The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 912 | 30,000 | SH | SOLE | NONE | 30,000 | 0 | 0 | |
ARTISAN ACQUISITION CORP | *W EXP 03/26/202 | G0509L128 | 71 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
ATLANTIC AVE ACQUISITION COR | *W EXP 10/06/202 | 04906P119 | 49 | 97,550 | SH | SOLE | NONE | 97,550 | 0 | 0 | |
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 2,431 | 240,200 | SH | SOLE | NONE | 240,200 | 0 | 0 | |
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 2,946 | 300,000 | SH | SOLE | NONE | 300,000 | 0 | 0 | |
CHP MERGER CORP | *W EXP 11/22/202 | 12558Y114 | 120 | 250,000 | SH | SOLE | NONE | 250,000 | 0 | 0 | |
CYRUSONE INC | COM | 23283R100 | 10,247 | 114,215 | SH | SOLE | NONE | 114,215 | 0 | 0 | |
COMPUTE HEALTH ACQUISITIN CO | COM CL A | 204833107 | 625 | 64,200 | SH | SOLE | NONE | 64,200 | 0 | 0 | |
CASPER SLEEP INC | COM | 147626105 | 1,169 | 175,000 | SH | SOLE | NONE | 175,000 | 0 | 0 | |
DSP GROUPS INC | COM | 23332B106 | 7,693 | 350,000 | SH | SOLE | NONE | 350,000 | 0 | 0 | |
DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 | 49 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
EMPOWERMENT & INCLUSION CAPI | *W EXP 01/12/202 | 29248N118 | 50 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
FRONTIER ACQUISITION CORP | *W EXP 03/04/202 | G36826124 | 77 | 88,479 | SH | SOLE | NONE | 88,479 | 0 | 0 | |
FINTECH ACQUISITION CORP V | COM CL A | 31810Q107 | 248 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
FTS INTERNATIONAL INC | COM NEW CL A | 30283W302 | 5,006 | 190,716 | SH | SOLE | NONE | 190,716 | 0 | 0 | |
GORES GUGGENHEIM INC | CLASS A COM | 38286Q107 | 3,951 | 337,700 | SH | SOLE | NONE | 337,700 | 0 | 0 | |
GORES GUGGENHEIM INC | *W EXP 03/25/202 | 38286Q115 | 38 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
QUEENS GAMBIT GROWTH CAPITAL | *W EXP 01/19/202 | G7315C119 | 32 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
GREENSKY INC | CL A | 39572G100 | 2,272 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
GOLDEN STAR RES LTD CDA | COM | 38119T807 | 1,379 | 360,000 | SH | SOLE | NONE | 360,000 | 0 | 0 | |
HEALTH ASSURN ACQUISITION CO | COM CL A | 42226W109 | 674 | 69,000 | SH | SOLE | NONE | 69,000 | 0 | 0 | |
HORIZON ACQUISITION CORPORAT | SHS CL A | G46044106 | 1,429 | 145,400 | SH | SOLE | NONE | 145,400 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 3,988 | 30,000 | SH | SOLE | NONE | 30,000 | 0 | 0 | |
KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 | 75 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G8251L105 | 4,076 | 400,000 | SH | SOLE | NONE | 400,000 | 0 | 0 | |
LUX HEALTH TECH ACQUISITION | COM CL A | 55068A100 | 127 | 13,000 | SH | SOLE | NONE | 13,000 | 0 | 0 | |
MALLARD ACQUISITION CORP | *W EXP 06/30/202 | 561204116 | 42 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | *W EXP 09/03/202 | 553800111 | 58 | 50,094 | SH | SOLE | NONE | 50,094 | 0 | 0 | |
MCAFEE CORP | COM CL A | 579063108 | 2,884 | 111,834 | SH | SOLE | NONE | 111,834 | 0 | 0 | |
MIMECAST LTD | ORD SHS | G14838109 | 1,989 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
MALACCA STRAITS ACQUISITION | *W EXP 99/99/999 | G5859B109 | 28 | 69,310 | SH | SOLE | NONE | 69,310 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 4,979 | 90,000 | SH | SOLE | NONE | 90,000 | 0 | 0 | |
PAE INC | *W EXP 09/11/202 | 69290Y117 | 207 | 108,183 | SH | SOLE | NONE | 108,183 | 0 | 0 | |
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 1,972 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 705 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
REDBALL ACQUISITION CORP | COM CL A | G7417R105 | 1,984 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
REDBALL ACQUISITION CORP | *W EXP 08/17/202 | G7417R113 | 62 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
DONNELLEY R R & SONS CO | COM | 257867200 | 282 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
SCVX CORP | *W EXP 01/24/202 | G79448208 | 34 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
SPOK HLDGS INC | COM | 84863T106 | 221 | 23,670 | SH | SOLE | NONE | 23,670 | 0 | 0 | |
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 3,014 | 300,226 | SH | SOLE | NONE | 300,226 | 0 | 0 | |
TEGNA INC | CALL | 87901J905 | 38 | 1,000 | SH | Call | SOLE | NONE | 1,000 | 0 | 0 |
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 6,835 | 403,736 | SH | SOLE | NONE | 403,736 | 0 | 0 | |
TRONOX HOLDINGS PLC | CALL | G9087Q902 | 137 | 750 | SH | Call | SOLE | NONE | 750 | 0 | 0 |
VONAGE HLDGS CORP | COM | 92886T201 | 1,884 | 90,600 | SH | SOLE | NONE | 90,600 | 0 | 0 | |
VY GLOBAL GROWTH | COM CL A | G9444H100 | 446 | 45,500 | SH | SOLE | NONE | 45,500 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 6,537 | 275,000 | SH | SOLE | NONE | 275,000 | 0 | 0 | |
XILINX INC | COM | 983919101 | 955 | 4,505 | SH | SOLE | NONE | 4,505 | 0 | 0 | |
APOLLO STRATEGIC GROWTH CAPT | SHS CL A | G0411R106 | 493 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 982 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
E MERGE TECHNOLOGY ACQUISITI | COM CL A | 26873Y104 | 984 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 |