SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
GameSquare Holdings, Inc. [ GAME ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 720,751 | I | See footnote(1) |
Common Shares | 616,834 | I | See footnote(2) |
Common Shares | 41,039 | I | See footnote(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant (right to purchase) | (4) | 06/30/2024 | Common Stock | 69,622 | 6.78(5) | I | See footnotes(2) |
Warrant (right to purchase) | (6) | 06/30/2024 | Common Stock | 12,132 | 6.29(5) | I | See footnotes(2) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Shares are held indirectly by John C. Goff through Goff NextGen Holdings, LLC. |
2. Shares are held indirectly by John C. Goff through JCG 2016 Holdings, LP. |
3. Shares are held indirectly by John C. Goff through Goff Family Investments, LP. |
4. The Warrants were granted on June 30, 2022 and are fully vested and exercisable. |
5. Exercise price reported in CAD$. |
6. The Warrants were granted on December 23, 2022 and are fully vested and exercisable. |
Remarks: |
As the Company no longer qualifies as a foreign private issuer, effective January 1, 2024, the Company's officers, directors, and principal shareholders are subject to Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). Previously, the Company determined that it qualified as a foreign private issuer under the Exchange Act. |
John C. Goff, By: /s/ John C. Goff | 01/10/2024 | |
Goff NextGen Holdings, LLC, By: its Manager, Goff Capital, Inc., By: /s/ John C. Goff, John C. Goff, Chief Executive Officer | 01/10/2024 | |
JCG 2016 Holdings, LP, By: its General Partner, JCG 2016 Management, LLC, By: /s/ John C. Goff, John C. Goff, Chief Executive Officer | 01/10/2024 | |
Goff Family Investments, LP, By: its General Partner, Goff Capital, Inc., By: /s/ John C. Goff, John C. Goff, Chief Executive Officer | 01/10/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |