The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC IN | COM | 003009107 | 1,734 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,571 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 ADDED | 05351XAB7 | 17,290 | 19,700,000 | PRN | SOLE | 19,700,000 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 7,081 | 68,541 | SH | SOLE | 68,541 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 5,670 | 856,980 | SH | SOLE | 856,980 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 2,525 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 926 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
BRAEMAR HOTELS & RESORTS INC | 5.5 CUM CV PFD B | 10482B200 | 1,575 | 76,866 | SH | SOLE | 76,866 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 1,959 | 158,948 | SH | SOLE | 158,948 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 474 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN | COM | G16249107 | 8,705 | 346,666 | SH | SOLE | 346,666 | 0 | 0 | ||
CARBONITE INC | COM | 141337105 | 12,293 | 761,200 | SH | SOLE | 761,200 | 0 | 0 | ||
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 11,907 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 693 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 3,889 | 432,400 | SH | SOLE | 432,400 | 0 | 0 | ||
COLFAX CORP | COM | 194014106 | 1,068 | 33,617 | SH | SOLE | 33,617 | 0 | 0 | ||
COLONY CAP INC NEW CL A | CL A COM | 19626G108 | 4,346 | 773,374 | SH | SOLE | 773,374 | 0 | 0 | ||
DESPEGAR CORP | ORD SHS | G27358103 | 434 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
EGAIN CORP NEW | COM | 28225C806 | 5,948 | 794,085 | SH | SOLE | 794,085 | 0 | 0 | ||
ELEMENT SOLUTIONS INC | COM | 28618M106 | 4,221 | 401,233 | SH | SOLE | 401,233 | 0 | 0 | ||
ENERGY FUELS INC | *W EXP 09/20/202 | 292671179 | 149 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 1,198 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 2,735 | 5,750,000 | PRN | SOLE | 5,750,000 | 0 | 0 | ||
GOPRO INC | NOTE 3.500% 4/1 | 38268TAB9 | 958 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 4,867 | 306,611 | SH | SOLE | 306,611 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 10,640 | 96,842 | SH | SOLE | 96,842 | 0 | 0 | ||
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 7,100 | 8,134,000 | PRN | SOLE | 8,134,000 | 0 | 0 | ||
JD INC | SPON ADR CL A | 47215P106 | 8,957 | 288,205 | SH | SOLE | 288,205 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 1,108 | 353,000 | SH | SOLE | 353,000 | 0 | 0 | ||
KENNEDY-WILSON HLDGS INC | COM | 489398107 | 3,199 | 142,958 | SH | SOLE | 142,958 | 0 | 0 | ||
KKR & CO INC | CL A | 48251W104 | 13,355 | 472,340 | SH | SOLE | 472,340 | 0 | 0 | ||
LEAF GROUP LTD | COM | 52177G102 | 4,056 | 1,240,227 | SH | SOLE | 1,240,227 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 6,408 | 340,647 | SH | SOLE | 340,647 | 0 | 0 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 10,462 | 1,015,756 | SH | SOLE | 1,015,756 | 0 | 0 | ||
MIDDLEBY CORP | COM | 596278101 | 8,016 | 66,300 | SH | SOLE | 66,300 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 799 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 2,136 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 702 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NUVEEN QUALITY MUNCP IN E | COM | 67066V101 | 862 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | COM | 698884103 | 3,379 | 141,000 | SH | SOLE | 141,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 9,300 | 13,060,000 | PRN | SOLE | 13,060,000 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 1,041 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PIXELWORKS INC NEW | COM | 72581M305 | 927 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
POINTS INTL LTD NEW | COM | 730843208 | 3,112 | 217,457 | SH | SOLE | 217,457 | 0 | 0 | ||
SANDRIDGE ENERGY INC NEW | COM | 80007P869 | 4,256 | 929,156 | SH | SOLE | 929,156 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 10,189 | 713,039 | SH | SOLE | 713,039 | 0 | 0 | ||
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 12,576 | 248,250 | SH | SOLE | 248,250 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 225 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 241 | 9,850 | SH | SOLE | 9,850 | 0 | 0 | ||
SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 9,219 | 10,042,000 | PRN | SOLE | 10,042,000 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 12,366 | 13,867,000 | PRN | SOLE | 13,867,000 | 0 | 0 | ||
SYNALLOY CP DEL | COM | 871565107 | 2,434 | 165,005 | SH | SOLE | 165,005 | 0 | 0 | ||
TASEKO MINES LTD | COM | 876511106 | 1,903 | 3,338,319 | SH | SOLE | 3,338,319 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 8,191 | 208,647 | SH | SOLE | 208,647 | 0 | 0 | ||
TUTOR PERINI CORP | COM | 901109108 | 338 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 7,760 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 5,388 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 1,345 | 35,586 | SH | SOLE | 35,586 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 838 | 60,406 | SH | SOLE | 60,406 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 556 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 5,188 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
YATRA ONLINE INC | ORD SHS | G98338109 | 214 | 54,112 | SH | SOLE | 54,112 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 9,443 | 283,000 | SH | SOLE | 283,000 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 4,806 | 5,380,000 | PRN | SOLE | 5,380,000 | 0 | 0 |