | 243,000 | PRN | Put | SOLE | 243,000 | 0 | 0 | |
VANECK VECTORS ETF T | SEMICONDUCTOR E | 92189F676 | 77 | 40,000 | PRN | Call | SOLE | 40,000 | 0 | 0 | |
SP PLUS CORP | ORDINARY SHARES | 78469C103 | 6 | 24,100 | PRN | Put | SOLE | 24,100 | 0 | 0 | |
CBOE S&P 500 INDEX | S&P 500 | 648815108 | 141 | 5,000 | PRN | Call | SOLE | 5,000 | 0 | 0 | |
CBOE S&P 500 INDEX | S&P 500 | 648815108 | 1,643 | 37,800 | PRN | Put | SOLE | 37,800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29 | 1,300 | PRN | Call | SOLE | 1,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,029 | 153,700 | PRN | Put | SOLE | 153,700 | 0 | 0 | |
SKYWORKS SOLUTIONS I | COM | 83088M102 | 47 | 9,000 | PRN | Put | SOLE | 9,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 3 | 4,500 | PRN | Put | SOLE | 4,500 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 23 | 7,400 | PRN | Put | SOLE | 7,400 | 0 | 0 | |
UNITEDHEALTH GROUP I | COM | 91324P102 | 101 | 13,400 | PRN | Put | SOLE | 13,400 | 0 | 0 | |
UNITED PARCEL SERVIC | ORDINARY SHARES | 911312106 | 125 | 26,000 | PRN | Put | SOLE | 26,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 22 | 3,300 | PRN | Put | SOLE | 3,300 | 0 | 0 | |
VERISIGN INC | COM | 92343E102 | 19 | 9,300 | PRN | Put | SOLE | 9,300 | 0 | 0 | |
VERIZON COMMUNICATIO | COM | 92343V104 | 2 | 1,200 | PRN | Put | SOLE | 1,200 | 0 | 0 | |
WALGREENS BOOTS ALLI | COM | 931427108 | 8 | 1,600 | PRN | Put | SOLE | 1,600 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 9 | 5,200 | PRN | Put | SOLE | 5,200 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 12 | 2,000 | PRN | Call | SOLE | 2,000 | 0 | 0 | |
WORLD WRESTLING ENTM | CL A | 98156Q108 | 59 | 24,900 | PRN | Put | SOLE | 24,900 | 0 | 0 | |
SELECT SECTOR SPDR T | TECHNOLOGY | 81369Y803 | 6 | 6,700 | PRN | Put | SOLE | 6,700 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 14 | 6,400 | PRN | Put | SOLE | 6,400 | 0 | 0 | |
CBOE MINI SPX INDEX | NEW XSP PM | 12505Q107 | 2 | 600 | PRN | Call | SOLE | 600 | 0 | 0 | |
CBOE MINI SPX INDEX | NEW XSP PM | 12505Q107 | 16 | 2,400 | PRN | Put | SOLE | 2,400 | 0 | 0 |