Berry Form 3 Corp (bry) / Kurt E. Neher ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Neher Kurt E.

(Last)

(First)

(Middle)

16000 N. DALLAS PARKWAY, SUITE 500

(Street)

DALLAS

75248

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/05/2020

3. Issuer Name and Ticker or Trading Symbol
Berry Corp (bry) [ BRY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Business Development

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	74,741	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units 2017	⁽¹⁾	⁽¹⁾	Common Stock	11,666	⁽¹⁾	D
Performance-Based Restricted Stock Units 2017	⁽²⁾	⁽²⁾	Common Stock	11,666	⁽²⁾	D
Restricted Stock Units 2018	⁽³⁾	⁽³⁾	Common Stock	4,861	⁽³⁾	D
Performance-Based Restricted Stock Units 2018	⁽⁴⁾	⁽⁴⁾	Common Stock	9,723	⁽⁴⁾	D
Restricted Stock Units 2019	⁽⁵⁾	⁽⁵⁾	Common Stock	26,980	⁽⁵⁾	D
Restricted Stock Units 2020	⁽⁶⁾	⁽⁶⁾	Common Stock	81,005	⁽⁶⁾	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of August 16, 2017, subject to the continued employment of the Reporting Person.

2. Each Performance-Based Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry) depending on the performance of bry's common stock during the three-year performance period ending August 16, 2020.

3. Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 15, 2018, subject to the continued employment of the Reporting Person.

4. Each Performance-Based Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry) depending on the performance of bry's common stock during the three-year performance period ending March 15, 2021.

5. Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2019, subject to the continued employment of the Reporting Person.

6. Each Restricted Stock Unit represents a contingent right to receive one share of common stock, par value $0.001 per share, of Berry Corporation (bry). One-third of the Restricted Stock Units vest on each of the first three anniversaries of March 1, 2020, subject to the continued employment of the Reporting Person.

Remarks:

	Kurt E. Neher, by Jordan D. Scott, as attorney-in-fact	05/22/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Berry (BRY) Form 3Berry Corp (bry) / Kurt E. Neher ownership change