Kurt Christian Donnell Form 4 YogaWorks / Kurt Christian Donnell ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Donnell Kurt Christian

(Last) (First) (Middle)

C/O: YOGAWORKS, INC.

7850 UPLANDER WAY

(Street)

CULVER CITY CA 90230

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
YogaWorks, Inc. [ YOGA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SEE REMARKS

3. Date of Earliest Transaction (Month/Day/Year)
08/16/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	01/23/2018		F		8,003(1)	D	$2.84	96,777	D
COMMON STOCK	02/23/2018		F		667(2)	D	$2.8	96,110	D
COMMON STOCK	03/23/2018		F		667(3)	D	$2.87	95,443	D
COMMON STOCK	04/23/2018		F		748(4)	D	$2.39	169,695	D
COMMON STOCK	05/23/2018		F		648(5)	D	$2.17	169,047	D
COMMON STOCK	06/23/2018		F		532(6)	D	$1.91	168,515	D
COMMON STOCK	07/23/2018		F		532(7)	D	$2.12	167,983	D
COMMON STOCK	08/23/2018		F		611(8)	D	$1.11	167,372	D
COMMON STOCK	09/23/2018		F		611(9)	D	$1.07	166,761	D
COMMON STOCK	10/23/2018		F		611(10)	D	$1.03	166,150	D
COMMON STOCK	11/23/2018		F		611(11)	D	$0.73	165,539	D
COMMON STOCK	12/23/2018		F		611(12)	D	$0.53	164,928	D
COMMON STOCK	01/07/2019		D		54,573(13)	D	$0.00	110,355	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 26,195 restricted stock units granted to the reporting person on January 23, 2018.

2. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,182 restricted stock units granted to the reporting person on February 23, 2018.

3. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on March 23, 2018.

4. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on April 23, 2018.

5. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on May 23, 2018.

6. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on June 23 2018.

7. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on July 23, 2018.

8. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on August 23, 2018.

9. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on September 23, 2018.

10. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on October 23, 2018.

11. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on November 23, 2018.

12. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on December 23, 2018.

13. Represents the forfeiture of restricted stock units due to departure from YogaWorks, Inc.

Remarks:

The Reporting Person was Secretary, Executive Vice President, Partnerships and General Counsel of the Issuer.

	/s/ Vance Chang, Attorney-in-Fact for Kurt C. Donnell	07/12/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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