The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aerie Pharmaceuticals Inc | COM | 00771V108 | 238 | 17,642 | SH | DFND | 1 | 17,642 | 0 | 0 | |
Air Transport Services Group I | COM | 00922R105 | 418 | 22,845 | SH | DFND | 1 | 22,845 | 0 | 0 | |
Altisource Portfolio Solutions | REG SHS | L0175J104 | 277 | 36,159 | SH | DFND | 1 | 36,159 | 0 | 0 | |
Amazon.com Inc | COM | 023135106 | 1,347 | 691 | SH | DFND | 1 | 691 | 0 | 0 | |
Americas Gold & Silver Corp | COM | 03062D100 | 143 | 92,753 | SH | DFND | 1 | 92,753 | 0 | 0 | |
Antero Resources Corp | COM | 03674X106 | 71 | 99,747 | SH | DFND | 1 | 99,747 | 0 | 0 | |
API Group Corp | COM | 00187Y100 | 998 | 142,617 | SH | DFND | 1 | 142,617 | 0 | 0 | |
Arcturus Therapeutics Holdings | COM | 03969T109 | 693 | 51,021 | SH | DFND | 1 | 51,021 | 0 | 0 | |
Arcus Biosciences Inc | COM | 03969F109 | 190 | 13,663 | SH | DFND | 1 | 13,663 | 0 | 0 | |
AT&T Inc | COM | 00206R102 | 1,120 | 38,418 | SH | DFND | 1 | 38,418 | 0 | 0 | |
Athenex Inc | COM | 04685N103 | 92 | 11,878 | SH | DFND | 1 | 11,878 | 0 | 0 | |
Barnes & Noble Education Inc | COM | 06777U101 | 159 | 116,546 | SH | DFND | 1 | 116,546 | 0 | 0 | |
Berkshire Hathaway Inc | COM | 084670702 | 450 | 2,464 | SH | DFND | 1 | 2,464 | 0 | 0 | |
BioCryst Pharmaceuticals Inc | COM | 09058V103 | 80 | 39,778 | SH | DFND | 1 | 39,778 | 0 | 0 | |
BioMarin Pharmaceutical Inc | COM | 09061G101 | 333 | 3,943 | SH | DFND | 1 | 3,943 | 0 | 0 | |
Box Inc | COM | 10316T104 | 358 | 25,494 | SH | DFND | 1 | 25,494 | 0 | 0 | |
Boyd Gaming Corp | COM | 103304101 | 2,412 | 167,286 | SH | DFND | 1 | 167,286 | 0 | 0 | |
Brinker International Inc | COM | 109641100 | 1,958 | 163,041 | SH | DFND | 1 | 163,041 | 0 | 0 | |
Century Communities Inc | COM | 156504300 | 539 | 37,177 | SH | DFND | 1 | 37,177 | 0 | 0 | |
Check Cap Ltd | SHS | M2361E203 | 82 | 69,718 | SH | DFND | 1 | 69,718 | 0 | 0 | |
Churchill Downs Inc | COM | 171484108 | 3,734 | 36,273 | SH | DFND | 1 | 36,273 | 0 | 0 | |
Ciena Corp | COM | 171779309 | 855 | 21,482 | SH | DFND | 1 | 21,482 | 0 | 0 | |
Clean Energy Fuels Corp | COM | 184499101 | 220 | 128,509 | SH | DFND | 1 | 128,509 | 0 | 0 | |
Cloudera Inc | COM | 18914U100 | 253 | 32,148 | SH | DFND | 1 | 32,148 | 0 | 0 | |
Collegium Pharmaceutical Inc | COM | 19459J104 | 913 | 55,899 | SH | DFND | 1 | 55,899 | 0 | 0 | |
Comcast Corp | COM | 20030N101 | 1,684 | 48,993 | SH | DFND | 1 | 48,993 | 0 | 0 | |
CommScope Holding Co Inc | COM | 20337X109 | 213 | 23,371 | SH | DFND | 1 | 23,371 | 0 | 0 | |
Constellation Brands Inc | COM | 21036P108 | 253 | 1,729 | SH | DFND | 1 | 1,729 | 0 | 0 | |
CyrusOne Inc | COM | 23283R100 | 355 | 5,747 | SH | DFND | 1 | 5,747 | 0 | 0 | |
