Multi-Strategy Total Return Fund | 07/01/2020 to 06/30/2021 |
ICA File Number: 811-23261 |
Registrant Name: T. Rowe Price Multi-Strategy Total Return Fund, Inc. |
Reporting Period: 07/01/2020 - 06/30/2021 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-23261 |
T. Rowe Price Multi-Strategy Total Return Fund, Inc. |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Ryan Nolan |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-2000 |
Date of fiscal year end: 10/31 |
Date of reporting period: 07/01/2020 to 06/30/2021 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Multi-Strategy Total Return Fund, Inc. |
By (Signature and Title) /s/ David Oestreicher |
David Oestreicher, Principal Executive Officer |
Date August 31, 2021 |
======================= Multi-Strategy Total Return Fund ======================= 58.COM INC. Ticker: WUBA Security ID: 31680Q104 Meeting Date: SEP 07, 2020 Meeting Type: Special Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Elect Jana Eggers as Director For For Management 5.2 Elect Amanda Mesler as Director For For Management 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For Against Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Stephan Gemkow as Director For For Management 5.8 Reelect Peter Kuerpick as Director For For Management 5.9 Reelect Pilar Garcia Ceballos-Zuniga For For Management as Director 5.10 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration Policy For For Management 9 Approve Performance Share Plan For For Management 10.1 Amend Article 11 Re: Share Capital For For Management Increase 10.2 Amend Article 24 Re: Remote Voting For For Management 10.3 Add New Article 24 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 10.4 Amend Articles Re: Board Functions and For For Management Remuneration 10.5 Amend Articles Re: Board Committees For For Management 11.1 Amend Articles of General Meeting For For Management Regulations Re: Company's Name and Corporate Website 11.2 Amend Article 7 of General Meeting For For Management Regulations Re: Right to Information 11.3 Amend Articles of General Meeting For For Management Regulations Re: Holding of the General Meeting 11.4 Amend Articles of General Meeting For For Management Regulations Re: Constitution and Start of the Session 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ARRAY TECHNOLOGIES, INC. Ticker: ARRY Security ID: 04271T100 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For Withhold Management 1.2 Elect Director Orlando D. Ashford For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director J. Braxton Carter For For Management 1d Elect Director Juan N. Cento For For Management 1e Elect Director Alan B. Colberg For For Management 1f Elect Director Harriet Edelman For For Management 1g Elect Director Lawrence V. Jackson For For Management 1h Elect Director Jean-Paul L. Montupet For For Management 1i Elect Director Debra J. Perry For For Management 1j Elect Director Ognjen (Ogi) Redzic For For Management 1k Elect Director Paul J. Reilly For For Management 1l Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Catherine M. Burzik For For Management 1b Elect Director R. Andrew Eckert For For Management 1c Elect Director Vincent A. Forlenza For For Management 1d Elect Director Claire M. Fraser For For Management 1e Elect Director Jeffrey W. Henderson For For Management 1f Elect Director Christopher Jones For For Management 1g Elect Director Marshall O. Larsen For For Management 1h Elect Director David F. Melcher For For Management 1i Elect Director Thomas E. Polen For For Management 1j Elect Director Claire Pomeroy For For Management 1k Elect Director Rebecca W. Rimel For For Management 1l Elect Director Timothy M. Ring For For Management 1m Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BOA VISTA SERVICOS SA Ticker: BOAS3 Security ID: P1R21S105 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers Servicos For For Management Profissionais Ltda. (PwC) as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Acquisition of All Shares of For For Management Acordo Certo Participacoes S.A. (AC Participacoes) 4 Re-Ratify Remuneration of Company's For For Management Management for 2020 5 Designate Newspapers to Publish For For Management Company's Legal Announcements -------------------------------------------------------------------------------- BOA VISTA SERVICOS SA Ticker: BOAS3 Security ID: P1R21S105 Meeting Date: APR 26, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Fix Number of Directors at 11 For For Management 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alfredo Cotait Neto as Board Chairman 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Miguel Cordeiro Mateo as Director 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Francisco Novelli Viana as Director 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Roberto Goncalves as Director 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Nilton Molina as Director 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Lincoln da Cunha Pereira Filho as Director 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Edy Luiz Kogut as Director 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Aldo Carlos de Moura Goncalves as Director 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulino Rego Barros Junior as Independent Director 9.