The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22nd Century Group Inc | COM | 90137F103 | 18 | 23,927 | SH | DFND | 1 | 23,927 | 0 | 0 | |
Abbott Laboratories | COM | 002824100 | 1,282 | 14,020 | SH | DFND | 1 | 14,020 | 0 | 0 | |
Abraxas Petroleum Corp | COM | 003830106 | 8 | 36,301 | SH | DFND | 1 | 36,301 | 0 | 0 | |
Acceleron Pharma Inc | COM | 00434H108 | 238 | 2,496 | SH | DFND | 1 | 2,496 | 0 | 0 | |
Activision Blizzard Inc | COM | 00507V109 | 1,337 | 17,617 | SH | DFND | 1 | 17,617 | 0 | 0 | |
Aerie Pharmaceuticals Inc | COM | 00771V108 | 321 | 21,759 | SH | DFND | 1 | 21,759 | 0 | 0 | |
Air Transport Services Group I | COM | 00922R105 | 1,028 | 46,180 | SH | DFND | 1 | 46,180 | 0 | 0 | |
Akamai Technologies Inc | COM | 00971T101 | 1,603 | 14,973 | SH | DFND | 1 | 14,973 | 0 | 0 | |
Alexion Pharmaceuticals Inc | COM | 015351109 | 964 | 8,589 | SH | DFND | 1 | 8,589 | 0 | 0 | |
Altisource Portfolio Solutions | REG SHS | L0175J104 | 458 | 31,065 | SH | DFND | 1 | 31,065 | 0 | 0 | |
Amazon.com Inc | COM | 023135106 | 3,327 | 1,206 | SH | DFND | 1 | 1,206 | 0 | 0 | |
Amedisys Inc | COM | 023436108 | 293 | 1,477 | SH | DFND | 1 | 1,477 | 0 | 0 | |
Americas Gold & Silver Corp | COM | 03062D100 | 142 | 53,824 | SH | DFND | 1 | 53,824 | 0 | 0 | |
Antero Resources Corp | COM | 03674X106 | 313 | 123,259 | SH | DFND | 1 | 123,259 | 0 | 0 | |
API Group Corp | COM | 00187Y100 | 1,003 | 82,513 | SH | DFND | 1 | 82,513 | 0 | 0 | |
Arcturus Therapeutics Holdings | COM | 03969T109 | 536 | 11,478 | SH | DFND | 1 | 11,478 | 0 | 0 | |
Arcus Biosciences Inc | COM | 03969F109 | 275 | 11,122 | SH | DFND | 1 | 11,122 | 0 | 0 | |
Assertio Holdings Inc | COM | 04546C106 | 13 | 14,830 | SH | DFND | 1 | 14,830 | 0 | 0 | |
AstraZeneca PLC | SPONSORED ADR | 046353108 | 1,468 | 27,753 | SH | DFND | 1 | 27,753 | 0 | 0 | |
At Home Group Inc | COM | 04650Y100 | 137 | 21,086 | SH | DFND | 1 | 21,086 | 0 | 0 | |
Athenex Inc | COM | 04685N103 | 167 | 12,110 | SH | DFND | 1 | 12,110 | 0 | 0 | |
Axon Enterprise Inc | COM | 05464C101 | 2,369 | 24,139 | SH | DFND | 1 | 24,139 | 0 | 0 | |
Barnes & Noble Education Inc | COM | 06777U101 | 148 | 92,389 | SH | DFND | 1 | 92,389 | 0 | 0 | |
Berkshire Hathaway Inc | COM | 084670702 | 842 | 4,718 | SH | DFND | 1 | 4,718 | 0 | 0 | |
Biohaven Pharmaceutical Holdin | COM | G11196105 | 245 | 3,352 | SH | DFND | 1 | 3,352 | 0 | 0 | |
BioMarin Pharmaceutical Inc | COM | 09061G101 | 622 | 5,042 | SH | DFND | 1 | 5,042 | 0 | 0 | |
