Concrete Pumping (BBCP) Form 4 Concrete Pumping / Heather L. Faust ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Faust Heather L.

(Last) (First) (Middle)

C/O INDUSTREA ACQUISITION CORP.

28 WEST 44TH STREET, SUITE 501

(Street)

NEW YORK NY 10036

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Concrete Pumping Holdings, Inc. [ BBCP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
04/29/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/29/2019		A(1)		1,664,500	A	(1)	6,067,825	I	See Footnotes(1)(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	(3)	04/29/2019		D(1)			10,822,500	(3)	(3)	Common Stock	10,822,500	$0	0	I	See footnotes(1)(2)

Explanation of Responses:

1. CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer.

2. 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings.

3. The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share.

	/s/ Joel Rubinstein, Attorney-in-Fact	05/01/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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