Daxor Corp | COM | 239467103 | 169 | 12,497 | SH | DFND | 1 | 12,497 | 0 | 0 | |
DHT Holdings Inc | SHS NEW | Y2065G121 | 597 | 77,786 | SH | DFND | 1 | 77,786 | 0 | 0 | |
Diamond S Shipping Inc | COM | Y20676105 | 648 | 54,828 | SH | DFND | 1 | 54,828 | 0 | 0 | |
DISH Network Corp | COM | 25470M109 | 713 | 35,666 | SH | DFND | 1 | 35,666 | 0 | 0 | |
DocuSign Inc | COM | 256163106 | 448 | 4,845 | SH | DFND | 1 | 4,845 | 0 | 0 | |
DXC Technology Co | COM | 23355L106 | 191 | 14,625 | SH | DFND | 1 | 14,625 | 0 | 0 | |
eBay Inc | COM | 278642103 | 1,773 | 58,976 | SH | DFND | 1 | 58,976 | 0 | 0 | |
Epizyme Inc | COM | 29428V104 | 471 | 30,336 | SH | DFND | 1 | 30,336 | 0 | 0 | |
Ericsson | ADR B SEK 10 | 294821608 | 1,760 | 217,604 | SH | DFND | 1 | 217,604 | 0 | 0 | |
ETFMG Prime Junior Silver Mine | PRIME JUNIR SLVR | 26924G102 | 218 | 32,835 | SH | DFND | 1 | 32,835 | 0 | 0 | |
Eton Pharmaceuticals Inc | COM | 29772L108 | 1,854 | 452,103 | SH | DFND | 1 | 452,103 | 0 | 0 | |
Everi Holdings Inc | COM | 30034T103 | 146 | 44,393 | SH | DFND | 1 | 44,393 | 0 | 0 | |
Exelixis Inc | COM | 30161Q104 | 212 | 12,302 | SH | DFND | 1 | 12,302 | 0 | 0 | |
Fortuna Silver Mines Inc | COM | 349915108 | 123 | 53,399 | SH | DFND | 1 | 53,399 | 0 | 0 | |
Forum Energy Technologies Inc | COM | 34984V100 | 57 | 323,365 | SH | DFND | 1 | 323,365 | 0 | 0 | |
Frontline Ltd/Bermuda | SHS NEW | G3682E192 | 418 | 43,515 | SH | DFND | 1 | 43,515 | 0 | 0 | |
Generac Holdings Inc | COM | 368736104 | 1,430 | 15,344 | SH | DFND | 1 | 15,344 | 0 | 0 | |
Gibraltar Industries Inc | COM | 374689107 | 1,814 | 42,269 | SH | DFND | 1 | 42,269 | 0 | 0 | |
Golden Star Resources Ltd | COM | 38119T807 | 94 | 37,829 | SH | DFND | 1 | 37,829 | 0 | 0 | |
GrowGeneration Corp | COM | 39986L109 | 917 | 240,769 | SH | DFND | 1 | 240,769 | 0 | 0 | |
Harrow Health Inc | COM | 415858109 | 1,983 | 519,147 | SH | DFND | 1 | 519,147 | 0 | 0 | |
Hostess Brands Inc | COM | 44109J106 | 717 | 67,214 | SH | DFND | 1 | 67,214 | 0 | 0 | |
Houghton Mifflin Harcourt Co | COM | 44157R109 | 51 | 27,160 | SH | DFND | 1 | 27,160 | 0 | 0 | |
HP Inc | COM | 40434L105 | 787 | 45,355 | SH | DFND | 1 | 45,355 | 0 | 0 | |
IAC/interactivecorp | COM | 44919P508 | 1,233 | 6,880 | SH | DFND | 1 | 6,880 | 0 | 0 | |
IBM | COM | 459200101 | 695 | 6,268 | SH | DFND | 1 | 6,268 | 0 | 0 | |
Icad Inc | COM | 44934S206 | 508 | 69,215 | SH | DFND | 1 | 69,215 | 0 | 0 | |
Inseego Corp | COM | 45782B104 | 364 | 58,482 | SH | DFND | 1 | 58,482 | 0 | 0 | |
International Game Technology | COM | G4863A108 | 1,585 | 266,319 | SH | DFND | 1 | 266,319 | 0 | 0 | |
International Seaways Inc | COM | Y41053102 | 962 | 40,283 | SH | DFND | 1 | 40,283 | 0 | 0 | |