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Jean-Claude Ramirez Jonas as Independent Director 9.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Benchimol Saad as Independent Director 10 Install Fiscal Council For For Management 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? -------------------------------------------------------------------------------- BOA VISTA SERVICOS SA Ticker: BOAS3 Security ID: P1R21S105 Meeting Date: APR 26, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For For Management Management and Fiscal Council 2 Amend Article 6 to Reflect Changes in For For Management Capital 3 Amend Article 36 Re: Fix Number of For For Management Fiscal Council Members 4 Consolidate Bylaws For For Management 5 Approve Indemnification Agreement For For Management between the Company and Company's Management 6 Re-Ratify Remuneration of Company's For Against Management Management for 2020 7 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- BOOHOO GROUP PLC Ticker: BOO Security ID: G6153P109 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Re-elect Neil Catto as Director For For Management 4 Re-elect Carol Kane as Director For For Management 5 Re-elect John Lyttle as Director For For Management 6 Elect Tim Morris as a Director For For Management 7 Elect Shaun McCabe as a Director For For Management 8 Ratify PKF Littlejohn LLP as Auditors For For Management 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise UK Political Donations and For For Management Expenditure 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 13 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- COLLIER CREEK HOLDINGS Ticker: CCH Security ID: G22707122 Meeting Date: AUG 27, 2020 Meeting Type: Special Record Date: JUL 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Country of Incorporation For For Management [Cayman Islands to Delaware] 2 Approve SPAC Transaction For For Management 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock and For For Management Authorize New Class of Common Stock 5 Authorize the Board to Make Future For For Management Issuances of Any Preferred Shares 6 Amend Certificate of Incorporation For For Management 7 Eliminate Right to Act by Written For For Management Consent 8 Classify Board For For Management 9 Adopt the Jurisdiction of For For Management Incorporation as the Exclusive Forum for Certain Disputes 10 Amend Bylaws For For Management 11 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CONYERS PARK II ACQUISITION CORP. Ticker: CPAA Security ID: 212896203 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 Amend Charter For For Management 3 Approve the Governance Provisions For For Management 3A Change Company Name to Advantage For For Management Solutions Inc. 3B Increase Authorized Preferred and For For Management Common Stock 3C Eliminate Blank Check Company For For Management Provisions 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Approve Issuance of Shares for a For For Management Private Placement 7 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CULLINAN ONCOLOGY, INC. Ticker: CGEM Security ID: 230031106 Meeting Date: JUN 25, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Ebeling For For Management 1.2 Elect Director Morana Jovan-Embiricos For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERATION BIO CO. Ticker: GBIO Security ID: 37148K100 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Jonas For Withhold Management 1.2 Elect Director Geoff McDonough For For Management 1.3 Elect Director Donald Nicholson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GENUIT GROUP PLC Ticker: GEN Security ID: G7179X100 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Elect Kevin Boyd as Director For For Management 6 Re-elect Martin Payne as Director For For Management 7 Re-elect Paul James as Director For For Management 8 Re-elect Glen Sabin as Director For For Management 9 Re-elect Ron Marsh as Director For For Management 10 Re-elect Mark Hammond as Director For For Management 11 Re-elect Louise Hardy as Director