Boyd Gaming Corp | COM | 103304101 | 4,501 | 215,359 | SH | DFND | 1 | 215,359 | 0 | 0 | |
Brinker International Inc | COM | 109641100 | 4,717 | 196,539 | SH | DFND | 1 | 196,539 | 0 | 0 | |
Bristol-Myers Squibb Co | COM | 110122108 | 999 | 16,982 | SH | DFND | 1 | 16,982 | 0 | 0 | |
Callon Petroleum Co | COM | 13123X508 | 437 | 38,033 | SH | DFND | 1 | 38,033 | 0 | 0 | |
CareDx Inc | COM | 14167L103 | 289 | 8,164 | SH | DFND | 1 | 8,164 | 0 | 0 | |
CBL & Associates Properties In | COM | 124830100 | 10 | 37,195 | SH | DFND | 1 | 37,195 | 0 | 0 | |
Cedar Realty Trust Inc | COM NEW | 150602209 | 20 | 19,935 | SH | DFND | 1 | 19,935 | 0 | 0 | |
Century Communities Inc | COM | 156504300 | 960 | 31,300 | SH | DFND | 1 | 31,300 | 0 | 0 | |
Charter Communications Inc | COM | 16119P108 | 1,347 | 2,640 | SH | DFND | 1 | 2,640 | 0 | 0 | |
Chegg Inc | COM | 163092109 | 234 | 3,476 | SH | DFND | 1 | 3,476 | 0 | 0 | |
Chembio Diagnostics Inc | COM | 163572209 | 250 | 76,893 | SH | DFND | 1 | 76,893 | 0 | 0 | |
Chimerix Inc | COM | 16934W106 | 842 | 271,730 | SH | DFND | 1 | 271,730 | 0 | 0 | |
Churchill Downs Inc | COM | 171484108 | 2,928 | 21,987 | SH | DFND | 1 | 21,987 | 0 | 0 | |
Citrix Systems Inc | COM | 177376100 | 1,880 | 12,713 | SH | DFND | 1 | 12,713 | 0 | 0 | |
Cloudera Inc | COM | 18914U100 | 1,544 | 121,351 | SH | DFND | 1 | 121,351 | 0 | 0 | |
Collegium Pharmaceutical Inc | COM | 19459J104 | 904 | 51,634 | SH | DFND | 1 | 51,634 | 0 | 0 | |
Constellation Brands Inc | COM | 21036P108 | 387 | 2,210 | SH | DFND | 1 | 2,210 | 0 | 0 | |
Corning Inc | COM | 219350105 | 431 | 16,659 | SH | DFND | 1 | 16,659 | 0 | 0 | |
Dell Technologies Inc | COM | 24703L202 | 674 | 12,276 | SH | DFND | 1 | 12,276 | 0 | 0 | |
Denbury Resources Inc | COM NEW | 247916208 | 27 | 97,710 | SH | DFND | 1 | 97,710 | 0 | 0 | |
DHT Holdings Inc | SHS NEW | Y2065G121 | 625 | 121,839 | SH | DFND | 1 | 121,839 | 0 | 0 | |
Diamond S Shipping Inc | COM | Y20676105 | 268 | 33,585 | SH | DFND | 1 | 33,585 | 0 | 0 | |
Dick's Sporting Goods Inc | COM | 253393102 | 1,198 | 29,027 | SH | DFND | 1 | 29,027 | 0 | 0 | |
DISH Network Corp | COM | 25470M109 | 450 | 13,032 | SH | DFND | 1 | 13,032 | 0 | 0 | |
Epizyme Inc | COM | 29428V104 | 497 | 30,920 | SH | DFND | 1 | 30,920 | 0 | 0 | |
Equitable Holdings Inc | COM | 29452E101 | 528 | 27,385 | SH | DFND | 1 | 27,385 | 0 | 0 | |
