SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol QUIDEL CORP /DE/ [ QDEL ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 05/18/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/18/2020 | S | 1,665 | D | $196.7752(1) | 10,839 | D | |||
Common Stock | 05/18/2020 | M | 1,898 | A | $21.08 | 12,737 | D | |||
Common Stock | 05/18/2020 | M | 4,606 | A | $46.41 | 17,343 | D | |||
Common Stock | 05/18/2020 | M | 5,376 | A | $15.4 | 22,719 | D | |||
Common Stock | 05/18/2020 | M | 4,452 | A | $41.36 | 27,171 | D | |||
Common Stock | 05/18/2020 | S | 16,332 | D | $192.5277(2) | 10,839 | D | |||
Common Stock | 05/18/2020 | S | 10,315 | D | $192.6437(3) | 524 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option | $21.08 | 05/18/2020 | M | 1,898 | (4) | 02/15/2027 | Common Stock | 1,898 | $0.00 | 1,898 | D | ||||
Non-Qualified Stock Option | $46.41 | 05/18/2020 | M | 4,606 | (5) | 01/16/2028 | Common Stock | 4,606 | $0.00 | 4,606 | D | ||||
Non-Qualified Stock Option | $15.4 | 05/18/2020 | M | 5,376 | (6) | 02/10/2026 | Common Stock | 5,376 | $0.00 | 0 | D | ||||
Non-Qualified Stock Option | $41.36 | 05/18/2020 | M | 4,452 | (7) | 10/16/2027 | Common Stock | 4,452 | $0.00 | 4,450 | D |
Explanation of Responses: |
1. The weighted average sale price for these transactions was $196.7752 per share, with a range of $191.95 to $201.10. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price. |
2. The weighted average sale price for these transactions was $192.5277 per share, with a range of $185.17 to $201.10. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price. |
3. The weighted average sale price for these transactions was $192.6437 per share, with a range of $185.17 to $201.10. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares sold at each separate price. |
4. 3,797 shares vested on the second anniversary of the grant date, February 15, 2019. 1,898 shares vested on the third anniversary date of the grant date, February 15, 2020. 1,898 shares will vest on the fourth anniversary date of the grant date, February 15, 2021. |
5. 4606 shares vested on the second anniversary of the grant date, January 16, 2020. 2,303 shares will vest on the third anniversary date of the grant date, January 16, 2021. 2,303 shares will vest on the fourth anniversary date of the grant date, January 16, 2022. |
6. 10,754 shares vested on the second anniversary date of the grant date, February 10, 2018. 5,376 shares vested on the third anniversary date of the grant date, February 10, 2019. 5,376 shares vested on the fourth anniversary date of the grant date, February 10, 2020. |
7. 4,452 shares vested on the second anniversary date of the grant date, October 16, 2019. 2,225 shares will vest on the third anniversary date of the grant date, October 16, 2020. 2,225 shares will vest on the fourth anniversary date of the grant date, October 16, 2021. |
Remarks: |
All transactions reported herein were effected pursuant to a pre-established 10b5-1 trading plan. |
Robert J. Bujarski, attorney-in-fact for Ratan S. Borkar | 05/20/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |