SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FFBW, Inc.
(Exact Name of Registrant as Specified in Its Charter)
United States of America | 82-3027075 | |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| 1360 South Moorland Road | ||
Brookfield, Wisconsin | 53005 | |
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| Common stock, par value $0.01 per share | The NASDAQ Stock Market LLC |
| (Title of each class to be registered) | (Name of each exchange on which each class is to be registered) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box.x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), please check the following box.¨
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.¨
Securities Act registration statement or Regulation A offering statement file number to which this form relates:333-218736
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)
Item 1. Description of Registrant’s Securities to be Registered.
For a description of the Registrant’s securities, reference is made to “Description of Capital Stock of FFBW, Inc.” “Our Policy Regarding Dividends” and “Market for the Common Stock” in the Registrant’s Registration Statement on Form S-1 (File No. 333-218736), initially filed with the SEC on June 14, 2017 and amended on August 1, 2017 (the “Form S-1”), which is hereby incorporated by reference. For a description of the provisions of the Registrant’s Charter and Bylaws that may render a change in control of the Registrant more difficult, reference is made to “Restrictions on the Acquisition of FFBW, Inc. and First Federal Bank of Wisconsin” and “Description of Capital Stock of FFBW, Inc.” in the Registrant’s Prospectus dated August 14, 2017.
Item 2. Exhibits.
| 1. | Registration Statement on Form S-1 (Registration Number 333-218736) initially filed with the SEC on June 14, 2017 and amended on August 1, 2017 (the “Form S-1”). |
| 2. | Charter (incorporated by reference to Exhibit 3.1 of the Form S-1). |
| 3. | Bylaws (incorporated by reference to Exhibit 3.2 of the Form S-1). |
| 4. | Specimen Stock Certificate (incorporated by reference to Exhibit 4 of the Form S-1). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
FFBW, INC. | |||
| Date: October 10, 2017 | By: | /s/ Edward H. Schaefer | |
| Edward H. Schaefer | |||
| President and Chief Executive Officer | |||