ETFMG Prime Junior Silver Mine | PRIME JUNIR SLVR | 26924G102 | 492 | 40,901 | SH | DFND | 1 | 40,901 | 0 | 0 | |
Eton Pharmaceuticals Inc | COM | 29772L108 | 1,253 | 229,819 | SH | DFND | 1 | 229,819 | 0 | 0 | |
Everi Holdings Inc | COM | 30034T103 | 60 | 11,556 | SH | DFND | 1 | 11,556 | 0 | 0 | |
Exelixis Inc | COM | 30161Q104 | 298 | 12,539 | SH | DFND | 1 | 12,539 | 0 | 0 | |
F5 Networks Inc | COM | 315616102 | 1,351 | 9,689 | SH | DFND | 1 | 9,689 | 0 | 0 | |
Farfetch Ltd | ORD SH CL A | 30744W107 | 260 | 15,075 | SH | DFND | 1 | 15,075 | 0 | 0 | |
Financial Select Sector SPDR F | SBI INT-FINL | 81369Y605 | 1,082 | 46,739 | SH | DFND | 1 | 46,739 | 0 | 0 | |
Foot Locker Inc | COM | 344849104 | 208 | 7,145 | SH | DFND | 1 | 7,145 | 0 | 0 | |
Fortuna Silver Mines Inc | COM | 349915108 | 133 | 26,037 | SH | DFND | 1 | 26,037 | 0 | 0 | |
Forum Energy Technologies Inc | COM | 34984V100 | 14 | 25,695 | SH | DFND | 1 | 25,695 | 0 | 0 | |
Fox Corp | COM | 35137L105 | 309 | 11,519 | SH | DFND | 1 | 11,519 | 0 | 0 | |
Freeport-McMoRan Inc | COM | 35671D857 | 399 | 34,500 | SH | DFND | 1 | 34,500 | 0 | 0 | |
Generac Holdings Inc | COM | 368736104 | 3,240 | 26,575 | SH | DFND | 1 | 26,575 | 0 | 0 | |
Genesis Healthcare Inc | COM | 37185X106 | 13 | 18,121 | SH | DFND | 1 | 18,121 | 0 | 0 | |
Gibraltar Industries Inc | COM | 374689107 | 1,935 | 40,304 | SH | DFND | 1 | 40,304 | 0 | 0 | |
GNC Holdings Inc | COM CL A | 36191G107 | 8 | 14,925 | SH | DFND | 1 | 14,925 | 0 | 0 | |
Golden Star Resources Ltd | COM | 38119T807 | 108 | 37,389 | SH | DFND | 1 | 37,389 | 0 | 0 | |
Harrow Health Inc | COM | 415858109 | 1,502 | 288,238 | SH | DFND | 1 | 288,238 | 0 | 0 | |
HighPoint Resources Corp | COM | 43114K108 | 7 | 24,159 | SH | DFND | 1 | 24,159 | 0 | 0 | |
Houghton Mifflin Harcourt Co | COM | 44157R109 | 41 | 22,593 | SH | DFND | 1 | 22,593 | 0 | 0 | |
iCAD Inc | COM | 44934S206 | 832 | 83,235 | SH | DFND | 1 | 83,235 | 0 | 0 | |
Ideanomics Inc | COM | 45166V106 | 42 | 21,058 | SH | DFND | 1 | 21,058 | 0 | 0 | |
Immunomedics Inc | COM | 452907108 | 445 | 12,566 | SH | DFND | 1 | 12,566 | 0 | 0 | |
Inphi Corp | COM | 45772F107 | 257 | 2,186 | SH | DFND | 1 | 2,186 | 0 | 0 | |
International Game Technology | SHS USD | G4863A108 | 2,091 | 234,981 | SH | DFND | 1 | 234,981 | 0 | 0 | |
International Seaways Inc | COM | Y41053102 | 363 | 22,235 | SH | DFND | 1 | 22,235 | 0 | 0 | |
Invesco S&P 500 Low Volatility | S&P500 LOW VOL | 46138E354 | 3,283 | 66,078 | SH | DFND | 1 | 66,078 | 0 | 0 | |
