CPZ G.1.A.ii
(a) Calamos Long/Short Equity & Dynamic Income Trust recorded payment by affiliates in the amount of $1,223,983.58 for losses incurred on the disposal of investments that resulted due to the identification of an error during the year ended October 31, 2023. This amount is reported on the Fund’s Statements of Operations and Financial Highlights under “Payments by affiliates” and “ Net increase from payment by affiliates,” respectively.
(b) Calamos Advisors LLC
(c) Calamos Advisors LLC is the Trust’s investment adviser.
(d) March 30, 2023
(e) $1,223,983.58
(f)
Issuer | Title | CUSIP | ISIN | SEDOL |
Barclays PLC | Barclays Perpetual Maturity 4.375% | 06738EBT1 | US06738EBT10 |
|
Barclays PLC | Barclays Perpetual Maturity 8.000% | 06738EBX2 | US06738EBX22 |
|
Credit Suisse Group AG | Credit Suisse Perpetual Maturity 5.100% | 225401AN8 | US225401AN84 |
|
Credit Suisse Group AG | Credit Suisse Perpetual Maturity 9.750% | 225401AX6 | US225401AX66 |
|
Credit Suisse Group AG | Credit Suisse Perpetual Maturity 7.500% | 22546DAB2 | US22546DAB29 |
|
HSBC Holdings PLC | HSBC Perpetual Maturity 6.375% | 404280AT6 | US404280AT69 |
|
HSBC Holdings PLC | HSBC Perpetual Maturity 4.000% | 404280CP2 | US404280CP20 |
|
HSBC Holdings PLC | HSBC Perpetual Maturity 8.000% | 404280DT3 | US404280DT33 |
|
ING Groep NV | ING Grope Perpetual Maturity 3.875% | 456837AY9 | US456837AY94 |
|
ING Groep NV | ING Grope Perpetual Maturity 4.250% | 456837AZ6 | US456837AZ69 |
|
Lloyds Banking Group PLC | Lloyds Banking Group Perpetual Maturity 7.500% | 539439AG4 | US539439AG42 |
|
Nordea Bank Abp | Nordea Bank Abp Perpetual Maturity 6.625% | 65559CAA9 | US65559CAA99 |
|
Nordea Bank Abp | Nordea Bank Abp Perpetual Maturity 3.750% | 65559CAD3 | US65559CAD39 |
|
UBS Group AG | UBS Group Perpetual Maturity 4.375% | 902613AD0 | US902613AD01 |
|
UBS Group AG | UBS Group Perpetual Maturity 4.875% | 902613AJ7 | US902613AJ70 |
|
UBS Group AG | UBS Group Perpetual Maturity 7.000% | 90352JAF0 | US90352JAF03 |
|
Barclays PLC | Barclays Perpetual Maturity 7.875% |
| XS1481041587 | BD88738 |
(g) Non-applicable. All securities sold by date of support.
(h) Payment to cover losses incurred on the disposal of investments that resulted due to the identification of an error during the year ended October 31, 2023.
(i) A single payment for losses incurred.
(j) None.