The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 532 | 2,561 | SH | SOLE | 2,561 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 2,816 | 35,223 | SH | SOLE | 35,223 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,427 | 30,109 | SH | SOLE | 30,109 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 249 | 1,417 | SH | SOLE | 1,417 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 35 | 28,700 | SH | SOLE | 28,700 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 276 | 1,515 | SH | SOLE | 1,515 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 324 | 3,574 | SH | SOLE | 3,574 | 0 | 0 | ||
ALLIANZGI CON INCM 2024 TARG | COM | 01883H102 | 180 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,767 | 1,501 | SH | SOLE | 1,501 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,049 | 894 | SH | SOLE | 894 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 148 | 14,795 | SH | SOLE | 14,795 | 0 | 0 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 201 | 4,692 | SH | SOLE | 4,692 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 4,334 | 75,465 | SH | SOLE | 75,465 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,413 | 1,355 | SH | SOLE | 1,355 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 722 | 6,610 | SH | SOLE | 6,610 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 303 | 1,539 | SH | SOLE | 1,539 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,281 | 6,744 | SH | SOLE | 6,744 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 119 | 11,879 | SH | SOLE | 11,879 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 6,383 | 33,605 | SH | SOLE | 33,605 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 38 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
AT&T INC | COM | 00206R102 | 1,244 | 39,678 | SH | SOLE | 39,678 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,732 | 10,845 | SH | SOLE | 10,845 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 330 | 11,974 | SH | SOLE | 11,974 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,544 | 6,184 | SH | SOLE | 6,184 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,354 | 11,720 | SH | SOLE | 11,720 | 0 | 0 | ||
BLACKROCK 2022 GBL INCM OPP | COM | 09258P104 | 204 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,612 | 3,771 | SH | SOLE | 3,771 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 173 | 13,085 | SH | SOLE | 13,085 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 151 | 11,281 | SH | SOLE | 11,281 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,069 | 5,424 | SH | SOLE | 5,424 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 471 | 9,874 | SH | SOLE | 9,874 | 0 | 0 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 261 | 2,516 | SH | SOLE | 2,516 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 261 | 6,227 | SH | SOLE | 6,227 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 231 | 4,802 | SH | SOLE | 4,802 | 0 | 0 | ||
CDK GLOBAL INC | COM | 12508E101 | 200 | 3,395 | SH | SOLE | 3,395 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 790 | 2,277 | SH | SOLE | 2,277 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,689 | 29,946 | SH | SOLE | 29,946 | 0 | 0 | ||
CHUBB LIMITED | COM | H1467J104 | 251 | 1,795 | SH | SOLE | 1,795 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 493 | 9,132 | SH | SOLE | 9,132 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 230 | 3,699 | SH | SOLE | 3,699 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 4,594 | 98,036 | SH | SOLE | 98,036 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 392 | 9,794 | SH | SOLE | 9,794 | 0 | 0 | ||
COPART INC | COM | 217204106 | 673 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,261 | 5,209 | SH | SOLE | 5,209 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EURP | 233051853 | 312 | 10,995 | SH | SOLE | 10,995 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 259 | 10,171 | SH | SOLE | 10,171 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,978 | 17,811 | SH | SOLE | 17,811 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 396 | 5,166 | SH | SOLE | 5,166 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 291 | 5,467 | SH | SOLE | 5,467 | 0 | 0 | ||
DREYFUS ALCENTRA GBL CR INCO | COM | 26189A105 | 265 | 30,031 | SH | SOLE | 30,031 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 280 | 3,108 | SH | SOLE | 3,108 | 0 | 0 | ||