Iovance Biotherapeutics Inc | COM | 462260100 | 471 | 17,156 | SH | DFND | 1 | 17,156 | 0 | 0 | |
iShares Core Dividend Growth E | CORE DIV GRWTH | 46434V621 | 1,078 | 28,663 | SH | DFND | 1 | 28,663 | 0 | 0 | |
iShares Expanded Tech-Software | EXPANDED TECH | 464287515 | 1,888 | 6,642 | SH | DFND | 1 | 6,642 | 0 | 0 | |
iShares Russell 2000 Growth ET | RUS 2000 GRW ETF | 464287648 | 1,410 | 6,814 | SH | DFND | 1 | 6,814 | 0 | 0 | |
KLX Energy Services Holdings I | COM | 48253L205 | 1,731 | 161,001 | SH | DFND | 1 | 161,001 | 0 | 0 | |
Kratos Defense & Security Solu | COM | 50077B207 | 1,546 | 98,930 | SH | DFND | 1 | 98,930 | 0 | 0 | |
Lee Enterprises Inc | COM | 523768109 | 13 | 12,982 | SH | DFND | 1 | 12,982 | 0 | 0 | |
Liberty TripAdvisor Holdings I | COM | 531465102 | 225 | 105,483 | SH | DFND | 1 | 105,483 | 0 | 0 | |
Lineage Cell Therapeutics Inc | COM | 53566P109 | 21 | 23,567 | SH | DFND | 1 | 23,567 | 0 | 0 | |
Louisiana-Pacific Corp | COM | 546347105 | 2,285 | 89,094 | SH | DFND | 1 | 89,094 | 0 | 0 | |
Lumentum Holdings Inc | COM | 55024U109 | 300 | 3,683 | SH | DFND | 1 | 3,683 | 0 | 0 | |
Marten Transport Ltd | COM | 573075108 | 555 | 22,071 | SH | DFND | 1 | 22,071 | 0 | 0 | |
MEI Pharma Inc | COM | 55279B202 | 165 | 39,872 | SH | DFND | 1 | 39,872 | 0 | 0 | |
Melco Resorts & Entertainment | ADR | 585464100 | 1,391 | 89,657 | SH | DFND | 1 | 89,657 | 0 | 0 | |
Merck & Co Inc | COM | 58933Y105 | 955 | 12,351 | SH | DFND | 1 | 12,351 | 0 | 0 | |
Mogo Inc | COM | 60800C109 | 129 | 136,969 | SH | DFND | 1 | 136,969 | 0 | 0 | |
Momenta Pharmaceuticals Inc | COM | 60877T100 | 380 | 11,410 | SH | DFND | 1 | 11,410 | 0 | 0 | |
National Energy Services Reuni | SHS | G6375R107 | 350 | 50,878 | SH | DFND | 1 | 50,878 | 0 | 0 | |
Netflix Inc | COM | 64110L106 | 2,529 | 5,557 | SH | DFND | 1 | 5,557 | 0 | 0 | |
Noble Corp plc | SHS | G65431101 | 18 | 56,547 | SH | DFND | 1 | 56,547 | 0 | 0 | |
Northern Oil and Gas Inc | COM | 665531109 | 58 | 68,929 | SH | DFND | 1 | 68,929 | 0 | 0 | |
Oasis Petroleum Inc | COM | 674215108 | 55 | 72,788 | SH | DFND | 1 | 72,788 | 0 | 0 | |
Ocwen Financial Corp | COM | 675746309 | 21 | 31,336 | SH | DFND | 1 | 31,336 | 0 | 0 | |
On Deck Capital Inc | COM | 682163100 | 9 | 13,210 | SH | DFND | 1 | 13,210 | 0 | 0 | |
Oracle Corp | COM | 68389X105 | 1,621 | 29,332 | SH | DFND | 1 | 29,332 | 0 | 0 | |
