UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 18, 2019 (December 12, 2019)
| SENMIAO TECHNOLOGY LIMITED |
| (Exact name of registrant as specified in its charter) |
| Nevada | | 001-38426 | | 35-2600898 |
(State or other jurisdiction
of incorporation) | | (Commission File Number) | | (IRS Employer
Identification No.) |
16F, Shihao Square, Middle Jiannan Blvd. High-Tech Zone, Chengdu Sichuan, People’s Republic of China | | 610000 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: +86 28 61554399
| Not Applicable |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| Common Stock, par value $0.0001 per share | | AIHS | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth companyx
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 12, 2019, Senmiao Technology Limited (the “Company”) held its 2019 annual meeting of stockholders (the “Annual Meeting”) at its principal executive offices. Of the 28,839,803 shares entitled to notice of and to vote at the Annual Meeting, 19,037,468 shares (or 66.01% of the total shares) of common stock of the Company were represented at the Annual Meeting. Set forth below are the proposals of matters acted upon by the stockholders at the Annual Meeting and the final voting results of each such proposal.
PROPOSAL 1 – ELECTION OF DIRECTORS
Stockholders were asked to consider and vote upon the election of Xi Wen, Trent D. Davis, Xiaojuan Lin, Sichun Wang and Jie Gao to serve as directors of the Company, each to hold office until the 2020 annual meeting of stockholders or until their successors are elected and qualified or until their earlier deaths, resignations or removals. The voting results are as follows:
| | | For | | Against | | Withheld | | Broker Non-Votes |
| Xi Wen | | 16,515,107 | | 0 | | 177,716 | | 2,344,645 |
| Trent D. Davis | | 16,515,132 | | 0 | | 177,691 | | 2,344,645 |
| Xiaojuan Lin | | 16,515,134 | | 0 | | 177,689 | | 2,344,645 |
| Sichun Wang | | 16,515,132 | | 0 | | 177,691 | | 2,344,645 |
| Jie Gao | | 16,515,132 | | 0 | | 177,691 | | 2,344,645 |
PROPOSAL 2 – RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM
Stockholders were asked to consider and vote upon a proposal to ratify the appointment of Friedman LLP as the Company’s registered public accounting firm for the fiscal year ending March 31, 2020. The voting results are as follows:
| For | | Against | | Abstain |
| 18,954,503 | | 82,965 | | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: December 18, 2019 | SENMIAO TECHNOLOGY LIMITED |
| | |
| | By: | /s/ Xi Wen |
| | Name: | Xi Wen |
| | Title: | Chief Executive Officer |