EATON VANCE FLTNG RATE 2022 | COM | 27831H100 | 278 | 30,377 | SH | SOLE | 30,377 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 222 | 1,255 | SH | SOLE | 1,255 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 457 | 12,593 | SH | SOLE | 12,593 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,501 | 120,311 | SH | SOLE | 120,311 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,238 | 64,823 | SH | SOLE | 64,823 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,030 | 6,181 | SH | SOLE | 6,181 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 762 | 4,202 | SH | SOLE | 4,202 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 369 | 6,222 | SH | SOLE | 6,222 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 188 | 28,565 | SH | SOLE | 28,565 | 0 | 0 | ||
FIRST TR DJS MICROCAP INDEX | COM SHS ANNUAL | 33718M105 | 464 | 10,392 | SH | SOLE | 10,392 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHA FD I | DEV MRK EX US | 33737J174 | 217 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 549 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
FIRST TR EXCNGE TRD ALPHADEX | MEGA CAP ALPHA | 33737M508 | 507 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 33735K108 | 389 | 5,804 | SH | SOLE | 5,804 | 0 | 0 | ||
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 1,400 | 27,138 | SH | SOLE | 27,138 | 0 | 0 | ||
FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | 4,755 | 79,918 | SH | SOLE | 79,918 | 0 | 0 | ||
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 1,911 | 28,498 | SH | SOLE | 28,498 | 0 | 0 | ||
FIRST TR S&P REIT INDEX FD | COM | 33734G108 | 274 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 2,457 | 39,822 | SH | SOLE | 39,822 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 306 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
FLOWERS FOODS INC | COM | 343498101 | 247 | 11,588 | SH | SOLE | 11,588 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 545 | 62,040 | SH | SOLE | 62,040 | 0 | 0 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 128 | 38,250 | SH | SOLE | 38,250 | 0 | 0 | ||
FRANCO NEVADA CORP | COM | 351858105 | 356 | 4,743 | SH | SOLE | 4,743 | 0 | 0 | ||
FRANKLIN RES INC | COM | 354613101 | 4,015 | 121,140 | SH | SOLE | 121,140 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 207 | 1,226 | SH | SOLE | 1,226 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 246 | 4,747 | SH | SOLE | 4,747 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 | 2,497 | 24,905 | SH | SOLE | 24,905 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 1,324 | 23,293 | SH | SOLE | 23,293 | 0 | 0 | ||
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 365 | 26,286 | PRN | SOLE | 26,286 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 559 | 2,911 | SH | SOLE | 2,911 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 629 | 3,958 | SH | SOLE | 3,958 | 0 | 0 | ||
HP INC | COM | 40434L105 | 202 | 10,403 | SH | SOLE | 10,403 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 204 | 5,037 | SH | SOLE | 5,037 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 597 | 4,160 | SH | SOLE | 4,160 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 1,255 | 11,628 | SH | SOLE | 11,628 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3,776 | 70,324 | SH | SOLE | 70,324 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 600 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 375 | 17,810 | SH | SOLE | 17,810 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 1,465 | 12,660 | SH | SOLE | 12,660 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | CALIF AMT MUN | 46138E206 | 204 | 7,748 | SH | SOLE | 7,748 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | FNDMNTL HY CRP | 46138E719 | 214 | 11,475 | SH | SOLE | 11,475 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | MSCI EMRNG MKT | 46138E552 | 426 | 13,413 | SH | SOLE | 13,413 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 378 | 26,086 | SH | SOLE | 26,086 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P INTL LOW | 46138E230 | 444 | 13,530 | SH | SOLE | 13,530 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 396 | 7,523 | SH | SOLE | 7,523 | 0 | 0 | ||
INVESCO HIGH INCOME 2023 TAR | COM | 46135X108 | 291 | 28,262 | SH | SOLE | 28,262 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,950 | 38,682 | SH | SOLE | 38,682 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 527 | 10,185 | SH | SOLE | 10,185 | 0 | 0 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 355 | 3,969 | SH | SOLE | 3,969 | 0 | 0 | ||