Pacira BioSciences Inc | COM | 695127100 | 950 | 18,110 | SH | DFND | 1 | 18,110 | 0 | 0 | |
Palatin Technologies Inc | COM | 696077403 | 26 | 49,888 | SH | DFND | 1 | 49,888 | 0 | 0 | |
Papa John's International Inc | COM | 698813102 | 3,508 | 44,171 | SH | DFND | 1 | 44,171 | 0 | 0 | |
Party City Holdco Inc | COM | 702149105 | 18 | 12,293 | SH | DFND | 1 | 12,293 | 0 | 0 | |
Peloton Interactive Inc | COM | 70614W100 | 1,131 | 19,576 | SH | DFND | 1 | 19,576 | 0 | 0 | |
Pennsylvania Real Estate Inves | SH BEN INT | 709102107 | 20 | 14,964 | SH | DFND | 1 | 14,964 | 0 | 0 | |
Planet Fitness Inc | COM | 72703H101 | 1,050 | 17,338 | SH | DFND | 1 | 17,338 | 0 | 0 | |
Pool Corp | COM | 73278L105 | 956 | 3,516 | SH | DFND | 1 | 3,516 | 0 | 0 | |
Principia Biopharma Inc | COM | 74257L108 | 694 | 11,611 | SH | DFND | 1 | 11,611 | 0 | 0 | |
PTC Therapeutics Inc | COM | 69366J200 | 335 | 6,596 | SH | DFND | 1 | 6,596 | 0 | 0 | |
Purple Innovation Inc | COM | 74640Y106 | 526 | 29,207 | SH | DFND | 1 | 29,207 | 0 | 0 | |
QEP Resources Inc | COM | 74733V100 | 70 | 54,534 | SH | DFND | 1 | 54,534 | 0 | 0 | |
Quidel Corp | COM | 74838J101 | 216 | 967 | SH | DFND | 1 | 967 | 0 | 0 | |
Reading International Inc | COM | 755408101 | 141 | 33,145 | SH | DFND | 1 | 33,145 | 0 | 0 | |
RH | COM | 74967X103 | 924 | 3,711 | SH | DFND | 1 | 3,711 | 0 | 0 | |
Ring Energy Inc | COM | 76680V108 | 16 | 13,635 | SH | DFND | 1 | 13,635 | 0 | 0 | |
RR Donnelley & Sons Co | COM | 257867200 | 18 | 15,294 | SH | DFND | 1 | 15,294 | 0 | 0 | |
salesforce.com Inc | COM | 79466L302 | 1,546 | 8,254 | SH | DFND | 1 | 8,254 | 0 | 0 | |
Sanofi | SPONSORED ADR | 80105N105 | 2,072 | 40,594 | SH | DFND | 1 | 40,594 | 0 | 0 | |
SANUWAVE Health Inc | COM | 80303D107 | 374 | 1,426,644 | SH | DFND | 1 | 1,426,644 | 0 | 0 | |
Sarepta Therapeutics Inc | COM | 803607100 | 926 | 5,774 | SH | DFND | 1 | 5,774 | 0 | 0 | |
Scorpio Tankers Inc | SHS | Y7542C130 | 468 | 36,497 | SH | DFND | 1 | 36,497 | 0 | 0 | |
SeaWorld Entertainment Inc | COM | 81282V100 | 533 | 35,982 | SH | DFND | 1 | 35,982 | 0 | 0 | |
Semler Scientific Inc | COM | 81684M104 | 3,159 | 68,682 | SH | DFND | 1 | 68,682 | 0 | 0 | |
Senseonics Holdings Inc | COM | 81727U105 | 11 | 27,255 | SH | DFND | 1 | 27,255 | 0 | 0 | |
Sherwin-Williams Co/The | COM | 824348106 | 1,249 | 2,162 | SH | DFND | 1 | 2,162 | 0 | 0 | |
Sonos Inc | COM | 83570H108 | 1,370 | 93,657 | SH | DFND | 1 | 93,657 | 0 | 0 | |
