Brian Hopkins Form 3 WAYNE SAVINGS BANCSHARES / Brian Hopkins ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hopkins Brian

(Last) (First) (Middle)

6060 PARKLAND

SUITE 200

(Street)

CLEVELAND OH 44124

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/22/2017

3. Issuer Name and Ticker or Trading Symbol
WAYNE SAVINGS BANCSHARES INC /DE/ [ WAYN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	83,666	I	See Footnote(1)
Common Stock, par value $0.01 per share	74,524	I	See Footnote(2)
Common Stock, par value $0.01 per share	1,900	I	See Footnote(3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares owned directly by Merlin Partners. Mr. Hopkins, solely by virtue of his position as the Portfolio Manager of Merlin Partners may be deemed to beneficially own the shares owned directly by Merlin Partners for purposes of Section 16. Mr. Hopkins expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

2. Shares owned directly by the CATALYST Fund. Mr. Hopkins, solely by virtue of his position as the Portfolio Manager of CATALYST Fund may be deemed to beneficially own the shares owned directly by CATALYST Fund for purposes of Section 16. Mr. Hopkins expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

3. Shares owned directly by family members. Mr. Hopkins, solely by virtue of his relations with the account owners may be deemed to beneficially own the shares owned directly by the family members for purposes of Section 16.

	Brian Hopkins	12/08/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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