The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001707309 |
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Name of Issuer | |||||||||||||||
BRIDGE LINE VENTURES, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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BRIDGE LINE VENTURES, LLC | |||
Street Address 1 | Street Address 2 | ||
C/O NEWBRIDGE SECURITIES CORPORATION | 1200 N. FEDERAL HIGHWAY, SUITE 400 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
BOCA RATON | FLORIDA | 33432 | 561-395-1220 |
3. Related Persons
Last Name | First Name | Middle Name |
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Sokolow | Leonard | J. |
Street Address 1 | Street Address 2 | |
c/o Newbridge Securities Corporation | 1200 N. Federal Highway, Suite 400 | |
City | State/Province/Country | ZIP/PostalCode |
Boca Raton | FLORIDA | 33432 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chairman and CEO of Bridge Line Advisors LLC, Manager of the Issuer.Last Name | First Name | Middle Name |
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Abrams | Robert | G. |
Street Address 1 | Street Address 2 | |
c/o Newbridge Securities Corporation | 1200 N. Federal Highway, Suite 400 | |
City | State/Province/Country | ZIP/PostalCode |
Boca Raton | FLORIDA | 33432 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Compliance Officer and General Counsel Officer of Bridge Line Advisors LLC, Manager of the Issuer.Last Name | First Name | Middle Name |
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Levin | Alan | B. |
Street Address 1 | Street Address 2 | |
c/o Newbridge Securities Corporation | 1200 N. Federal Highway, Suite 400 | |
City | State/Province/Country | ZIP/PostalCode |
Boca Raton | FLORIDA | 33432 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Financial Officer of Bridge Line Advisors LLC, Manager of the Issuer.4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
X | New Notice | Date of First Sale | 2020-11-13 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | X | Pooled Investment Fund Interests |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Series Y-2 LLC Interests |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $28,000 | USD |
12. Sales Compensation
Recipient |
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Robert Raab | 832584 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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9294 LEGARE STREET | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOCA RATON | FLORIDA | 33434 | |||||
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Recipient |
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William Lapiana | 4580411 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1500 WASHINGTON STREET | APT. 7E | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
HOBOKEN | NEW JERSEY | 07030 | |||||
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Recipient |
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Douglas Albert | 1040077 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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35 MCARTHUR LANE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
SMITHTOWN | NEW YORK | 11787 | |||||
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Recipient |
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Guy Amico | 1723157 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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3526 PALAIS TERRACE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WELLINGTON | FLORIDA | 33467 | |||||
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Recipient |
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Andrew Friis | 4354032 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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801 NE 71 ST | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOCA RATON | FLORIDA | 33487 | |||||
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Recipient |
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Scott Goldstein | 1630008 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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6799 ROYAL ORCHID CIRCLE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DELRAY BEACH | FLORIDA | 33446 | |||||
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Recipient |
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Sherrie Stalzer | 2296388 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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5082 CLEVELAND RD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DELRAY BEACH | FLORIDA | 33484 | |||||
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Recipient |
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James Williams | 1631008 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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3401 LAKEVIEW DR | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DELRAY BEACH | FLORIDA | 33445 | |||||
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Recipient |
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John Zaffarano | 6690551 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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8415 NW 51 PLACE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CORAL SPRINGS | FLORIDA | 33067 | |||||
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Recipient |
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Peter Bodnar | 2627355 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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31 VINEYARD WAY | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
MOUNT SINAI | NEW YORK | 11766 | |||||
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Recipient |
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David Calderon | 3236220 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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52 SYLVIA LANE | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
PLAINVIEW | NEW YORK | 11803 | |||||
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Recipient |
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Howard Devin Corum | 4260924 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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13586 78TH PLACE NORTH | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
WEST PALM BEACH | FLORIDA | 33412 | |||||
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Recipient |
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John Demeo | 1034717 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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2 ABBEY LANE, APT. 201 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DELRAY BEACH | FLORIDA | 33446 | |||||
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Recipient |
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Gregory Lourdin | 4152768 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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6952 138TH STREET, #A | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
KEW GARDENS | NEW YORK | 11367 | |||||
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Recipient |
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Elvis Rodriguez | 3129852 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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4411 ESTATES ROAD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
DAVIE | FLORIDA | 33328 | |||||
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Recipient |
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Betsy Whipple | 2703262 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1713 RIVER RANCH ROAD | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
HIKO | NEVADA | 89017 | |||||
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Recipient |
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Howard Yeager | 2276310 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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8665 YELLOW ROSE COURT | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
BOYNTON BEACH | FLORIDA | 33473 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $100,000,000 | USD |
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Total Amount Sold | $9,426,000 | USD | ||||
Total Remaining to be Sold | $90,574,000 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $822,854 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
A one time management fee is paid to the Manager of the Issuer equal to 2% of the total capital contributions. The Manager shall pay Newbridge Securities Corporation fees equaling 10% as follows: 6% selling commission and 4% placement agent fee.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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BRIDGE LINE VENTURES, LLC | /s/ Leonard J. Sokolow | Leonard J. Sokolow | Chairman and CEO of Manager | 2020-11-25 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.