Sterling Construction Co Inc | COM | 859241101 | 2,555 | 244,010 | SH | DFND | 1 | 244,010 | 0 | 0 | |
STMicroelectronics NV | NY REGISTRY | 861012102 | 448 | 16,350 | SH | DFND | 1 | 16,350 | 0 | 0 | |
SVMK Inc | COM | 78489X103 | 967 | 41,072 | SH | DFND | 1 | 41,072 | 0 | 0 | |
Tailored Brands Inc | COM | 87403A107 | 10 | 10,310 | SH | DFND | 1 | 10,310 | 0 | 0 | |
Teekay Corp | COM | Y8564W103 | 34 | 14,370 | SH | DFND | 1 | 14,370 | 0 | 0 | |
Teekay Tankers Ltd | CL A | Y8565N300 | 468 | 36,502 | SH | DFND | 1 | 36,502 | 0 | 0 | |
Teladoc Health Inc | COM | 87918A105 | 457 | 2,394 | SH | DFND | 1 | 2,394 | 0 | 0 | |
Tempur Sealy International Inc | COM | 88023U101 | 938 | 13,033 | SH | DFND | 1 | 13,033 | 0 | 0 | |
Tesla Inc | COM | 88160R101 | 2,913 | 2,698 | SH | DFND | 1 | 2,698 | 0 | 0 | |
Tilly's Inc | COM | 886885102 | 167 | 29,397 | SH | DFND | 1 | 29,397 | 0 | 0 | |
Timken Co/The | COM | 887389104 | 1,617 | 35,539 | SH | DFND | 1 | 35,539 | 0 | 0 | |
T-Mobile US Inc | COM | 872590104 | 429 | 4,117 | SH | DFND | 1 | 4,117 | 0 | 0 | |
Trex Co Inc | COM | 89531P105 | 245 | 1,882 | SH | DFND | 1 | 1,882 | 0 | 0 | |
Tsakos Energy Navigation Ltd | SHS | G9108L108 | 1,515 | 150,702 | SH | DFND | 1 | 150,702 | 0 | 0 | |
United Parcel Service Inc | COM | 911312106 | 460 | 4,134 | SH | DFND | 1 | 4,134 | 0 | 0 | |
Utilities Select Sector SPDR F | SBI INT-UTILS | 81369Y886 | 1,063 | 18,840 | SH | DFND | 1 | 18,840 | 0 | 0 | |
VanEck Vectors Gold Miners ETF | GOLD MINERS ETF | 92189F106 | 564 | 15,363 | SH | DFND | 1 | 15,363 | 0 | 0 | |
VanEck Vectors Junior Gold Min | JR GOLD MINERS E | 92189F791 | 1,076 | 21,705 | SH | DFND | 1 | 21,705 | 0 | 0 | |
Vanguard FTSE Europe ETF | FTSE EUROPE ETF | 922042874 | 1,074 | 21,339 | SH | DFND | 1 | 21,339 | 0 | 0 | |
Vertex Pharmaceuticals Inc | COM | 92532F100 | 1,085 | 3,736 | SH | DFND | 1 | 3,736 | 0 | 0 | |
Washington Prime Group Inc | COM | 93964W108 | 31 | 37,203 | SH | DFND | 1 | 37,203 | 0 | 0 | |
Wayfair Inc | COM | 94419L101 | 427 | 2,161 | SH | DFND | 1 | 2,161 | 0 | 0 | |
Winnebago Industries Inc | COM | 974637100 | 444 | 6,662 | SH | DFND | 1 | 6,662 | 0 | 0 | |
Wrap Technologies Inc | COM | 98212N107 | 238 | 22,734 | SH | DFND | 1 | 22,734 | 0 | 0 | |
Xilinx Inc | COM | 983919101 | 1,357 | 13,789 | SH | DFND | 1 | 13,789 | 0 | 0 | |
Zymeworks Inc | COM | 98985W102 | 653 | 18,110 | SH | DFND | 1 | 18,110 | 0 | 0 | |
Zynga Inc | COM | 98986T108 | 1,564 | 163,955 | SH | DFND | 1 | 163,955 | 0 | 0 |