Rosanna Covella McCollough Form 4 YogaWorks / Rosanna Covella McCollough ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

McCollough Rosanna Covella

(Last) (First) (Middle)

C/O: YOGAWORKS, INC.

5780 UPLANDER WAY

(Street)

CULVER CITY CA 90230

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
YogaWorks, Inc. [ YOGA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
PRESIDENT & CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/16/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	08/16/2017		F		56,173(1)	D	$4.41	142,943	D
COMMON STOCK	09/24/2017		F		1,812(2)	D	$3.53	141,131	D
COMMON STOCK	10/24/2017		F		1,812(3)	D	$2.65	139,319	D
COMMON STOCK	11/24/2017		F		1,812(4)	D	$2.5	137,507	D
COMMON STOCK	12/24/2017		F		1,812(5)	D	$2.86	135,695	D
COMMON STOCK	01/24/2018		F		2,116(6)	D	$2.9	133,579	D
COMMON STOCK	02/24/2018		F		2,116(7)	D	$2.8	131,463	D
COMMON STOCK	03/24/2018		F		2,116(8)	D	$2.87	129,347	D
COMMON STOCK	04/24/2018		F		2,120(9)	D	$2.36	277,227	D
COMMON STOCK	05/24/2018		F		1,670(10)	D	$2.13	275,557	D
COMMON STOCK	06/24/2018		F		1,420(11)	D	$1.91	274,137	D
COMMON STOCK	07/24/2018		F		1,454(12)	D	$2.02	272,683	D
COMMON STOCK	08/24/2018		F		1,412(13)	D	$1.15	271,271	D
COMMON STOCK	09/24/2018		F		1,412(14)	D	$1.06	269,859	D
COMMON STOCK	10/24/2018		F		1,412(15)	D	$1.02	268,447	D
COMMON STOCK	11/24/2018		F		1,412(16)	D	$0.73	267,035	D
COMMON STOCK	12/24/2018		F		1,412(17)	D	$0.46	265,623	D
COMMON STOCK	01/24/2019		F		1,629(18)	D	$0.54	263,994	D
COMMON STOCK	02/28/2019		F		14,973(19)	D	$0.57	249,021	D
COMMON STOCK	03/01/2019		A		42,500(20)	A	$0.00	291,521	D
COMMON STOCK	03/01/2019		F		16,971(20)	D	$0.61	274,550	D
COMMON STOCK	03/28/2019		F		1,248(21)	A	$0.86	273,302	D
COMMON STOCK	04/28/2019		F		1,051(22)	D	$0.95	272,251	D
COMMON STOCK	05/28/2019		F		1,051(23)	D	$0.67	271,200	D
COMMON STOCK	06/28/2019		F		1,051(24)	D	$0.6	270,149	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 126,658 restricted stock units granted to the reporting person on August 16, 2017.

2. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on September 24, 2017.

3. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on October 24, 2017.

4. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on November 24, 2017.

5. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on December 24, 2017.

6. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on January 24, 2018.

7. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on February 24, 2018.

8. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on March 24, 2018.

9. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on April 24, 2018.

10. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on May 24, 2018.

11. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on June 24, 2018.

12. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on July 24, 2018.

13. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on August 24, 2018.

14. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,085 restricted stock units granted to the reporting person on September 24, 2018.

15. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on October 24, 2018.

16. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on November 24, 2018.

17. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on December 24, 2018.

18. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,086 restricted stock units granted to the reporting person on January 24, 2019.

19. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on February 28, 2019.

20. Represents 42,500 restricted stock units awarded to the Reporting Person on March 1, 2019 (the "Award Date"), which vested in full on March 1, 2019.

21. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on March 28, 2019.

22. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on April 28, 2019.

23. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on May 28, 2019.

24. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,125 restricted stock units granted to the reporting person on June 28, 2019.

Remarks:

	/s/ Vance Chang, Attorney-in-Fact for Rosanna Covella McCollough	07/12/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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