As filed with the Securities and Exchange Commission on October 30, 2017
File No.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10
GENERAL FORM FOR REGISTRATION OF SECURITIES
Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934
nVent Electric plc
(Exact name of registrant as specified in its charter)
| Ireland | 98-1391970 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
43 London Wall, London, EC2M 5TF, United Kingdom
(Address of principal executive offices, including zip code)
44-20-7347-8925
(Registrant’s telephone number, including area code)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | |
| Ordinary Shares, nominal value $0.01 | New York Stock Exchange |
Securities to be registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, anon-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☒ (Do not check if a smaller reporting company) | Smaller reporting company | ☐ | |||
| Emerging growth company | ☐ | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
INFORMATION REQUIRED IN REGISTRATION STATEMENT
CROSS-REFERENCE SHEET BETWEEN INFORMATION STATEMENT
AND ITEMS OF FORM 10
Certain information required to be included herein is incorporated by reference to specifically identified portions of the body of the information statement filed herewith as Exhibit 99.1. None of the information contained in the information statement shall be incorporated by reference herein or deemed to be a part hereof unless such information is specifically incorporated by reference.
Item 1.Business.
The information required by this item is contained under the sections of the information statement entitled “Information Statement Summary,” “Risk Factors,” “Business,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” “Certain Relationships and Related Person Transactions” and “Where You Can Find More Information.” Those sections are incorporated herein by reference.
Item 1A.Risk Factors.
The information required by this item is contained under the section of the information statement entitled “Risk Factors.” That section is incorporated herein by reference.
Item 2.Financial Information.
The information required by this item is contained under the sections of the information statement entitled “Capitalization,” “Selected Historical Combined Financial Data,” “Unaudited Pro Forma Combined Financial Statements” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Those sections are incorporated herein by reference.
Item 3.Properties.
The information required by this item is contained under the section of the information statement entitled “Business—Properties.” That section is incorporated herein by reference.
Item 4.Security Ownership of Certain Beneficial Owners and Management.
The information required by this item is contained under the section of the information statement entitled “Security Ownership of Certain Beneficial Owners and Management.” That section is incorporated herein by reference.
Item 5.Directors and Executive Officers.
The information required by this item is contained under the sections of the information statement entitled “Management” and “Directors.” Those sections are incorporated herein by reference.
Item 6.Executive Compensation.
The information required by this item is contained under the sections of the information statement entitled “Compensation Discussion and Analysis,” “Executive Compensation” and “Director Compensation.” Those sections are incorporated herein by reference.
Item 7.Certain Relationships and Related Transactions, and Director Independence.
The information required by this item is contained under the sections of the information statement entitled “Directors” and “Certain Relationships and Related Person Transactions.” Those sections are incorporated herein by reference.
Item 8.Legal Proceedings.
The information required by this item is contained under the section of the information statement entitled “Business—Legal Proceedings.” That section is incorporated herein by reference.
Item 9.Market Price of and Dividends on the Registrant’s Common Equity and Related Stockholder Matters.
The information required by this item is contained under the sections of the information statement entitled “The Separation,” “Dividends,” “Capitalization,” “Security Ownership of Certain Beneficial Owners and Management” and “Description of nVent’s Share Capital.” Those sections are incorporated herein by reference.
Item 10.Recent Sales of Unregistered Securities.
The information required by this item is contained under the section of the information statement entitled “Description of nVent’s Share Capital—Sale of Unregistered Securities.” That section is incorporated herein by reference.
Item 11.Description of Registrant’s Securities to be Registered.
The information required by this item is contained under the sections of the information statement entitled “The Separation,” “Dividends” and “Description of nVent’s Share Capital.” Those sections are incorporated herein by reference.
Item 12.Indemnification of Directors and Officers.
The information required by this item is contained under the section of the information statement entitled “Description of nVent’s Share Capital—Limitation on Liability; Indemnification of Officers and Directors and Insurance.” That section is incorporated herein by reference.
Item 13.Financial Statements and Supplementary Data.
The information required by this item is contained under the section of the information statement entitled “Index to Financial Statements” and the financial statements referenced therein. That section is incorporated herein by reference.
Item 14.Changes in and Disagreements with Accountants on Accounting and Financial Disclosure.
None.
Item 15.Financial Statements and Exhibits.
(a) Financial Statements
The information required by this item is contained under the section of the information statement entitled “Index to Financial Statements” and the financial statements referenced therein. That section is incorporated herein by reference.
(b) Exhibits
The following documents are filed as exhibits hereto:
EXHIBIT INDEX
| Exhibit Number | Exhibit Description | |
| 2.1 | Form of Separation and Distribution Agreement by and between Pentair plc and nVent Electric plc.* | |
| 3.1 | Form of Amended and Restated Memorandum and Articles of Association of nVent Electric plc.* | |
| 10.1 | Form of Tax Matters Agreement by and between Pentair plc and nVent Electric plc.* | |
| 10.2 | Form of Transition Services Agreement by and between Pentair plc and nVent Electric plc.* | |
| 10.3 | Form of Employee Matters Agreement by and between Pentair plc and nVent Electric plc.* | |
| 10.4 | Form of Deed of Indemnification for directors and executive officers of nVent Electric plc.* | |
| 10.5 | Form of Indemnification Agreement for directors and executive officers of nVent Electric plc.* | |
| 10.6 | Form of Key Executive Employment and Severance Agreement for executive officers of nVent Electric plc.* | |
| 10.7 | Form of nVent Electric plc 2018 Stock and Incentive Plan.* | |
| 10.8 | Form of Executive Officer Stock Option Grant Agreement.* | |
| 10.9 | Form of Executive Officer Restricted Stock Unit Grant Agreement.* | |
| 10.10 | Form of Executive Officer Performance Unit Grant Agreement.* | |
| 10.11 | Form ofNon-Employee Director Stock Option Grant Agreement.* | |
| 10.12 | Form ofNon-Employee Director Restricted Stock Unit Grant Agreement.* | |
| 10.13 | Form of nVent Electric plc Employee Stock Purchase and Bonus Plan.* | |
| 10.14 | Form of nVent Electric plcNon-Qualified Deferred Compensation Plan.* | |
| 10.15 | Form of nVent Electric plc Compensation Plan forNon-Employee Directors.* | |
| 10.16 | Form of nVent Electric plc Supplemental Executive Retirement Plan.* | |
| 10.17 | Flow Control Supplemental Savings and Retirement Plan.* | |
| 21.1 | Subsidiaries of nVent Electric plc.* | |
| 99.1 | Information Statement of nVent Electric plc, preliminary and subject to completion, dated October 30, 2017.** | |
| 99.2 | Form of Notice of Internet Availability of Information Statement Materials* | |
| * | To be filed by amendment. |
| ** | Filed herewith. |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
| nVent Electric plc | ||
| Date: October 30, 2017 | /s/ Angela D. Jilek | |
| Name: Angela D. Jilek | ||
| Title: Director and Secretary | ||