For For Management 12 Re-elect Lisa Scenna as Director For For Management 13 Re-elect Louise Brooke-Smith as For For Management Director 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI Ticker: 000651 Security ID: Y2882R102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Report For For Management 4 Approve Annual Report and Summary For For Management 5 Approve Profit Distribution For For Management 6 Approve Appointment of Auditor For For Management 7 Approve Foreign Exchange Derivatives For For Management Trading Business 8 Approve Use of Own Idle Funds for For For Management Investment in Financial Products 9 Approve Daily Related Party For For Management Transactions 10 Approve Amendments to Articles of For For Management Association, Rules and Procedures Regarding General Meetings of Shareholders and Rules and Procedures Regarding Meetings of Board of Directors 11 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 12 Approve Employee Share Purchase Plan For For Shareholder (Draft) and Summary 13 Approve Authorization of Board to For For Shareholder Handle All Related Matters -------------------------------------------------------------------------------- HUAYU AUTOMOTIVE SYSTEMS CO., LTD. Ticker: 600741 Security ID: Y3750U102 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: JUN 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Report of the Independent For For Management Directors 4 Approve Financial Statements For For Management 5 Approve Profit Distribution For For Management 6 Approve Annual Report and Summary For For Management 7 Approve Daily Related Party For Against Management Transactions 8 Approve Appointment of Financial For For Management Auditor 9 Approve Appointment of Internal For For Management Control Auditor 10 Approve Shareholder Return Plan For For Management 11 Approve Amendments to Articles of For For Management Association 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 15.1 Elect Chen Hong as Director For For Shareholder 15.2 Elect Wang Xiaoqiu as Director For For Shareholder 15.3 Elect Zhang Haitao as Director For For Shareholder 15.4 Elect Zhang Weijiong as Director For For Shareholder 15.5 Elect Yin Yande as Director For For Shareholder 16.1 Elect Yu Zhuoping as Director For For Shareholder 16.2 Elect Rui Mingjie as Director For For Shareholder 16.3 Elect Lyu Qiuping as Director For For Shareholder 17.1 Elect Zhou Langhui as Supervisor For For Shareholder 17.2 Elect Zhuang Jingxiong as Supervisor For For Shareholder -------------------------------------------------------------------------------- KOTAK MAHINDRA BANK LIMITED Ticker: 500247 Security ID: Y4964H150 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dipak Gupta as Director For For Management 3 Confirm Interim Dividend For For Management 4 Reelect Prakash Apte as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Uday S. Kotak as Managing Director & CEO 6 Approve Reappointment and Remuneration For For Management of Dipak Gupta as Whole-Time Director Designated as Joint Managing Director 7 Authorize Issuance of Non-Convertible For For Management Debentures/ Bonds/ Other Debt Securities on Private Placement Basis -------------------------------------------------------------------------------- KOTAK MAHINDRA BANK LIMITED Ticker: 500247 Security ID: Y4964H150 Meeting Date: MAR 23, 2021 Meeting Type: Special Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Material Related Party For For Management Transactions with Infina Finance Private Limited 2 Approve Material Related Party For For Management Transactions with Uday Suresh Kotak -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSEG Security ID: G5689U103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jacques Aigrain as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Kathleen DeRose as Director For For Management 7 Re-elect Cressida Hogg as Director For For Management 8 Re-elect Stephen O'Connor as Director For For Management 9 Re-elect Val Rahmani as Director For For Management 10 Re-elect Don Robert as Director For For Management 11 Re-elect David Schwimmer as Director For For Management 12 Elect Martin Brand as Director For For Management 13 Elect Erin Brown as Director For For Management 14 Elect Anna Manz as Director For For Management 15 Elect Douglas Steenland as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity For For Management 19 Authorise UK Political Donations and For For Management Expenditure 20 Approve SAYE Option Plan For For Management 21 Adopt New Articles of Association For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MEITUAN Ticker: 3690 Security ID: G59669104 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Wang