SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/10/2023 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 07/10/2023 | J(1) | 10,640 | A | $0 | 10,640 | I | Reporting Person's Spouse Serves as Trustee of Trusts fbo the Estate of Alfred M. Rankin, Sr. | ||
Class A Common Stock | 07/10/2023 | J(1) | 19,200 | A | $0 | 19,200 | I | Spouse serves as Trustee of Trusts for benefit of each of grantor's grandchildren(2) | ||
Class A Common Stock | 5,067 | I | Co-Trustee for the benefit of Reporting Person's daughter(2) | |||||||
Class A Common Stock | 8,841 | I | Co-Trustee for the benefit of Reporting Person's daughter(2) | |||||||
Class A Common Stock | 13,226 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | |||||||
Class A Common Stock | 400 | I | Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin(2) | |||||||
Class A Common Stock | 400 | I | Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin(2) | |||||||
Class A Common Stock | 214,032 | I | Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin(2) | |||||||
Class A Common Stock | 780 | I | Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin(2) | |||||||
Class A Common Stock | 780 | I | Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 20,096 | 20,096 | I | Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin(2) | |||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 20,096 | 20,096 | I | Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin(2) | |||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 18,861 | 18,861 | I | Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin(2) | |||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 18,861 | 18,861 | I | Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin(2) | |||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 3,950 | 3,950 | I | Spouse's proportionate interest in shares held by Rankin Management Inc.(2) | |||||||
Class B Common Stock | (3) | 08/10/2023 | J(4) | 151,006 | (3) | (3) | Class A Common Stock | 151,006 | $0 | 151,006 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | |||
Class B Common Stock | (3) | 08/10/2023 | J(4) | 63,315 | (3) | (3) | Class A Common Stock | 63,315 | $0 | 214,321 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | |||
Class B Common Stock | (3) | 08/10/2023 | J(5) | 44,100 | (3) | (3) | Class A Common Stock | 44,100 | $0 | 44,100 | I | Trustee for Trusts for the benefit of Reporting Person's daughter(2) | |||
Class B Common Stock | (3) | 08/10/2023 | J(6) | 40,325 | (3) | (3) | Class A Common Stock | 40,325 | $0 | 40,325 | I | Trustee for Trusts for the benefit of Reporting Person's daughter(2) | |||
Class B Common Stock | (3) | 08/10/2023 | J(4) | 170,113 | (3) | (3) | Class A Common Stock | 170,113 | $0 | 384,434 | I | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | |||
Class B Common Stock | (3) | 08/10/2023 | J(7) | 50 | (3) | (3) | Class A Common Stock | 50 | $0 | 183,449 | I | Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin(2) | |||
Class B Common Stock | (3) | 08/10/2023 | J(7) | 4,000 | (3) | (3) | Class A Common Stock | 4,000 | $0 | 187,449 | I | Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin(2) | |||
Class B Common Stock | (3) | 08/10/2023 | J(7) | 5,617 | (3) | (3) | Class A Common Stock | 5,617 | $0 | 193,066 | I | Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin(2) |
Explanation of Responses: |
1. The Trustee of the applicable Trust has been changed. |
2. Reporting Person disclaims beneficial ownership of all such shares. |
3. N/A |
4. Pro rata distributions of Class B shares from Ranking Associates I, L.P. ("RA I"), Rankin Associates II, L.P. ("RA II") and Rankin Associates IV, L.P. ("RA IV"), in the amounts of 151,006 shares, 63,315 shares, and 170,113 shares, respectively. The Reporting Person is the trustee of trusts that are limited partners of RA I, RA II, and RA IV. |
5. Pro rata distributions of Class B shares from RA II in the amount of 44,100 shares. The Reporting Person is the trustee of trusts that are limited partners of RA II. |
6. Pro rata distributions of Class B shares from RA II in the amount of 40,325 shares. The Reporting Person is the trustee of a trust that is a limited partners of RA II. |
7. Pro rata distributions of Class B shares from RA I, and RA IV in the amounts of 9,617 shares (of which 4,000 shares represent a proportionate general partnership interest and 6,617 shares represent a proportionate limited partnership interest) and 50 shares, respectively. The Reporting Person's spouse is the trustee of a trust that is a general and a limited partner in RA I and a general partner in RA IV. |
Remarks: |
Exhibit 24.1 - Power of Attorney |
/s/ Brent A. Ashley, attorney-in-fact | 08/15/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |