The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 936 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 2,514 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 2,137 | 21,766 | SH | SOLE | 21,766 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 827 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
ADVANCED MICRO DEVICES | COM | 007903107 | 658 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 449 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ALLEGION PLC | ORD SHS | G0176J109 | 1,370 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
ALPHABET INC. CLASS C | COM | 02079K107 | 1,440 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 857 | 21,476 | SH | SOLE | 21,476 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,484 | 538 | SH | SOLE | 538 | 0 | 0 | ||
AMERICAN AIRLINES | COM | 02376R102 | 314 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,561 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 468 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 375 | 2,501 | SH | SOLE | 2,501 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,946 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 32,779 | 89,854 | SH | SOLE | 89,854 | 0 | 0 | ||
AT & T INC | COM | 00206R102 | 2,204 | 72,909 | SH | SOLE | 72,909 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 1,208 | 50,870 | SH | SOLE | 50,870 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 673 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 206 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 440 | 29,800 | SH | SOLE | 29,800 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,485 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 146 | 6,280 | SH | SOLE | 6,280 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,911 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 631 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 380 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 591 | 6,620 | SH | SOLE | 6,620 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,810 | 38,800 | SH | SOLE | 38,800 | 0 | 0 | ||
CLOROX CO | COM | 189054109 | 1,097 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 783 | 17,360 | SH | SOLE | 17,360 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,575 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
COMCAST CORP CLASS A | COM | 20030N101 | 3,021 | 77,170 | SH | SOLE | 77,170 | 0 | 0 | ||
CORNING INC | COM | 219350105 | 648 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CORTEVA INC | COM | 22052L104 | 237 | 8,845 | SH | SOLE | 8,845 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 209 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,740 | 26,786 | SH | SOLE | 26,786 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 1,174 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
DOW INC | COM | 260557103 | 1,094 | 26,845 | SH | SOLE | 26,845 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 470 | 8,844 | SH | SOLE | 8,844 | 0 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 198 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
E TRADE FINL CORP | COM | 269246401 | 4,312 | 86,700 | SH | SOLE | 86,700 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,029 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
FACEBOOK INC | COM | 30303M102 | 852 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 423 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
FLANIGANS ENTERPRISES INC | COM | 338517105 | 303 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 362 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | COM | 35671D857 | 567 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
GENERAC HLDGS INC | COM | 368736104 | 610 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 421 | 61,637 | SH | SOLE | 61,637 | 0 | 0 | ||
GENERAL MILLS INC | COM | 370334104 | 2,343 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,193 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 648 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 119 | 600 | SH | SOLE | 600 | 0 | 0 | ||
GREENBRIER COS INC | COM | 393657101 | 341 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 299 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
HARTFORD FINANCIAL S | COM | 416515104 | 583 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 2,757 | 11,006 | SH | SOLE | 11,006 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 368 | 2,542 | SH | SOLE | 2,542 | 0 | 0 | ||
II VI INC | COM | 902104108 | 236 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ILLUMNIA INC | COM | 452327109 | 1,481 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 922 | 15,414 | SH | SOLE | 15,414 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS CORP | COM | 459200101 | 1,244 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 167 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 131 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 632 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 388 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 383 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,070 | 14,718 | SH | SOLE | 14,718 | 0 | 0 | ||
JP MORGAN CHASE & CO | COM | 46625H100 | 1,826 | 19,409 | SH | SOLE | 19,409 | 0 | 0 | ||
KEMPER CORP | COM | 488401100 | 791 | 10,910 | SH | SOLE | 10,910 | 0 | 0 | ||
KIMBERLY CLARK CORP COM | COM | 494368103 | 997 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 485 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 1,176 | 34,750 | SH | SOLE | 34,750 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 1,582 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1,790 | 13,250 | SH | SOLE | 13,250 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 306 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 818 | 2,765 | SH | SOLE | 2,765 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 621 | 3,367 | SH | SOLE | 3,367 | 0 | 0 | ||
MEDTRONIC PLC | COM | G5960L103 | 185 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,173 | 15,124 | SH | SOLE | 15,124 | 0 | 0 | ||
MICRON TECHNOLOGIES | COM | 595112103 | 515 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 5,027 | 24,701 | SH | SOLE | 24,701 | 0 | 0 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 393 | 7,687 | SH | SOLE | 7,687 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 432 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 228 | 14,878 | SH | SOLE | 14,878 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 181 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 264 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 1,672 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
OPKO HEALTH INC | COM | 68375N103 | 123 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
ORACLE SYSTEMS | COM | 68389X105 | 1,262 | 22,825 | SH | SOLE | 22,825 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 837 | 4,802 | SH | SOLE | 4,802 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,815 | 13,721 | SH | SOLE | 13,721 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 796 | 24,331 | SH | SOLE | 24,331 | 0 | 0 | ||
PHILIP MORRIS INTERNATIONAL IN | COM | 718172109 | 313 | 4,393 | SH | SOLE | 4,393 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 486 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 346 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PIONEER MUN HIGH INCOME ADV | COM | 723762100 | 126 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,503 | 12,567 | SH | SOLE | 12,567 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 456 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
QUEST DIAGNOSTICS | COM | 74834L100 | 1,262 | 11,072 | SH | SOLE | 11,072 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 390 | 6,334 | SH | SOLE | 6,334 | 0 | 0 | ||
REGENERON PHARMACEUT | COM | 75886F107 | 2,245 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
REGIONS FINL CORP | COM | 7591EP100 | 850 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 320 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ROLLINS INC | COM | 775711104 | 742 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 862 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SANGAMO THERAPEUTICS | COM | 800677106 | 748 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 277 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 490 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 610 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SPDR SERIES TRUST | PORTFOLIO SHORT | 78464A474 | 392 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,562 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 1,546 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 378 | 1,043 | SH | SOLE | 1,043 | 0 | 0 | ||
UNITEDHEALTH GROUP | COM | 91324P102 | 1,335 | 4,526 | SH | SOLE | 4,526 | 0 | 0 | ||
US XPRESS ENTERPRISES INC | COM CL A | 90338N202 | 378 | 63,000 | SH | SOLE | 63,000 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 191 | 1,050 | SH | SOLE | 1,050 | 0 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,458 | 26,448 | SH | SOLE | 26,448 | 0 | 0 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 3,835 | 19,851 | SH | SOLE | 19,851 | 0 | 0 | ||
VOYA FINL INC COM | COM | 929089100 | 700 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
WAL MART STORES INC | COM | 931142103 | 1,581 | 13,200 | SH | SOLE | 13,200 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 729 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687106 | 2,391 | 21,442 | SH | SOLE | 21,442 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 282 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 156 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 348 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 192 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ZOETIS INC | COM | 98978V103 | 328 | 2,390 | SH | SOLE | 2,390 | 0 | 0 |