Biofrontera AG
23.05.2019
Dissemination of a Voting Rights Announcement
Notification of Major Holdings
1. Details of issuer
Name: | Biofrontera AG |
Street: | Hemmelrather Weg 201 |
Postal code: | 51377 |
City: | Leverkusen Germany |
Legal Entity Identifier (LEI): | 391200D6GFSVFGFQTL13 |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
X | Other reason: Voluntary group notification due to threshold tangency of a subsidiary |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours Date of birth: 28 Jul 1961 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
DELPHI Unternehmensberatung Aktiengesellschaft Deutsche Balaton Aktiengesellschaft SPARTA AG |
5. Date on which threshold was crossed or reached:
17 May 2019 |
6. Total positions
% of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |||||||||||||
New | 22.23 | % | 0.00 | % | 22.23 | % | 44,632,674 | |||||||||
Previous notification | 20.06 | % | 3.74 | % | 20.06 | % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||||||||||||||
Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |||||||||||||
DE0006046113 | 0 | 9,920,174 | 0.00 | % | 22.23 | % | ||||||||||
Total | 9,920,174 | 22.23% |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | ||||||||||||
% | ||||||||||||||||
Total | 0 | 0.00 | % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | |||||||||||||||
% | ||||||||||||||||||||
Total | 0 | 0.00 | % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | |||||||||
Wilhelm K. T. Zours | % | % | % | |||||||||
DELPHI Unternehmensberatung Aktiengesellschaft | 9.61 | % | % | 9.61 | % | |||||||
VV Beteiligungen Aktiengesellschaft | % | % | % | |||||||||
Deutsche Balaton Aktiengesellschaft | 5.17 | % | % | 5.17 | % | |||||||
ABC Beteiligungen AG | % | % | % | |||||||||
- | % | % | % | |||||||||
Wilhelm K. T. Zours | % | % | % | |||||||||
DELPHI Unternehmensberatung Aktiengesellschaft | 9.61 | % | % | 9.61 | % | |||||||
VV Beteiligungen Aktiengesellschaft | % | % | % | |||||||||
Deutsche Balaton Aktiengesellschaft | 5.17 | % | % | 5.17 | % | |||||||
Prisma Equity AG | % | % | % | |||||||||
- | % | % | % | |||||||||
Wilhelm K. T. Zours | % | % | % | |||||||||
DELPHI Unternehmensberatung Aktiengesellschaft | 9.61 | % | % | 9.61 | % | |||||||
VV Beteiligungen Aktiengesellschaft | % | % | % | |||||||||
Deutsche Balaton Aktiengesellschaf | 5.17 | % | % | 5.17 | % | |||||||
Deutsche Balaton Biotech AG | % | % | % | |||||||||
- | % | % | % | |||||||||
Wilhelm K. T. Zours | % | % | % | |||||||||
DELPHI Unternehmensberatung Aktiengesellschaft | 9.61 | % | % | 9.61 | % | |||||||
VV Beteiligungen Aktiengesellschaft | % | % | % | |||||||||
Deutsche Balaton Aktiengesellschaf | 5.17 | % | % | 5.17 | % | |||||||
SPARTA AG | 4.48 | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both | ||||||||
% | % | % |
10. Other explanatory remarks:
Date
23 May 2019
Company: | Biofrontera AG |
Hemmelrather Weg 201 | |
51377 Leverkusen | |
Germany | |
Internet: | www.biofrontera.com |