The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN PLC | SHS | G0177J108 | 26,383 | 148,971 | SH | SOLE | 148,971 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 314 | 349,186 | SH | SOLE | 349,186 | 0 | 0 | ||
ANIXTER INTL INC | COM | 035290105 | 23,553 | 268,040 | SH | SOLE | 268,040 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 391 | 543,224 | SH | SOLE | 543,224 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 39,090 | 10,286,942 | SH | SOLE | 10,286,942 | 0 | 0 | ||
BROADMARK RLTY CAP INC | *W EXP 11/15/202 | 11135B118 | 13 | 59,232 | SH | SOLE | 59,232 | 0 | 0 | ||
BROADVISION INC | COM PAR | 111412706 | 277 | 64,528 | SH | SOLE | 64,528 | 0 | 0 | ||
BROOGE HLDGS LTD | SHS | G1611B107 | 32 | 39,684 | SH | SOLE | 39,684 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 18,076 | 2,673,959 | SH | SOLE | 2,673,959 | 0 | 0 | ||
CAROLINA FINL CORP NEW | COM | 143873107 | 2,134 | 82,489 | SH | SOLE | 82,489 | 0 | 0 | ||
CHURCHILL CAP CORP III | UNIT 03/01/2027 | 17144C203 | 1,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CORREVIO PHARMA CORP | COM | 22026V105 | 924 | 2,380,663 | SH | SOLE | 2,380,663 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 15,514 | 665,251 | SH | SOLE | 665,251 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 41,509 | 610,792 | SH | SOLE | 610,792 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 127 | 235,455 | SH | SOLE | 235,455 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 48,120 | 1,523,273 | SH | SOLE | 1,523,273 | 0 | 0 | ||
FORTY SEVEN INC | COM | 34983P104 | 107,196 | 1,123,415 | SH | SOLE | 1,123,415 | 0 | 0 | ||
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 135 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FRONT YD RESIDENTIAL CORP | COM | 35904G107 | 633 | 52,957 | SH | SOLE | 52,957 | 0 | 0 | ||
FSB BANCORP INC | COM | 30289C102 | 1,245 | 88,147 | SH | SOLE | 88,147 | 0 | 0 | ||
GAIN CAP HLDGS INC | COM | 36268W100 | 2,327 | 417,050 | SH | SOLE | 417,050 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 1,962 | 590,915 | SH | SOLE | 590,915 | 0 | 0 | ||
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 32 | 186,398 | SH | SOLE | 186,398 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,446 | 28,402 | SH | SOLE | 28,402 | 0 | 0 | ||
MSB FINL CORP NEW | COM | 55352L101 | 942 | 76,936 | SH | SOLE | 76,936 | 0 | 0 | ||
MUTUALFIRST FINL INC | COM | 62845B104 | 1,543 | 54,721 | SH | SOLE | 54,721 | 0 | 0 | ||
OMNOVA SOLUTIONS INC | COM | 682129101 | 12,718 | 1,254,254 | SH | SOLE | 1,254,254 | 0 | 0 | ||
PB BANCORP INC | COM | 70454T100 | 3,750 | 251,689 | SH | SOLE | 251,689 | 0 | 0 | ||
PRIMO WATER CORPORATION | COM | 74167P108 | 1,140 | 125,835 | SH | SOLE | 125,835 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 2,714 | 714,084 | SH | SOLE | 714,084 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 3,048 | 63,484 | SH | SOLE | 63,484 | 0 | 0 | ||
REPLAY ACQUISITION CORP | *W EXP 03/01/202 | G75130115 | 25 | 43,119 | SH | SOLE | 43,119 | 0 | 0 | ||
SOUTHWEST GA FINL CORP | COM | 84502A104 | 268 | 14,662 | SH | SOLE | 14,662 | 0 | 0 | ||
SPRINT CORPORATION | COM | 85207U105 | 6,938 | 804,823 | SH | SOLE | 804,823 | 0 | 0 | ||
STEIN MART INC | COM | 858375108 | 211 | 456,451 | SH | SOLE | 456,451 | 0 | 0 | ||
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 16,316 | 991,230 | SH | SOLE | 991,230 | 0 | 0 | ||
TAUBMAN CTRS INC | COM | 876664103 | 9,322 | 222,590 | SH | SOLE | 222,590 | 0 | 0 | ||
TECH DATA CORP | COM | 878237106 | 64,922 | 496,157 | SH | SOLE | 496,157 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 2,586 | 19,968 | SH | SOLE | 19,968 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 584 | 4,328 | SH | SOLE | 4,328 | 0 | 0 | ||
WELLESLEY BANCORP INC | COM | 949485106 | 1,071 | 38,889 | SH | SOLE | 38,889 | 0 | 0 | ||
XPERI CORP | COM | 98421B100 | 11,553 | 830,573 | SH | SOLE | 830,573 | 0 | 0 |