Huiwen as Director For For Management 3 Elect Lau Chi Ping Martin as Director For For Management 4 Elect Neil Nanpeng Shen as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 10a Approve Tencent Subscription Agreement For For Management 10b Approve Grant of Specific Mandate to For For Management Issue Tencent Subscription Shares 10c Authorize Board to Deal with All For For Management Matters in Relation to the Tencent Subscription Agreement 11 Amend Memorandum and Articles of For For Management Association -------------------------------------------------------------------------------- MYT NETHERLANDS PARENT BV Ticker: MYTE Security ID: 55406W103 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting (Non-Voting) None None Management 2 Receive Annual Report for Fiscal Year None None Management 2020 (Non-Voting) 3 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year 2020 4 Approve Dividend Distribution Policy None None Management (Non-Voting) 5 Approve Allocation of Income None None Management (Non-Voting) 6.1 Approve Discharge of Management Board For For Management for Fiscal Year 2020 6.2 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 7 Ratify KPMG as Auditors for Fiscal For For Management Year 2021 8.1 Elect Nora Aufreiter to the For For Management Supervisory Board 8.2 Approve Remuneration of Supervisory For For Management Board Member Nora Aufreiter 8.3 Approve Remuneration of Supervisory For For Management Board Member Dennis Gies from July 1, 2021 -------------------------------------------------------------------------------- OPEN LENDING CORPORATION Ticker: LPRO Security ID: 68373J104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric A. Feldstein For For Management 1.2 Elect Director Gene Yoon For For Management 1.3 Elect Director Brandon Van Buren For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, None None Management Statutory Reports, and Allocation of Income 2 Approve Company's Corporate Governance None None Management Statement 3.1 Approve Discharge of Sandor Csanyi as None None Management Management Board Member 3.2 Approve Discharge of Tamas Gyorgy None None Management Erdei as Management Board Member 3.3 Approve Discharge of Antal Gyorgy None None Management Kovacs as Management Board Member 3.4 Approve Discharge of Laszlo Wolf as None None Management Management Board Member 3.5 Approve Discharge of Mihaly Baumstark None None Management as Management Board Member 3.6 Approve Discharge of Tibor Biro as None None Management Management Board Member 3.7 Approve Discharge of Istvan Gresa as None None Management Management Board Member 3.8 Approve Discharge of Antal Pongracz as None None Management Management Board Member 3.9 Approve Discharge of Laszlo Utassy as None None Management Management Board Member 3.10 Approve Discharge of Jozsef Zoltan None None Management Voros as Management Board Member 4 Approve Ernst & Young Audit Ltd. as None None Management Auditor and Fix Its Remuneration 5 Amend Bylaws Re: Supervisory Board None None Management 6 Approve Remuneration Policy None None Management 7 Authorize Share Repurchase Program None None Management 8 Elect Tamas Gudra as Supervisory Board None None Management Member 9 Elect Tamas Gudra as Audit Committee None None Management Member 10 Approve Remuneration of Supervisory None None Management Board and Audit Committee Members 11.1 Reelect Sandor Csanyi as Management None None Management Board Member 11.2 Reelect Antal Gyorgy Kovacs as None None Management Management Board Member 11.3 Reelect Laszlo Wolf as Management None None Management Board Member 11.4 Reelect Tamas Gyorgy Erdei as None None Management Management Board Member 11.5 Reelect Mihaly Baumstark as Management None None Management Board Member 11.6 Reelect Istvan Gresa as Management None None Management Board Member 11.7 Reelect Jozsef Zoltan Voros as None None Management Management Board Member 11.8 Reelect Peter Csanyi as Management None None Management Board Member 11.9 Elect Gabriella Balogh as Management None None Management Board Member 11.10 Elect Gyorgy Nagy as Management Board None None Management Member 11.11 Elect Gellert Marton Vagi as None None Management Management Board Member -------------------------------------------------------------------------------- PIRAEUS FINANCIAL HOLDINGS SA Ticker: TPEIR Security ID: X06397248 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: JUN 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Income Allocation 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Ratify Auditors For For Management 4 Receive Information on Activities of None None Management the Audit Committee 5 Approve Director Remuneration