Iovance Biotherapeutics Inc | COM | 462260100 | 395 | 13,185 | SH | DFND | 1 | 13,185 | 0 | 0 | |
iShares Core Dividend Growth E | CORE DIV GRWTH | 46434V621 | 1,061 | 32,556 | SH | DFND | 1 | 32,556 | 0 | 0 | |
Juniper Networks Inc | COM | 48203R104 | 1,194 | 62,396 | SH | DFND | 1 | 62,396 | 0 | 0 | |
Kratos Defense & Security Solu | COM | 50077B207 | 1,341 | 96,864 | SH | DFND | 1 | 96,864 | 0 | 0 | |
Liberty Media Corp-Liberty Sir | COM C SIRIUSXM | 531229607 | 320 | 10,122 | SH | DFND | 1 | 10,122 | 0 | 0 | |
Liberty Media Corp-Liberty Sir | COM A SIRIUSXM | 531229409 | 322 | 10,174 | SH | DFND | 1 | 10,174 | 0 | 0 | |
Marten Transport Ltd | COM | 573075108 | 975 | 47,514 | SH | DFND | 1 | 47,514 | 0 | 0 | |
Melco Resorts & Entertainment | ADR | 585464100 | 1,345 | 108,430 | SH | DFND | 1 | 108,430 | 0 | 0 | |
Micron Technology Inc | COM | 595112103 | 561 | 13,336 | SH | DFND | 1 | 13,336 | 0 | 0 | |
Mogo Inc | COM | 60800C109 | 155 | 136,969 | SH | DFND | 1 | 136,969 | 0 | 0 | |
Momenta Pharmaceuticals Inc | COM | 60877T100 | 305 | 11,195 | SH | DFND | 1 | 11,195 | 0 | 0 | |
Motus GI Holdings Inc | COM | 62014P108 | 122 | 181,204 | SH | DFND | 1 | 181,204 | 0 | 0 | |
National Energy Services Reuni | COM | G6375R107 | 259 | 50,920 | SH | DFND | 1 | 50,920 | 0 | 0 | |
Net 1 UEPS Technologies Inc | COM NEW | 64107N206 | 85 | 29,302 | SH | DFND | 1 | 29,302 | 0 | 0 | |
Oracle Corp | COM | 68389X105 | 336 | 6,942 | SH | DFND | 1 | 6,942 | 0 | 0 | |
Overseas Shipholding Group Inc | COM | 69036R863 | 177 | 78,042 | SH | DFND | 1 | 78,042 | 0 | 0 | |
Pacira BioSciences Inc | COM | 695127100 | 517 | 15,430 | SH | DFND | 1 | 15,430 | 0 | 0 | |
Papa John's International Inc | COM | 698813102 | 3,018 | 56,544 | SH | DFND | 1 | 56,544 | 0 | 0 | |
Planet Fitness Inc | COM | 72703H101 | 478 | 9,817 | SH | DFND | 1 | 9,817 | 0 | 0 | |
PlayAGS Inc | COM | 72814N104 | 32 | 12,182 | SH | DFND | 1 | 12,182 | 0 | 0 | |
Pool Corp | COM | 73278L105 | 709 | 3,604 | SH | DFND | 1 | 3,604 | 0 | 0 | |
Powerfleet Inc | COM | 73931J109 | 84 | 24,209 | SH | DFND | 1 | 24,209 | 0 | 0 | |
Principia Biopharma Inc | COM | 74257L108 | 676 | 11,392 | SH | DFND | 1 | 11,392 | 0 | 0 | |
PTC Therapeutics Inc | COM | 69366J200 | 289 | 6,471 | SH | DFND | 1 | 6,471 | 0 | 0 | |
Qurate Retail Inc | COM | 74915M100 | 327 | 53,516 | SH | DFND | 1 | 53,516 | 0 | 0 | |
Red Rock Resorts Inc | COM | 75700L108 | 255 | 29,850 | SH | DFND | 1 | 29,850 | 0 | 0 | |
RH | COM | 74967X103 | 1,039 | 10,339 | SH | DFND | 1 | 10,339 | 0 | 0 | |
Roku Inc | COM | 77543R102 | 212 | 2,426 | SH | DFND | 1 | 2,426 | 0 | 0 | |
SANUWAVE Health Inc | COM | 80303D107 | 226 | 1,128,397 | SH | DFND | 1 | 1,128,397 | 0 | 0 | |
