Steven Philip Sukel Form 4 Avalon Globocare / Steven Philip Sukel ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Sukel Steven Philip

(Last) (First) (Middle)

C/O AVALON GLOBOCARE CORP.

4400 ROUTE 9, SUITE 3100

(Street)

FREEHOLD NJ 07728

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Avalon Globocare Corp. [ AVCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.0001 par value	04/01/2017		P		200,000	A	$1.5	200,000	D
Common Stock, $.0001 par value	11/20/2017		P		100	A	$2	200,100	D
Common Stock, $.0001 par value	11/21/2017		P		100	A	$1.95	200,200	D
Common Stock, $.0001 par value	11/21/2017		P		200	A	$3	200,500	D
Common Stock, $.0001 par value	11/22/2017		P		100	A	$2.95	200,600	D
Common Stock, $.0001 par value	11/24/2017		P		1,000	A	$3	201,600	D
Common Stock, $.0001 par value	11/27/2017		P		750	A	$3	202,350	D
Common Stock, $.0001 par value	11/27/2017		P		100	A	$3.34	202,450	D
Common Stock, $.0001 par value	11/30/2017		P		800	A	$3	203,250	D
Common Stock, $.0001 par value	11/30/2017		P		500	A	$3.15	203,750	D
Common Stock, $.0001 par value	11/30/2017		P		100	A	$3.34	203,850	D
Common Stock, $.0001 par value	11/30/2017		P		100	A	$3.39	203,950	D
Common Stock, $.0001 par value	11/30/2017		P		200	A	$3.54	204,150	D
Common Stock, $.0001 par value	11/30/2017		P		100	A	$3.59	204,250	D
Common Stock, $.0001 par value	11/30/2017		P		600	A	$3.35	204,750	D
Common Stock, $.0001 par value	11/30/2017		P		500	A	$3.6	205,250	D
Common Stock, $.0001 par value	11/30/2017		P		500	A	$3.8	205,750	D
Common Stock, $.0001 par value	11/30/2017		P		500	A	$4	206,250	D
Common Stock, $.0001 par value	11/30/2017		P		100	A	$3.25	206,350	D
Common Stock, $.0001 par value	11/30/2017		P		100	A	$3.2	206,450	D
Common Stock, $.0001 par value	11/30/2017		P		750	A	$3.25	207,200	D
Common Stock, $.0001 par value	11/30/2017		P		200	A	$3.25	207,400	D
Common Stock, $.0001 par value	12/01/2017		P		750	A	$3.2	208,150	D
Common Stock, $.0001 par value	12/01/2017		P		700	A	$3	208,850	D
Common Stock, $.0001 par value	12/04/2017		P		815	A	$3.05	209,665	D
Common Stock, $.0001 par value	12/04/2017		P		200	A	$3.5	209,865	D
Common Stock, $.0001 par value	12/04/2017		P		250	A	$2.5	210,115	D
Common Stock, $.0001 par value	12/05/2017		P		1,100	A	$2.5	211,215	D
Common Stock, $.0001 par value	12/07/2017		P		100	A	$1.99	211,315	D
Common Stock, $.0001 par value	12/08/2017		P		100	A	$1.99	211,415	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option(1)	$1.49							04/01/2017	04/01/2022	Common Stock	30,000		30,000	D

Explanation of Responses:

1. Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.

	/s/ Steven P. Sukel	01/04/2018
	** Signature of Reporting Person	Date
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