The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 4,660 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
ATLANTIC COASTAL AQSTN CORP | UNIT 01/13/2027 | 04845A207 | 499 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
PREFERRED APT CMNTYS INC | COM | 74039L103 | 636 | 25,482 | SH | SOLE | NONE | 25,482 | 0 | 0 | |
ARTISAN ACQUISITION CORP | *W EXP 05/18/202 | G0509L128 | 27 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
ATLANTIC AVE ACQUISITION COR | *W EXP 10/06/202 | 04906P119 | 20 | 97,550 | SH | SOLE | NONE | 97,550 | 0 | 0 | |
ATOTECH LTD | COM | G0625A105 | 2,744 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
BURTECH ACQUISITION CORP | CLASS A COM | 123013104 | 1,970 | 199,217 | SH | SOLE | NONE | 199,217 | 0 | 0 | |
BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 | 18 | 131,053 | SH | SOLE | NONE | 131,053 | 0 | 0 | |
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 1,984 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 1,972 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
BANYAN ACQUISITION CORPORATI | UNIT 09/30/2028 | 06690B115 | 1,001 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
CEDAR REALTY TRUST INC | COM NEW | 150602605 | 3,731 | 135,000 | SH | SOLE | NONE | 135,000 | 0 | 0 | |
CERNER CORP | COM | 156782104 | 7,485 | 80,000 | SH | SOLE | NONE | 80,000 | 0 | 0 | |
CHP MERGER CORP | *W EXP 11/22/202 | 12558Y114 | 43 | 250,000 | SH | SOLE | NONE | 250,000 | 0 | 0 | |
COMPUTE HEALTH ACQUISITIN CO | COM CL A | 204833107 | 628 | 64,200 | SH | SOLE | NONE | 64,200 | 0 | 0 | |
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 994 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 6,361 | 63,042 | SH | SOLE | NONE | 63,042 | 0 | 0 | |
DUNE ACQUISITION CORP | COM CL A | 265334102 | 22 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
EMPOWERMENT & INCLUSION CAPI | *W EXP 01/12/202 | 29248N118 | 19 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
E MERGE TECHNOLOGY ACQUISITI | COM CL A | 26873Y104 | 990 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
FIRST HORIZON CORPORATION | COM | 320517105 | 5,285 | 225,000 | SH | SOLE | NONE | 225,000 | 0 | 0 | |
FRONTIER ACQUISITION CORP | *W EXP 03/04/202 | G36826124 | 47 | 88,000 | SH | SOLE | NONE | 88,000 | 0 | 0 | |
GORES GUGGENHEIM INC | *W EXP 03/25/202 | 38286Q115 | 32 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
HEALTH ASSURN ACQUISITION CO | COM CL A | 42226W109 | 679 | 68,890 | SH | SOLE | NONE | 68,890 | 0 | 0 | |
HCM ACQUISITION CO | UNIT 01/20/2027 | G4365A119 | 2,006 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 6,408 | 305,000 | SH | SOLE | NONE | 305,000 | 0 | 0 | |
HORIZON ACQUISITION CORPORAT | SHS CL A | G46044106 | 1,239 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 | 17 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G82514103 | 250 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G8251L105 | 1,907 | 188,800 | SH | SOLE | NONE | 188,800 | 0 | 0 | |
51JOB INC | CALL | 316827904 | 113 | 250 | SH | Call | SOLE | NONE | 250 | 0 | 0 |
KOHLS CORP | COM | 500255104 | 605 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
MALLARD ACQUISITION CORP | *W EXP 06/30/202 | 561204116 | 13 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | *W EXP 03/09/202 | 553800111 | 17 | 50,094 | SH | SOLE | NONE | 50,094 | 0 | 0 | |
MIMECAST LTD | ORD SHS | G14838109 | 5,419 | 68,117 | SH | SOLE | NONE | 68,117 | 0 | 0 | |
MALACCA STRAITS ACQUISITION | *W EXP 06/30/202 | G5859B109 | 10 | 69,310 | SH | SOLE | NONE | 69,310 | 0 | 0 | |
MANDIANT INC | COM | 562662106 | 2,231 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 3,133 | 115,000 | SH | SOLE | NONE | 115,000 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 1,499 | 75,000 | SH | SOLE | NONE | 75,000 | 0 | 0 | |
PARAMOUNT GROUP INC | COM | 69924R108 | 1,091 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
PINE IS ACQUISITION CORP | CL A | 722615101 | 245 | 25,000 | SH | SOLE | NONE | 25,000 | 0 | 0 | |
ANAPLAN INC | COM | 03272L108 | 3,903 | 60,000 | SH | SOLE | NONE | 60,000 | 0 | 0 | |
PAPAYA GRWT OPPORTUNITY CORP | UNIT 12/31/2028 | 69882P201 | 501 | 50,000 | SH | SOLE | NONE | 50,000 | 0 | 0 | |
REDBALL ACQUISITION CORP | COM CL A | G7417R105 | 993 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
RESONANT INC | COM D | 76118L102 | 2,800 | 625,000 | SH | SOLE | NONE | 625,000 | 0 | 0 | |
SANDERSON FARMS INC | COM | 800013104 | 2,812 | 15,000 | SH | SOLE | NONE | 15,000 | 0 | 0 | |
SCVX CORP | *W EXP 01/24/202 | G79448117 | 20 | 100,000 | SH | SOLE | NONE | 100,000 | 0 | 0 | |
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 3,051 | 311,300 | SH | SOLE | NONE | 311,300 | 0 | 0 | |
TENNECO INC | CL A VTG COM STK | 880349105 | 2,290 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 5,376 | 240,000 | SH | SOLE | NONE | 240,000 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 5,720 | 118,174 | SH | SOLE | NONE | 118,174 | 0 | 0 | |
UMPQUA HLDGS CORP | COM | 904214103 | 4,715 | 250,000 | SH | SOLE | NONE | 250,000 | 0 | 0 | |
VONAGE HLDGS CORP | COM | 92886T201 | 4,058 | 200,005 | SH | SOLE | NONE | 200,005 | 0 | 0 | |
VOLT INFORMATION SCIENCES IN | COM | 928703107 | 1,196 | 200,000 | SH | SOLE | NONE | 200,000 | 0 | 0 | |
VY GLOBAL GROWTH | COM CL A | G9444H100 | 450 | 45,500 | SH | SOLE | NONE | 45,500 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 6,531 | 275,000 | SH | SOLE | NONE | 275,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 3,927 | 425,000 | SH | SOLE | NONE | 425,000 | 0 | 0 |