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 237 | 1,719 | SH | SOLE | 1,719 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 611 | 6,548 | SH | SOLE | 6,548 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 2,499 | 41,124 | SH | SOLE | 41,124 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,125 | 5,940 | SH | SOLE | 5,940 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,100 | 14,263 | SH | SOLE | 14,263 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 1,037 | 16,103 | SH | SOLE | 16,103 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,059 | 28,322 | SH | SOLE | 28,322 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 260 | 5,099 | SH | SOLE | 5,099 | 0 | 0 | ||
ISHARES TR | GLOBAL TECH ETF | 464287291 | 573 | 3,350 | SH | SOLE | 3,350 | 0 | 0 | ||
ISHARES TR | IBONDS DEC19 ETF | 46434VAU4 | 280 | 11,254 | SH | SOLE | 11,254 | 0 | 0 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 513 | 20,319 | SH | SOLE | 20,319 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 373 | 15,079 | SH | SOLE | 15,079 | 0 | 0 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 425 | 17,043 | SH | SOLE | 17,043 | 0 | 0 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 311 | 12,420 | SH | SOLE | 12,420 | 0 | 0 | ||
ISHARES TR | IBONDS DEC25 ETF | 46434VBD1 | 288 | 11,583 | SH | SOLE | 11,583 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,276 | 49,448 | SH | SOLE | 49,448 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 341 | 2,860 | SH | SOLE | 2,860 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 316 | 2,971 | SH | SOLE | 2,971 | 0 | 0 | ||
ISHARES TR | MICRO-CAP ETF | 464288869 | 378 | 4,074 | SH | SOLE | 4,074 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 1,353 | 23,018 | SH | SOLE | 23,018 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 222 | 5,120 | SH | SOLE | 5,120 | 0 | 0 | ||
ISHARES TR | MRNGSTR LG-CP VL | 464288109 | 773 | 7,335 | SH | SOLE | 7,335 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 608 | 9,370 | SH | SOLE | 9,370 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 255 | 2,277 | SH | SOLE | 2,277 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 4,949 | 135,391 | SH | SOLE | 135,391 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,198 | 7,913 | SH | SOLE | 7,913 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,222 | 9,895 | SH | SOLE | 9,895 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 524 | 2,665 | SH | SOLE | 2,665 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 349 | 2,910 | SH | SOLE | 2,910 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 325 | 2,393 | SH | SOLE | 2,393 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 325 | 3,740 | SH | SOLE | 3,740 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,292 | 14,971 | SH | SOLE | 14,971 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 210 | 1,258 | SH | SOLE | 1,258 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 670 | 3,886 | SH | SOLE | 3,886 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 392 | 3,477 | SH | SOLE | 3,477 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,628 | 16,582 | SH | SOLE | 16,582 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 649 | 12,278 | SH | SOLE | 12,278 | 0 | 0 | ||
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 337 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 473 | 5,435 | SH | SOLE | 5,435 | 0 | 0 | ||
ISHARES TR | U.S. UTILITS ETF | 464287697 | 374 | 2,540 | SH | SOLE | 2,540 | 0 | 0 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 848 | 7,557 | SH | SOLE | 7,557 | 0 | 0 | ||
ISHARES US ETF TR | SHT MAT BD ETF | 46431W507 | 220 | 4,378 | SH | SOLE | 4,378 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 7,246 | 51,835 | SH | SOLE | 51,835 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,975 | 39,265 | SH | SOLE | 39,265 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 1,194 | 20,805 | SH | SOLE | 20,805 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 447 | 3,612 | SH | SOLE | 3,612 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 441 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 225 | 9,283 | SH | SOLE | 9,283 | 0 | 0 | ||
LINDE PLC | COM | G5494J103 | 222 | 1,264 | SH | SOLE | 1,264 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 84 | 26,075 | SH | SOLE | 26,075 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,026 | 9,368 | SH | SOLE | 9,368 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 493 | 2,095 | SH | SOLE | 2,095 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 5,533 | 29,136 | SH | SOLE | 29,136 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 243 | 2,671 | SH | SOLE | 2,671 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,972 | 23,710 | SH | SOLE | 23,710 | 0 | 0 | ||
