SEC Form 3
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 08/09/2018 | 3. Issuer Name and Ticker or Trading Symbol Spartan Energy Acquisition Corp. [ SPAQ ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 08/09/2018 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| Remarks: |
| This amendment to the Form 3 is filed to include the following:James Crossen is associated with Apollo Management, L.P. ("Apollo Management") and its affiliates, including Apollo Management Holdings, L.P. ("Management Holdings"). Affiliates of Apollo Management and Management Holdings serve as investment managers that indirectly or directly provide investment management services to Spartan Energy Acquisition Sponsor LLC ("Spartan LLC"), which holds 13,800,000 shares of the Class B common stock of Spartan Energy Acquisition Corp. (the "Issuer"), which are convertible into shares of Class A common stock of the Issuer, and warrants exercisable for 9,360,000 shares of the Issuers Class A common stock. As such, Apollo Management, Management Holdings and their affiliated investment managers may be deemed to beneficially own the shares of common stock of the Issuer held by Spartan LLC, or issuable to Spartan LLC upon conversion of the Class B common stock or exercise of the warrants. This report does not include any securities of the Issuer held by or issuable to Spartan LLC, and Mr. Crossen disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Crossen is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| No securities are beneficially owned. |
| /s/ James Crossen By: Geoffrey Strong pursuant to the Power of Attorney granted to him as filed together with the Form 3 filed on August 9, 2018 | 08/20/2018 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||