The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 5,456 | 31,245 | SH | SOLE | 0 | 0 | 31,245 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 227 | 3,702 | SH | SOLE | 0 | 0 | 3,702 | ||
AMAZON COM INC | COM | 023135106 | 828 | 254 | SH | SOLE | 0 | 0 | 254 | ||
ANTARES PHARMA INC | COM | 036642106 | 97 | 23,621 | SH | SOLE | 0 | 0 | 23,621 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 215 | 2,680 | SH | SOLE | 0 | 0 | 2,680 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,152 | 27,936 | SH | SOLE | 0 | 0 | 27,936 | ||
SIREN ETF TR | NSD NXGN ECO ETF | 829658202 | 3,503 | 94,503 | SH | SOLE | 0 | 0 | 94,503 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 402 | 5,510 | SH | SOLE | 0 | 0 | 5,510 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 23 | 222 | SH | SOLE | 0 | 0 | 222 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,058 | 2 | SH | SOLE | 0 | 0 | 2 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 743 | 2,104 | SH | SOLE | 0 | 0 | 2,104 | ||
B2GOLD CORP | COM | 11777Q209 | 77 | 16,750 | SH | SOLE | 0 | 0 | 16,750 | ||
PACER FDS TR | US CHS CWS GWT | 69374H667 | 3 | 64 | SH | SOLE | 0 | 0 | 64 | ||
BLACKSTONE INC | COM | 09260D107 | 226 | 1,779 | SH | SOLE | 0 | 0 | 1,779 | ||
CITIGROUP INC | COM NEW | 172967424 | 427 | 8,003 | SH | SOLE | 0 | 0 | 8,003 | ||
CITIGROUP INC | CALL | 172967904 | 0 | 4 | SH | SOLE | 0 | 0 | 4 | ||
PACER FDS TR | PACER US SMALL | 69374H857 | 4 | 110 | SH | SOLE | 0 | 0 | 110 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 5 | 100 | SH | SOLE | 0 | 0 | 100 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 969 | 1,682 | SH | SOLE | 0 | 0 | 1,682 | ||
PACER FDS TR | US CASH COWS 100 | 69374H881 | 11,499 | 230,992 | SH | SOLE | 0 | 0 | 230,992 | ||
SALESFORCE COM INC | COM | 79466L302 | 277 | 1,303 | SH | SOLE | 0 | 0 | 1,303 | ||
CISCO SYS INC | COM | 17275R102 | 602 | 10,797 | SH | SOLE | 0 | 0 | 10,797 | ||
CHEVRON CORP NEW | COM | 166764100 | 577 | 3,542 | SH | SOLE | 0 | 0 | 3,542 | ||
COHBAR INC | COM | 19249J109 | 4 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 1,033 | 37,523 | SH | SOLE | 0 | 0 | 37,523 | ||
DEERE & CO | COM | 244199105 | 274 | 659 | SH | SOLE | 0 | 0 | 659 | ||
DISNEY WALT CO | COM | 254687106 | 592 | 4,313 | SH | SOLE | 0 | 0 | 4,313 | ||
PACER FDS TR | EMRG MKT CASH | 69374H865 | 10 | 431 | SH | SOLE | 0 | 0 | 431 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 91 | 2,022 | SH | SOLE | 0 | 0 | 2,022 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1 | 12 | SH | SOLE | 0 | 0 | 12 | ||
EMERSON ELEC CO | COM | 291011104 | 204 | 2,080 | SH | SOLE | 0 | 0 | 2,080 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 10,031 | 172,406 | SH | SOLE | 0 | 0 | 172,406 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 263 | 3,572 | SH | SOLE | 0 | 0 | 3,572 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 87 | 2,381 | SH | SOLE | 0 | 0 | 2,381 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 537 | 5,300 | SH | SOLE | 0 | 0 | 5,300 | ||
EATON CORP PLC | SHS | G29183103 | 432 | 2,846 | SH | SOLE | 0 | 0 | 2,846 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 4 | 70 | SH | SOLE | 0 | 0 | 70 | ||
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 17 | 305 | SH | SOLE | 0 | 0 | 305 | ||
META PLATFORMS INC | CL A | 30303M102 | 290 | 1,303 | SH | SOLE | 0 | 0 | 1,303 | ||
GILEAD SCIENCES INC | COM | 375558103 | 334 | 5,617 | SH | SOLE | 0 | 0 | 5,617 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,855 | 26,873 | SH | SOLE | 0 | 0 | 26,873 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,232 | 441 | SH | SOLE | 0 | 0 | 441 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 654 | 235 | SH | SOLE | 0 | 0 | 235 | ||
HOME DEPOT INC | COM | 437076102 | 705 | 2,357 | SH | SOLE | 0 | 0 | 2,357 | ||
HONEYWELL INTL INC | COM | 438516106 | 786 | 4,042 | SH | SOLE | 0 | 0 | 4,042 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 77 | 589 | SH | SOLE | 0 | 0 | 589 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 149 | 5,936 | SH | SOLE | 0 | 0 | 5,936 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 171 | 6,761 | SH | SOLE | 0 | 0 | 6,761 | ||
ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 | 13 | 500 | SH | SOLE | 0 | 0 | 500 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 29 | 417 | SH | SOLE | 0 | 0 | 417 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 5 | 90 | SH | SOLE | 0 | 0 | 90 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 182 | 678 | SH | SOLE | 0 | 0 | 678 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 56 | 511 | SH | SOLE | 0 | 0 | 511 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 711 | 6,592 | SH | SOLE | 0 | 0 | 6,592 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 27 | 215 | SH | SOLE | 0 | 0 | 215 | ||
INTEL CORP | COM | 458140100 | 362 | 7,303 | SH | SOLE | 0 | 0 | 7,303 | ||
ITERIS INC NEW | COM | 46564T107 | 60 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 60 | 383 | SH | SOLE | 0 | 0 | 383 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,013 | 4,437 | SH | SOLE | 0 | 0 | 4,437 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 17 | 227 | SH | SOLE | 0 | 0 | 227 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 261 | 1,044 | SH | SOLE | 0 | 0 | 1,044 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 59 | 286 | SH | SOLE | 0 | 0 | 286 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 3 | 38 | SH | SOLE | 0 | 0 | 38 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 36,764 | 140,122 | SH | SOLE | 0 | 0 | 140,122 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 15 | 420 | SH | SOLE | 0 | 0 | 420 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 41,909 | 629,455 | SH | SOLE | 0 | 0 | 629,455 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 72 | 250 | SH | SOLE | 0 | 0 | 250 | ||
ISHARES TR | US CONSM STAPLES | 464287812 | 2 | 10 | SH | SOLE | 0 | 0 | 10 | ||
ISHARES TR | US TRSPRTION | 464287192 | 1 | 4 | SH | SOLE | 0 | 0 | 4 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 94 | 911 | SH | SOLE | 0 | 0 | 911 | ||
JOHNSON & JOHNSON | COM | 478160104 | 959 | 5,411 | SH | SOLE | 0 | 0 | 5,411 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,045 | 7,664 | SH | SOLE | 0 | 0 | 7,664 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 21 | 171 | SH | SOLE | 0 | 0 | 171 | ||
MASCO CORP | COM | 574599106 | 589 | 11,542 | SH | SOLE | 0 | 0 | 11,542 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 976 | 9,747 | SH | SOLE | 0 | 0 | 9,747 | ||
MERCK & CO INC | COM | 58933Y105 | 416 | 5,076 | SH | SOLE | 0 | 0 | 5,076 | ||
MICROSOFT CORP | COM | 594918104 | 1,707 | 5,537 | SH | SOLE | 0 | 0 | 5,537 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 633 | 8,131 | SH | SOLE | 0 | 0 | 8,131 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 228 | 2,691 | SH | SOLE | 0 | 0 | 2,691 | ||
NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | 124 | 2,046 | SH | SOLE | 0 | 0 | 2,046 | ||
NUSHARES ETF TR | NUVEEN ESG MIDCP | 67092P409 | 124 | 2,824 | SH | SOLE | 0 | 0 | 2,824 | ||
NVIDIA CORPORATION | COM | 67066G104 | 252 | 924 | SH | SOLE | 0 | 0 | 924 | ||
REALTY INCOME CORP | COM | 756109104 | 294 | 4,237 | SH | SOLE | 0 | 0 | 4,237 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 19,670 | 1,330,879 | SH | SOLE | 0 | 0 | 1,330,879 | ||
ORACLE CORP | COM | 68389X105 | 467 | 5,649 | SH | SOLE | 0 | 0 | 5,649 | ||
INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 46137V563 | 11,101 | 508,535 | SH | SOLE | 0 | 0 | 508,535 | ||
PFIZER INC | COM | 717081103 | 855 | 16,522 | SH | SOLE | 0 | 0 | 16,522 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 8 | 500 | SH | SOLE | 0 | 0 | 500 | ||
PALOMAR HLDGS INC | COM | 69753M105 | 213 | 3,326 | SH | SOLE | 0 | 0 | 3,326 | ||
PALOMAR HLDGS INC | CALL | 69753M905 | 8 | 30 | SH | SOLE | 0 | 0 | 30 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 | 714 | 3,910 | SH | SOLE | 0 | 0 | 3,910 | ||
PUBLIC STORAGE | COM | 74460D109 | 639 | 1,638 | SH | SOLE | 0 | 0 | 1,638 | ||
QUALCOMM INC | COM | 747525103 | 9,151 | 59,878 | SH | SOLE | 0 | 0 | 59,878 | ||
QUANTUM CORP | COM NEW | 747906501 | 24 | 10,524 | SH | SOLE | 0 | 0 | 10,524 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 12,494 | 34,463 | SH | SOLE | 0 | 0 | 34,463 | ||
INVESCO QQQ TR | CALL | 46090E903 | 16 | 44 | SH | SOLE | 0 | 0 | 44 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 3,716 | 27,600 | SH | SOLE | 0 | 0 | 27,600 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL STP | 46137V373 | 9 | 55 | SH | SOLE | 0 | 0 | 55 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 40,815 | 258,796 | SH | SOLE | 0 | 0 | 258,796 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 606 | 6,113 | SH | SOLE | 0 | 0 | 6,113 | ||