METTLER TOLEDO INTERNATIONAL | COM | 592688105 | 289 | 400 | SH | SOLE | 400 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,031 | 25,695 | SH | SOLE | 25,695 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 243 | 1,930 | SH | SOLE | 1,930 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,030 | 40,667 | SH | SOLE | 40,667 | 0 | 0 | ||
MSA SAFETY INC | COM | 553498106 | 194 | 10,011 | SH | SOLE | 10,011 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 287 | 805 | SH | SOLE | 805 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 338 | 4,014 | SH | SOLE | 4,014 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 339 | 1,812 | SH | SOLE | 1,812 | 0 | 0 | ||
NUVEEN CR OPPORTUNITIES 2022 | COM | 67075U102 | 241 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NUVEEN HIGH INCOME 2023 TARG | COM | 67079F101 | 281 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
NUVEEN HIGH INCOME NOVEMBER | COM | 67077N106 | 347 | 35,516 | SH | SOLE | 35,516 | 0 | 0 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 235 | 17,845 | PRN | SOLE | 17,845 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 172 | 12,654 | PRN | SOLE | 12,654 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 245 | 1,364 | SH | SOLE | 1,364 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 344 | 6,396 | SH | SOLE | 6,396 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 566 | 5,452 | SH | SOLE | 5,452 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 2,773 | 22,627 | SH | SOLE | 22,627 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,088 | 25,613 | SH | SOLE | 25,613 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 5,656 | 63,991 | SH | SOLE | 63,991 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 812 | 8,529 | SH | SOLE | 8,529 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 192 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 280 | 5,191 | SH | SOLE | 5,191 | 0 | 0 | ||
PIMCO ETF TR | INV GRD CRP BD | 72201R817 | 1,394 | 13,437 | SH | SOLE | 13,437 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 36 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 6,908 | 66,392 | SH | SOLE | 66,392 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 77 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
REALTY INCOME CORP | COM | 756109104 | 219 | 2,979 | SH | SOLE | 2,979 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 232 | 6,880 | SH | SOLE | 6,880 | 0 | 0 | ||
RIVERNORTH OPPORTUNISTIC MUN | COM | 76883F108 | 427 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 2,681 | 12,732 | SH | SOLE | 12,732 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 248 | 5,682 | SH | SOLE | 5,682 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,410 | 54,210 | SH | SOLE | 54,210 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,124 | 99,774 | SH | SOLE | 99,774 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 230 | 4,282 | SH | SOLE | 4,282 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 1,975 | 38,068 | SH | SOLE | 38,068 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 2,658 | 39,059 | SH | SOLE | 39,059 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,323 | 25,298 | SH | SOLE | 25,298 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 412 | 5,189 | SH | SOLE | 5,189 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 4,022 | 59,484 | SH | SOLE | 59,484 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,918 | 34,625 | SH | SOLE | 34,625 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,760 | 25,167 | SH | SOLE | 25,167 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,340 | 27,979 | SH | SOLE | 27,979 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 223 | 1,958 | SH | SOLE | 1,958 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 411 | 4,475 | SH | SOLE | 4,475 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 314 | 2,497 | SH | SOLE | 2,497 | 0 | 0 | ||
SILVERCORP METALS INC | COM | 82835P103 | 102 | 39,900 | SH | SOLE | 39,900 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 222 | 4,302 | SH | SOLE | 4,302 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 838 | 3,235 | SH | SOLE | 3,235 | 0 | 0 | ||
SPDR INDEX SHS FDS | MSCI ACWI ETF | 78463X475 | 448 | 5,735 | SH | SOLE | 5,735 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P GLBDIV ETF | 78463X459 | 263 | 3,965 | SH | SOLE | 3,965 | 0 | 0 | ||
SPDR INDEX SHS FDS | STOXX EUR 50 ETF | 78463X103 | 313 | 9,466 | SH | SOLE | 9,466 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,118 | 21,659 | SH | SOLE | 21,659 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC CORP | 78464A144 | 221 | 6,895 | SH | SOLE | 6,895 | 0 | 0 | ||
SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | 358 | 6,228 | SH | SOLE | 6,228 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 400 MDCP VAL | 78464A839 | 718 | 14,261 | SH | SOLE | 14,261 | 0 | 0 | ||
SSGA ACTIVE ETF TR | MFS SYS VAL EQ | 78467V871 | 1,322 | 20,010 | SH | SOLE | 20,010 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 898 | 18,565 | SH | SOLE | 18,565 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,372 | 18,449 | SH | SOLE | 18,449 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 223 | 3,343 | SH | SOLE | 3,343 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 356 | 4,437 | SH | SOLE | 4,437 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 77 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 172 | 616 | SH | SOLE | 616 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 140 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
TEXAS INSTRS INC | COM | 882508104 | 212 | 2,003 | SH | SOLE | 2,003 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 248 | 906 | SH | SOLE | 906 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 457 | 8,582 | SH | SOLE | 8,582 | 0 | 0 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 398 | 4,072 | SH | SOLE | 4,072 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,745 | 33,511 | SH | SOLE | 33,511 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 400 | 3,106 | SH | SOLE | 3,106 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 349 | 1,413 | SH | SOLE | 1,413 | 0 | 0 | ||
V F CORP | COM | 918204108 | 470 | 5,413 | SH | SOLE | 5,413 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 223 | 2,654 | SH | SOLE | 2,654 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,084 | 13,352 | SH | SOLE | 13,352 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 521 | 9,348 | SH | SOLE | 9,348 | 0 | 0 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 1,015 | 9,261 | SH | SOLE | 9,261 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,231 | 14,266 | SH | SOLE | 14,266 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 2,720 | 20,953 | SH | SOLE | 20,953 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 6,111 | 38,015 | SH | SOLE | 38,015 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,317 | 15,157 | SH | SOLE | 15,157 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 6,690 | 25,776 | SH | SOLE | 25,776 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,625 | 23,721 | SH | SOLE | 23,721 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 204 | 1,408 | SH | SOLE | 1,408 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 360 | 3,348 | SH | SOLE | 3,348 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,651 | 62,379 | SH | SOLE | 62,379 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 382 | 7,129 | SH | SOLE | 7,129 | 0 | 0 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 680 | 13,036 | SH | SOLE | 13,036 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | 342 | 5,309 | SH | SOLE | 5,309 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 5,212 | 60,002 | SH | SOLE | 60,002 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 279 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,800 | 22,568 | SH | SOLE | 22,568 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 5,033 | 123,152 | SH | SOLE | 123,152 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 4,771 | 55,691 | SH | SOLE | 55,691 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 5,605 | 45,074 | SH | SOLE | 45,074 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 2,068 | 14,239 | SH | SOLE | 14,239 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 267 | 4,190 | SH | SOLE | 4,190 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,726 | 29,191 | SH | SOLE | 29,191 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,285 | 8,228 | SH | SOLE | 8,228 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 2,101 | 33,210 | SH | SOLE | 33,210 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 2,827 | 28,989 | SH | SOLE | 28,989 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 591 | 12,226 | SH | SOLE | 12,226 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 255 | 3,282 | SH | SOLE | 3,282 | 0 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 424 | 17,816 | SH | SOLE | 17,816 | 0 | 0 | ||
WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | 219 | 5,630 | SH | SOLE | 5,630 | 0 | 0 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 416 | 9,651 | SH | SOLE | 9,651 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 1,103 | 8,696 | SH | SOLE | 8,696 | 0 | 0 |