Sarepta Therapeutics Inc | COM | 803607100 | 306 | 3,129 | SH | DFND | 1 | 3,129 | 0 | 0 | |
Scorpio Tankers Inc | SHS | Y7542c130 | 622 | 32,538 | SH | DFND | 1 | 32,538 | 0 | 0 | |
Seachange International Inc | COM | 811699107 | 302 | 81,234 | SH | DFND | 1 | 81,234 | 0 | 0 | |
Seagate Technology PLC | COM | G7945M107 | 1,127 | 23,089 | SH | DFND | 1 | 23,089 | 0 | 0 | |
SeaWorld Entertainment Inc | COM | 81282V100 | 120 | 10,868 | SH | DFND | 1 | 10,868 | 0 | 0 | |
Semler Scientific Inc | COM | 81684M104 | 2,966 | 74,328 | SH | DFND | 1 | 74,328 | 0 | 0 | |
Sherwin-Williams Co/The | COM | 824348106 | 1,254 | 2,730 | SH | DFND | 1 | 2,730 | 0 | 0 | |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 1,793 | 6,955 | SH | DFND | 1 | 6,955 | 0 | 0 | |
Stage Stores Inc | COM | 85254C305 | 11 | 31,499 | SH | DFND | 1 | 31,499 | 0 | 0 | |
Stars Group Inc/The | COM | 85570W100 | 742 | 36,317 | SH | DFND | 1 | 36,317 | 0 | 0 | |
Sterling Construction Co Inc | COM | 859241101 | 1,601 | 168,542 | SH | DFND | 1 | 168,542 | 0 | 0 | |
Teekay Tankers Ltd | CL A | Y8565N300 | 964 | 43,357 | SH | DFND | 1 | 43,357 | 0 | 0 | |
Tempur Sealy International Inc | COM | 88023U101 | 357 | 8,163 | SH | DFND | 1 | 8,163 | 0 | 0 | |
Tesla Inc | COM | 88160R101 | 272 | 519 | SH | DFND | 1 | 519 | 0 | 0 | |
Tilly's Inc | COM | 886885102 | 173 | 41,998 | SH | DFND | 1 | 41,998 | 0 | 0 | |
Timken Co/The | COM | 887389104 | 1,216 | 37,601 | SH | DFND | 1 | 37,601 | 0 | 0 | |
Tsakos Energy Navigation Ltd | SHS | G9108L108 | 753 | 230,961 | SH | DFND | 1 | 230,961 | 0 | 0 | |
Twin River Worldwide Holdings | COM | 90171V204 | 176 | 13,526 | SH | DFND | 1 | 13,526 | 0 | 0 | |
Twitter Inc | COM | 90184L102 | 417 | 16,975 | SH | DFND | 1 | 16,975 | 0 | 0 | |
United Microelectronics Corp | SPON ADR NEW | 910873405 | 68 | 31,227 | SH | DFND | 1 | 31,227 | 0 | 0 | |
VanEck Vectors Gold Miners ETF | GOLD MINERS ETF | 92189F106 | 1,054 | 45,747 | SH | DFND | 1 | 45,747 | 0 | 0 | |
VanEck Vectors Junior Gold Min | JR GOLD MINERS E | 92189F791 | 1,002 | 35,672 | SH | DFND | 1 | 35,672 | 0 | 0 | |
Vertex Pharmaceuticals Inc | COM | 92532F100 | 872 | 3,664 | SH | DFND | 1 | 3,664 | 0 | 0 | |
Visa Inc | COM | 92826C839 | 868 | 5,387 | SH | DFND | 1 | 5,387 | 0 | 0 | |
Wendy's Co/The | COM | 95058W100 | 599 | 40,282 | SH | DFND | 1 | 40,282 | 0 | 0 | |
Winnebago Industries Inc | COM | 974637100 | 236 | 8,492 | SH | DFND | 1 | 8,492 | 0 | 0 | |
Xilinx Inc | COM | 983919101 | 605 | 7,763 | SH | DFND | 1 | 7,763 | 0 | 0 | |
Xtrackers Harvest CSI 300 Chin | XTRACK HRVST CSI | 233051879 | 1,046 | 40,406 | SH | DFND | 1 | 40,406 | 0 | 0 | |
Zymeworks Inc | COM | 98985W102 | 762 | 21,469 | SH | DFND | 1 | 21,469 | 0 | 0 |