For For Management 6 Advisory Vote on Remuneration Report For Against Management 7 Amend Remuneration Policy For For Management 8 Approve Severance Policy For For Management 9 Approve Suitability Policy for For For Management Directors 10 Approve Treatment of Net Loss For For Management 11 Approve Share Capital Reduction via For For Management Decrease in Par Value 12 Authorize Board to Participate in For For Management Companies with Similar Business Interests 13 Other Business For Against Management -------------------------------------------------------------------------------- PLAYTIKA HOLDING CORP. Ticker: PLTK Security ID: 72815L107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Antokol For For Management 1.2 Elect Director Marc Beilinson For For Management 1.3 Elect Director Tian Lin For Withhold Management 1.4 Elect Director Wei Liu For Withhold Management 1.5 Elect Director Bing Yuan For For Management 2 Ratify Kost Forer Gabbay & Kasierer as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: JUL 30, 2020 Meeting Type: Special Record Date: JUL 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Plan in Connection For Against Management with the Acquisition of the Shares in PT Bank Rabobank International Indonesia 2 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: MAR 29, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in the Board of For For Management Directors 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors 6 Approve Payment of Interim Dividend For For Management 7 Approve Revised Recovery Plan For For Management -------------------------------------------------------------------------------- REDE D'OR SAO LUIZ SA Ticker: RDOR3 Security ID: P79942101 Meeting Date: APR 30, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital, Amend Articles and Consolidate Bylaws 2 Approve Agreement to Absorb Maximagem For For Management - Diagnostico por Imagem Ltda 3 Ratify Meden Consultoria Empresarial For For Management Ltda as Independent Firm to Appraise Proposed Transaction 4 Approve Independent Firm's Appraisal For For Management 5 Approve Absorption of Maximagem - For For Management Diagnostico por Imagem Ltda 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- REDE D'OR SAO LUIZ SA Ticker: RDOR3 Security ID: P79942101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- SEER, INC. Ticker: SEER Security ID: 81578P106 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine J. Friedman For For Management 1.2 Elect Director Omead Ostadan For For Management 1.3 Elect Director Mostafa Ronaghi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THG PLC Ticker: THG Security ID: G47093102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: JUN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Matthew Moulding as Director For For Management 5 Elect John Gallemore as Director For For Management 6 Elect Zillah Byng-Thorne as Director For For Management 7 Elect Dominic Murphy as Director For For Management 8 Elect Edward Koopman as Director For For Management 9 Elect Iain McDonald as Director For For Management 10 Elect Damian Sanders as Director For For Management 11 Elect Tiffany Hall as Director For For Management 12 Appoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TRADEWEB MARKETS INC. Ticker: TW Security ID: 892672106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paula Madoff For For Management 1.2 Elect Director Thomas Pluta For For Management 1.3 Elect Director Brian West For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: JUN 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Kal Atwal as Director For For Management 4 Elect Fumbi Chima as Director For For Management 5 Re-elect David Atkins as Director For For Management 6 Re-elect Horst Baier as Director For For Management 7 Re-elect Alison Brittain as Director For For Management 8 Re-elect Nicholas Cadbury as Director For For Management 9 Re-elect Adam Crozier as Director For For Management 10 Re-elect Frank Fiskers as Director For For Management 11 Re-elect Richard Gillingwater as For For Management Director 12 Re-elect Chris Kennedy as Director For For Management 13 Re-elect Louise Smalley as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Approve Sharesave Plan For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Li Guoqiang as Director For For Management 4 Elect Du Qingshan as Director For For Management 5 Elect Shen Jinjun as Director For For Management 6 Elect Chin Siu Wa Alfred as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share For For Management Capital 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Reissuance of Repurchased For Against Management Shares ========== END NPX REPORT