RAYTHEON TECHNOLOGIES CORP | CALL | 75513E901 | 2 | 3 | SH | SOLE | 0 | 0 | 3 | ||
STARBUCKS CORP | COM | 855244109 | 398 | 4,374 | SH | SOLE | 0 | 0 | 4,374 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 6 | 130 | SH | SOLE | 0 | 0 | 130 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 220 | 4,112 | SH | SOLE | 0 | 0 | 4,112 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 2 | 54 | SH | SOLE | 0 | 0 | 54 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3 | 40 | SH | SOLE | 0 | 0 | 40 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 340 | 12,245 | SH | SOLE | 0 | 0 | 12,245 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 53 | 1,445 | SH | SOLE | 0 | 0 | 1,445 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 12 | 163 | SH | SOLE | 0 | 0 | 163 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 26 | 346 | SH | SOLE | 0 | 0 | 346 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 46 | 643 | SH | SOLE | 0 | 0 | 643 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 169 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 46138E362 | 1,711 | 36,251 | SH | SOLE | 0 | 0 | 36,251 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | 6 | 114 | SH | SOLE | 0 | 0 | 114 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 72 | 1,072 | SH | SOLE | 0 | 0 | 1,072 | ||
INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 46138E339 | 44 | 715 | SH | SOLE | 0 | 0 | 715 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,686 | 5,948 | SH | SOLE | 0 | 0 | 5,948 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 1 | 50 | SH | SOLE | 0 | 0 | 50 | ||
AT&T INC | COM | 00206R102 | 460 | 19,454 | SH | SOLE | 0 | 0 | 19,454 | ||
VISA INC | COM CL A | 92826C839 | 667 | 3,009 | SH | SOLE | 0 | 0 | 3,009 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2 | 10 | SH | SOLE | 0 | 0 | 10 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 232 | 4,840 | SH | SOLE | 0 | 0 | 4,840 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 190 | 800 | SH | SOLE | 0 | 0 | 800 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | 85 | 410 | SH | SOLE | 0 | 0 | 410 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | 2 | 28 | SH | SOLE | 0 | 0 | 28 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 12 | 30 | SH | SOLE | 0 | 0 | 30 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 12 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 92206C599 | 887 | 4,348 | SH | SOLE | 0 | 0 | 4,348 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 133 | 583 | SH | SOLE | 0 | 0 | 583 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 14 | 97 | SH | SOLE | 0 | 0 | 97 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 202 | 3,964 | SH | SOLE | 0 | 0 | 3,964 | ||
WELLTOWER INC | COM | 95040Q104 | 239 | 2,485 | SH | SOLE | 0 | 0 | 2,485 | ||
WELLS FARGO CO NEW | COM | 949746101 | 219 | 4,510 | SH | SOLE | 0 | 0 | 4,510 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 107 | 81 | SH | SOLE | 0 | 0 | 81 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 85 | 962 | SH | SOLE | 0 | 0 | 962 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 6 | 92 | SH | SOLE | 0 | 0 | 92 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 42 | 550 | SH | SOLE | 0 | 0 | 550 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 74 | 1,936 | SH | SOLE | 0 | 0 | 1,936 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 5 | 45 | SH | SOLE | 0 | 0 | 45 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 56 | 354 | SH | SOLE | 0 | 0 | 354 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2 | 30 | SH | SOLE | 0 | 0 | 30 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 9 | 179 | SH | SOLE | 0 | 0 | 179 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1 | 20 | SH | SOLE | 0 | 0 | 20 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 263 | 1,917 | SH | SOLE | 0 | 0 | 1,917 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 8 | 45 | SH | SOLE | 0 | 0 | 45 | ||
ISHARES TR | EXPONENTIAL TECH | 46434V381 | 6,069 | 102,794 | SH | SOLE | 0 | 0 | 102,794 |