Fisker (FSRNQ) Form 4 Fisker / Geoffrey Strong ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Spartan Energy Acquisition Sponsor LLC

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Fisker Inc./DE [ FSR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/12/2021		C		3,664,219	A	(1)	16,610,543	I	See Note(2)
Class A Common Stock	03/12/2021		S		830,776	D	$23.1731(3)	15,779,767	I	See Note(2)
Class A Common Stock	03/15/2021		S		793,570	D	$22.6326(4)	14,986,197	I	See Note(2)
Class A Common Stock	03/16/2021		C		1,243,110	A	(5)	16,229,307	I	See Note(2)
Class A Common Stock	03/16/2021		S		1,250,000	D	$21.7529(6)	14,979,307	I	See Note(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (right to buy)	(1)	03/12/2021		C			7,020,000	(1)	(1)	Class A Common Stock	7,020,000	(1)	2,340,000	I	See Note(2)
Warrant (right to buy)	(5)	03/16/2021		C			2,340,000	(5)	(5)	Class A Common Stock	2,340,000	(5)	0	I	See Note(2)

1. Name and Address of Reporting Person^*

Spartan Energy Acquisition Sponsor LLC

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Apollo Natural Resources Partners II, L.P.

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Apollo Commodities Management, L.P.

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Apollo Management Holdings, L.P.

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Apollo Management Holdings GP, LLC

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Strong Geoffrey

(Last) (First) (Middle)

9 WEST 57TH STREET,

43RD FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

Explanation of Responses:

1. On March 12, 2021, the reporting persons exercised warrants to purchase 7,020,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 3,355,781 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,664,219 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.

2. See Exhibit 99.1.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.61 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.22 to $23.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.

5. On March 16, 2021, the reporting persons exercised warrants to purchase 2,340,000 shares of the Issuer's Class A common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding of 1,096,890 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,243,110 Class A common shares. The Warrants were exercisable on November 28, 2020, and will expire on October 29, 2025.

6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.03 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (6) to this Form 4.

	[see signatures attached as Exhibit 99.2]	03/16/2021
	** Signature of Reporting Person	Date
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